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Original filing (PDF)20250724122811NAL0013297346001
A.J. ROSE MANUFACTURING CO.
Form 5500
FILING_RECEIVED
A.J. ROSE MFG. CO. 401(K) PLAN FOR UNION EMPLOYEES
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
265
Accounts w/ balance
334
Plan assets (EOY)
$19.1M
Net assets (EOY)
$19.1M
How this plan invests
This plan
5 pooled trusts
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 39 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for A.J. ROSE MANUFACTURING CO..
Plan sponsor
Name
A.J. ROSE MANUFACTURING CO.
EIN
34-0843927
Address
38000 CHESTER ROAD · AVON, OH · 440111086
Phone
(440) 934-2857
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-24
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
SIKICH CPA LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NEWEDGE ADVISORS | 46-0854203 | — | INVESTMENT ADVISORY | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $75K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
30 direct securities · 5 pooled funds· $22.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$19.1M
30 holdings
Common Collective Trust
$2.5M
1 holding
Pooled Separate Account
$572K
4 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| American Centur Mid-Cap Val R6 | — | — | — | $3.5M | 18.2% | |
| Am Fds 2065 Trgt Dte Rtm R6 Fd | — | — | — | $2.6M | 13.6% | |
| Participant Loans | — | — | — | $2.5M | 13.3% | |
| PRINCIPAL STABLE VALUE Z FUND PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274328 / PN 001 | Common Collective Trust | — | — | $2.5M | 13.3% | |
| American Funds NewPrsp R6 Fnd | — | — | — | $2.3M | 12.0% | |
| Am Fds 2060 Trgt Dte Rtm R6 Fd | — | — | — | $1.3M | 6.6% | |
| American Funds NewWorld R6 | — | — | — | $1.2M | 6.5% | |
| Am Fds 2030 Trgt Dte Rtm R6 Fd | — | — | — | $883K | 4.6% | |
| MFS Intl Growth R6 Fund | — | — | — | $505K | 2.6% | |
| Am Fds 2040 Trgt Dte Rtm R6 Fd | — | — | — | $486K | 2.5% | |
| Am Fds 2035 Trgt Dte Rtm R6 Fd | — | — | — | $441K | 2.3% | |
| Am Fds 2045 Trgt Dte Rtm R6 Fd | — | — | — | $419K | 2.2% | |
| Prin SmCap Value II Sep Acct-Z | — | — | — | $392K | 2.0% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $392K | 2.0% | |
| Prin LgCp S&P 500 Index SA-Z | — | — | — | $383K | 2.0% | |
| PIMCO StocksPLUS Intl I Fund | — | — | — | $376K | 2.0% | |
| Am Fds 2020 Trgt Dte Rtm R6 Fd | — | — | — | $346K | 1.8% | |
| Prin Real Estate Secs SA-Z | — | — | — | $344K | 1.8% | |
| Am Fds 2050 Trgt Dte Rtm R6 Fd | — | — | — | $196K | 1.0% | |
| Am Fds 2025 Trgt Dte Rtm R6 Fd | — | — | — | $180K | 0.9% | |
| Prin SmCap S&P 600 Index SA-Z | — | — | — | $141K | 0.7% | |
| Am Fds 2055 Trgt Dte Rtm R6 Fd | — | — | — | $130K | 0.7% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $115K | 0.6% | |
| Principal Stable Value Z Fund | — | — | — | $115K | 0.6% | |
| DFA US Sm Cap Growth Instl Fd | — | — | — | $75K | 0.4% | |
| Columbia Div Income I3 Fund | — | — | — | $67K | 0.3% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $47K | 0.2% | |
| Fidelity Mid Cap Stock K Fund | — | — | — | $47K | 0.2% | |
| JP Morgan Mid Cap Growth R6 Fd | — | — | — | $45K | 0.2% | |
| AMERICAN FUNDS 2070 TDR R6 FD | — | — | — | $43K | 0.2% | |
| PRIN SMCAP VALUE II SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 096 | Pooled Separate Account | — | — | $19K | <0.1% | |
| JP Morgan Core Bond R6 Fund | — | — | — | $19K | <0.1% | |
| Am Fds 2010 Trgt Dte Rtm R6 Fd | — | — | — | $5K | <0.1% | |
| AB Large Cap Growth Z Fund | — | — | — | $1K | <0.1% | |
| Am Fds 2015 Trgt Dte Rtm R6 Fd | — | — | — | $339 | <0.1% |