Original filing (PDF)20251007091106NAL0004543297001

AERZEN USA CORP

Name: AERZEN USA CORP — AERZEN USA CORP. 401(K) PROFIT SHARING PLAN, Form 5500 (2024)
Creator: AERZEN USA CORP

Form 5500

FILING_RECEIVED

AERZEN USA CORP. 401(K) PROFIT SHARING PLAN

401(k) retirement plan

Signals · 3

Late participant contributions40% employer stockNo recordkeeper disclosed

Active participants

226

Accounts w/ balance

188

Plan assets (EOY)

$17.8M

Net assets (EOY)

$17.8M

How this plan invests

This plan

1 pooled trust

Schedule D

34 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

/ 100

Grade C

Average plan with room to improve

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

Total plan cost

Plan health

Vendor & structure

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AERZEN USA CORP.

Plan sponsor

Name

AERZEN USA CORP

EIN

34-1384479

Address

108 INDEPENDENCE WAY · COATESVILLE, PA · 193201653

Phone

(484) 798-8939

Industry

Manufacturingsee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-10-07

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Service providers (Schedule C)

2 rows

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
MORGAN STANLEY GLOBAL BA	26-4310632	—	INVESTMENT ADVISORY	$40K	—

TPA / Administrator

Name	EIN	Location	Relation	Direct comp	Indirect comp
PRINCIPAL LIFE INSURANCE COMPANY	42-0127290	—	CONTRACT ADMINISTRATOR	$21K	—

Investments

34 direct securities · 1 pooled fund· $17.9M(100% of reported assets)

Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.

Other securities

$10.5M

17 holdings

Common Stock

$7.1M

16 holdings

Bonds / Notes

$306K

1 holding

Common Collective Trust

$13K

1 holding

					% of plan
TIAA Investments TIAA-CREF Lifecycle Index 2035 Fund	Other securities	—	—	$1.9M	10.9%
Vanguard Group Vanguard Growth Index Fund	Common Stock	—	—	$1.7M	9.8%
TIAA Investments TIAA-CREF Lifecycle Index 2045 Fund	Other securities	—	—	$1.5M	8.2%
TIAA Investments TIAA-CREF Lifecycle Index 2020 Fund	Other securities	—	—	$1.3M	7.2%
TIAA Investments TIAA-CREF Lifecycle Index 2050 Fund	Other securities	—	—	$1.2M	6.9%
Vanguard Group Vanguard 500 Index Fund	Common Stock	—	—	$1.1M	6.1%
TIAA Investments TIAA-CREF Lifecycle Index 2055 Fund	Other securities	—	—	$1.0M	5.6%
Vanguard Group Vanguard Balanced Index Fund	Common Stock	—	—	$953K	5.3%
TIAA Investments TIAA-CREF Lifecycle Index 2025 Fund	Other securities	—	—	$939K	5.3%
Vanguard Group Vanguard Mid-Cap Growth Index Fund/Open-End	Common Stock	—	—	$878K	4.9%
TIAA Investments TIAA-CREF Lifecycle Index 2030 Fund	Other securities	—	—	$839K	4.7%
Vanguard Group Vanguard Small-Cap Growth Index Fund	Common Stock	—	—	$698K	3.9%
Principal Life Insurance Company Principal Guaranteed Option	Other securities	—	—	$628K	3.5%
Vanguard Group Vanguard Intermediate-Term Bond Index Fund	Common Stock	—	—	$397K	2.2%
TIAA Investments TIAA-CREF Lifecycle Index 2040 Fund	Other securities	—	—	$362K	2.0%
TIAA Investments TIAA-CREF Lifecycle Index 2060 Fund	Other securities	—	—	$321K	1.8%
Participant Loans with Interest Rates 4.25% - 9.50% -	Bonds / Notes	—	—	$306K	1.7%
Vanguard Group Vanguard Developed Markets Index Fund	Common Stock	—	—	$285K	1.6%
Vanguard Group Vanguard Value Index Fund	Common Stock	—	—	$275K	1.5%
Vanguard Group Vanguard Small-Cap Index Fund	Common Stock	—	—	$216K	1.2%
Vanguard Group Vanguard Emerging Markets Stock Index Fund/United States	Common Stock	—	—	$153K	0.9%
TIAA Investments TIAA-CREF Lifecycle Index 2065 Fund	Other securities	—	—	$115K	0.6%
Vanguard Group Vanguard Mid-Cap Value Index Fund/Open-End Fund	Common Stock	—	—	$97K	0.5%
Vanguard Group Vanguard Small-Cap Value Index Fund	Common Stock	—	—	$95K	0.5%
Dimensional Fund Advisors Dimensional Global Equity Portfolio	Other securities	—	—	$86K	0.5%
BlackRock High Yield Portfolio	Other securities	—	—	$85K	0.5%
T. Rowe Price Funds T. Rowe Price Retirement Balanced Fund	Other securities	—	—	$73K	0.4%
Vanguard Group Vanguard Mid Cap Index Fund	Common Stock	—	—	$71K	0.4%
Loomis Sayles Loomis Sayles Investment Grade Bond Fund	Other securities	—	—	$66K	0.4%
Vanguard Group Fidelity Inflation Protected Bond Index Fund	Common Stock	—	—	$57K	0.3%
(E)	Other securities	—	—	$38K	0.2%
Vanguard Group Vanguard Lifestrategy Growth Fund	Common Stock	—	—	$38K	0.2%
Vanguard Group Vanguard Real Estate Index Fund	Common Stock	—	—	$22K	0.1%
FEDERATED HERMESCAP PRES SP FD FEDERATED INVESTORS TRUST COMPANY · EIN 22-2712853 / PN 001	Common Collective Trust	—	—	$13K	<0.1%
TIAA Investments TIAA-CREF Lifecycle Index 2015 Fund	Other securities	—	—	$4K	<0.1%