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Original filing (PDF)20260316143607NAL0003211122001
THE BOARD OF TRUSTEES OF THE FOX VALLEY SHEET METAL HEALTH FUND
Form 5500
FILING_RECEIVED
FOX VALLEY SHEET METAL HEALTH FUND
Health & welfare plan
Signals · 3
~665 bps in Sched C feesNo recordkeeper disclosed11 service providers
Active participants
753
Accounts w/ balance
—
Plan assets (EOY)
$19.2M
Net assets (EOY)
$17.1M
How this plan invests
This plan
67 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 665 bps in Schedule C fees — 2194% above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE BOARD OF TRUSTEES OF THE FOX VALLEY SHEET METAL HEALTH FUND.
Plan sponsor
Name
THE BOARD OF TRUSTEES OF THE FOX VALLEY SHEET METAL HEALTH FUND
EIN
39-6095127
Address
2201 SPRINGDALE ROAD · WAUKESHA, WI · 53186
Phone
(262) 717-9385
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
501
Plan year
2024
Plan year begin
2024-06-01
Tax period
2025-05-31
Filed
2026-03-16
Welfare benefit codes
4A · Health (other than dental or vision)
4B · Life Insurance
4D · Dental
4E · Vision
4F · Temporary Disability (accident and sickness)
4H · Long-Term Disability
Audit & trust (Schedule H)
Auditor
SIKICH CPA LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
11 rowsOther
11| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UNITED HEALTH CARE INSURANCE CO | 36-2739571 | — | NONE | $485K | — |
| BENEFIT PLAN ADMINISTRATION | 39-1401001 | — | NONE | $289K | — |
| EXPRESS SCRIPTS | 43-1420563 | — | NONE | $205K | — |
| REINHART BOERNER & VAN DEUREN S.C. | 39-1126909 | — | NONE | $72K | — |
| THE SEGAL COMPANY, INC. | 13-1975125 | — | NONE | $58K | — |
| DELTA DENTAL OF WISCONSIN | 39-6094742 | — | NONE | $30K | — |
| MARINER INSTITUTIONAL, LLC | — | WINTER PARK, FL | NONE | $30K | — |
| ASSOCIATED TRUST COMPANY | 39-6576073 | — | NONE | $29K | — |
| MEDEXPERT INTERNATIONAL, INC. | — | MENLO PARK, CA | NONE | $28K | — |
| US BANK NATIONAL ASSOCIATION | 31-0841368 | — | NONE | $26K | — |
| SIKICH LLP | 36-3168081 | — | NONE | $25K | — |
Investments
62 direct securities· $13.8M(72% of reported assets)
Uncategorized
$12.8M
59 holdings
Mutual Funds
$794K
1 holding
Corporate Bonds
$151K
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard 500 Index Admiral Fund | — | — | $838K | $3.0M | 15.4% | |
| and Money Market Mutual Funds Baird Short Term Bond Inst. Fund | Mutual Funds | — | $815K | $794K | 4.1% | |
| PIMCO All Asset Instl. Fund | — | — | $787K | $734K | 3.8% | |
| Westwood Income Opportunity Instl. | — | — | $791K | $714K | 3.7% | |
| First American Inst. Prime Obligation Fund CL Y | — | — | $705K | $705K | 3.7% | |
| U.S. Treasury note 355,000, 2.375%, due 05/15/29 | — | — | $360K | $335K | 1.7% | |
| U.S. Treasury note 330,000, 4.125%, due 11/15/32 | — | — | $319K | $329K | 1.7% | |
| U.S. Treasury note 305,000, 4.375%, due 05/15/34 | — | — | $310K | $306K | 1.6% | |
| FNMA MTN 250,000, 5.000%, due 06/01/45 | — | — | $249K | $247K | 1.3% | |
| U.S. Treasury bond 200,000, 6.000%, due 02/15/26 | — | — | $252K | $202K | 1.1% | |
| Magnolia Tex, TX 200,000, 5.000%, due 08/15/25 | — | — | $238K | $200K | 1.0% | |
| Edgewood, TX 200,000, 4.000%, due 02/15/26 | — | — | $226K | $200K | 1.0% | |
| U.S. Treasury note 205,000, 2.875%, due 08/15/28 | — | — | $195K | $199K | 1.0% | |
| De Pere, WI 195,000, 0.850%, due 09/01/25 | — | — | $195K | $193K | 1.0% | |
| First American Govt. Obligation Fund CL X | — | — | $186K | $186K | 1.0% | |
| DR Horton Inc. 175,000, 5.500%, due 10/15/35 | — | — | $179K | $175K | 0.9% | |
| FNMA MTN 167,067, 5.000%, due 06/01/38 | — | — | $167K | $167K | 0.9% | |
| FFCB Deb 175,000, 1.300%, due 03/23/27 | — | — | $175K | $167K | 0.9% | |
| Marsh McLennan 165,000, 5.000%, due 03/15/35 | — | — | $164K | $162K | 0.8% | |
| Eli Lilly Co. 165,000, 4.600%, due 08/14/34 | — | — | $156K | $161K | 0.8% | |
| Bristol Myers 150,000, 5.900%, due 11/15/33 | — | — | $160K | $159K | 0.8% | |
| U.S. Government and Agency Obligations FAMC Deb 175,000, 1.580%, due 06/01/29 | — | — | $176K | $159K | 0.8% | |
| J P Morgan Chase Co. 160,000, 3.200%, due 06/15/26 | — | — | $167K | $158K | 0.8% | |
| Toronto Dominion 175,000, 2.000%, due 09/10/31 | — | — | $172K | $150K | 0.8% | |
| Lam Research Corp. 150,000, 4.000%, due 03/15/29 | — | — | $170K | $148K | 0.8% | |
| Bank of NY Mtn. 150,000, 3.400%, due 01/29/28 | — | — | $168K | $147K | 0.8% | |
| Bank of America Mtn. 150,000, 3.248%, due 10/21/27 | — | — | $154K | $146K | 0.8% | |
| Charles Schwab 150,000, 3.200%, due 01/25/28 | — | — | $166K | $146K | 0.8% | |
| Pfizer Inc. 150,000, 3.450%, due 03/15/29 | — | — | $137K | $146K | 0.8% | |
| Kimberly Clark 150,000, 3.100%, due 03/26/30 | — | — | $165K | $142K | 0.7% | |
| Salesforce Com, Inc. 140,000, 3.700%, due 04/11/28 | — | — | $158K | $139K | 0.7% | |
| Expedia Group Inc. 140,000, 5.400%, due 02/15/35 | — | — | $137K | $138K | 0.7% | |
| PNC Financial 140,000, 3.450%, due 04/23/29 | — | — | $156K | $135K | 0.7% | |
| US Bancorp Mtn. 130,000, 2.375%, due 07/22/26 | — | — | $126K | $127K | 0.7% | |
| FAMC Deb 125,000, 5.125%, due 12/02/31 | — | — | $125K | $125K | 0.7% | |
| T Mobile USA 125,000, 3.875%, due 04/15/30 | — | — | $120K | $121K | 0.6% | |
| Wells Fargo Mtn. 120,000, 4.150%, due 01/24/29 | — | — | $113K | $119K | 0.6% | |
| Keurig Dr Pepper 125,000, 3.200%, due 05/01/30 | — | — | $132K | $117K | 0.6% | |
| Lowe S Cos. 120,000, 3.650%, due 04/05/29 | — | — | $138K | $116K | 0.6% | |
| Target Corp. 125,000, 2.650%, due 09/15/30 | — | — | $134K | $114K | 0.6% | |
| FFCB Deb 125,000, 3.170%, due 06/20/34 | — | — | $130K | $111K | 0.6% | |
| Fiserv Inc. 110,000, 5.450%, due 03/15/34 | — | — | $114K | $110K | 0.6% | |
| Cummins, inc. 125,000, 1.500%, due 09/01/30 | — | — | $102K | $108K | 0.6% | |
| Visa, Inc. 100,000, 3.150%, due 12/14/25 | — | — | $112K | $99K | 0.5% | |
| Roper Technologies 100,000, 3.800%, due 12/15/26 | — | — | $102K | $99K | 0.5% | |
| Foreign Bonds Bank of Nova 100,000, 2.700%, due 08/03/26 | — | — | $101K | $98K | 0.5% | |
| Municipal Bonds Ashwaubenon, WI 100,000, 2.100%, due 06/01/26 | — | — | $100K | $98K | 0.5% | |
| U.S. Treasury note 100,000, 2.250%, due 02/15/27 | — | — | $93K | $97K | 0.5% | |
| Scottsdale, AZ 100,000, 0.826%, due 07/01/26 | — | — | $100K | $97K | 0.5% | |
| Southern Co. 95,000, 3.250%, due 07/01/26 | — | — | $95K | $94K | 0.5% | |
| Enterprise Products 90,000, 4.150%, due 10/16/28 | — | — | $100K | $89K | 0.5% | |
| Goldman Sachs Group 90,000, 3.850%, due 01/26/27 | — | — | $88K | $89K | 0.5% | |
| Apple, Inc. 100,000, 1.650%, due 05/11/30 | — | — | $100K | $88K | 0.5% | |
| Bbt Corp. Mtn. 85,000, 3.700%, due 06/05/25 | — | — | $95K | $85K | 0.4% | |
| Walt Disney 85,000, 1.850%, due 07/30/26 | — | — | $81K | $83K | 0.4% | |
| State Street Corp. 85,000, 2.400%, due 01/24/30 | — | — | $91K | $78K | 0.4% | |
| (Continued) Markel Corp. 80,000, 3.350%, due 09/17/29 | Corporate Bonds | — | $80K | $76K | 0.4% | |
| FHLB Deb 75,000, 5.750%, due 06/18/31 | Corporate Bonds | — | $75K | $75K | 0.4% | |
| Fifth Third Bancorp 75,000, 2.550%, due 05/05/27 | — | — | $78K | $72K | 0.4% | |
| FHLB Deb 75,000, 4.090%, due 11/02/33 | — | — | $82K | $71K | 0.4% | |
| FNMA MTN 50,000, 6.090%, due 09/27/27 | — | — | $65K | $52K | 0.3% | |
| Tennessee ST 25,000, 2.000%, due 11/01/28 | — | — | $25K | $23K | 0.1% |