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Original filing (PDF)20251010093226NAL0007442721001
BROADRIDGE FINANCIAL SOLUTIONS, INC.
Form 5500
FILING_RECEIVED
BROADRIDGE FINANCIAL SOLUTIONS, INC. RETIREMENT SAVINGS PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
6,802
Accounts w/ balance
8,690
Plan assets (EOY)
$1.9B
Net assets (EOY)
$1.9B
How this plan invests
This plan
19 pooled trusts
Schedule D
205 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (3 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BROADRIDGE FINANCIAL SOLUTIONS, INC..
Plan sponsor
Name
BROADRIDGE FINANCIAL SOLUTIONS, INC.
EIN
33-1151291
Address
2 GATEWAY CENTER · 283 299 MARKET STREET · NEWARK, NJ · 07102
Phone
(201) 714-3000
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
COHNREZNICK
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $513K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COHNREZNICK LLP | 33-4144829 | — | ACCOUNTANT/AUDITOR | $39K | — |
Legal counsel
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN LEWIS & BOCKIUS LLP | 23-0891050 | — | ATTORNEY/LEGAL | $18K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
202 direct securities · 19 pooled funds· $2.8B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$1.4B
19 holdings
Uncategorized
$1.4B
202 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SS S&P 500 INDEX K STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 388 | Common Collective Trust | — | — | $442.4M | 23.1% | |
| FIAM Index Target 2040 Fund | — | — | — | $126.6M | 6.6% | |
| FID FRDM INX 2040 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 082 | Common Collective Trust | — | — | $126.6M | 6.6% | |
| SSgA Russell Small/Mid Cap Index Fund NLS | — | — | — | $126.2M | 6.6% | |
| SS RSL SMMDCP IDX K STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 461 | Common Collective Trust | — | — | $126.2M | 6.6% | |
| FIAM Index Target 2030 Fund | — | — | — | $112.7M | 5.9% | |
| FID FRDM INX 2030 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 080 | Common Collective Trust | — | — | $112.7M | 5.9% | |
| Invesco Stable Asset Fund | — | — | — | $100.9M | 5.3% | |
| INVESCO STBL VAL B1 INVESCO TRUST COMPANY · EIN 84-1142974 / PN 001 | Common Collective Trust | — | — | $100.9M | 5.3% | |
| Eaton Vance Atlanta Capital | — | — | — | $94.0M | 4.9% | |
| FIAM Index Target 2035 Fund | — | — | — | $83.0M | 4.3% | |
| FID FRDM INX 2035 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 081 | Common Collective Trust | — | — | $83.0M | 4.3% | |
| American Funds EuroPacific Growth Fund | — | — | — | $74.9M | 3.9% | |
| FIAM Index Target 2045 Fund | — | — | — | $68.9M | 3.6% | |
| FID FRDM INX 2045 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 083 | Common Collective Trust | — | — | $68.9M | 3.6% | |
| FIAM Index Target 2025 Fund | — | — | — | $55.1M | 2.9% | |
| FID FRDM INX 2025 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 079 | Common Collective Trust | — | — | $55.1M | 2.9% | |
| FIAM Index Target 2050 Fund | — | — | — | $53.2M | 2.8% | |
| FID FRDM INX 2050 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 084 | Common Collective Trust | — | — | $53.2M | 2.8% | |
| FIAM Index Target 2020 Fund | — | — | — | $45.5M | 2.4% | |
| FID FRDM INX 2020 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 078 | Common Collective Trust | — | — | $45.5M | 2.4% | |
| LS INVT GRADE BOND D LOOMIS SAYLES TRUST COMPANY, LLC · EIN 84-6391546 / PN 004 | Common Collective Trust | — | — | $44.1M | 2.3% | |
| FIAM Index Target 2055 Fund | — | — | — | $36.1M | 1.9% | |
| FID FRDM INX 2055 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 112 | Common Collective Trust | — | — | $36.1M | 1.9% | |
| SSgA Global Equity ex U.S. Index Fund NLS C | — | — | — | $34.6M | 1.8% | |
| SS GACEQ EX-US IDX K STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 456 | Common Collective Trust | — | — | $34.6M | 1.8% | |
| SS US BOND INDEX K STATE STREET GLOBAL ADVISORS TRUST CO · EIN 90-0337987 / PN 462 | Common Collective Trust | — | — | $28.3M | 1.5% | |
| Participant loans | — | — | — | $24.9M | 1.3% | |
| FIAM Index Target 2060 Fund | — | — | — | $20.3M | 1.1% | |
| FID FRDM INX 2060 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 146 | Common Collective Trust | — | — | $20.3M | 1.1% | |
| NVIDIA CORP | — | — | — | $18.4M | 1.0% | |
| AMAZON.COM INC | — | — | — | $17.8M | 0.9% | |
| APPLE INC | — | — | — | $13.7M | 0.7% | |
| MICROSOFT CORP | — | — | — | $13.1M | 0.7% | |
| META PLATFORMS INC CL A | — | — | — | $11.0M | 0.6% | |
| BROADCOM INC | — | — | — | $10.8M | 0.6% | |
| FIAM Index Target Income Fund | — | — | — | $9.7M | 0.5% | |
| FID FRDM INX INC T FIAM TRUST COMPANY · EIN 20-4659714 / PN 074 | Common Collective Trust | — | — | $9.7M | 0.5% | |
| PIMCO Inflation Multi-Asset Fund INSTL | — | — | — | $8.3M | 0.4% | |
| NETFLIX INC | — | — | — | $7.9M | 0.4% | |
| FIAM Index Target 2015 Fund | — | — | — | $7.4M | 0.4% | |
| FID FRDM INX 2015 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 077 | Common Collective Trust | — | — | $7.4M | 0.4% | |
| FID FRDM INX 2065 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 169 | Common Collective Trust | — | — | $7.1M | 0.4% | |
| FIAM Index Target 2065 Fund | — | — | — | $7.1M | 0.4% | |
| TESLA INC | — | — | — | $6.2M | 0.3% | |
| MASTERCARD INC CL A | — | — | — | $5.0M | 0.3% | |
| ELI LILLY & CO | — | — | — | $5.0M | 0.3% | |
| FIAM Index Target 2010 Fund | — | — | — | $4.8M | 0.3% | |
| FID FRDM INX 2010 T FIAM TRUST COMPANY · EIN 20-4659714 / PN 076 | Common Collective Trust | — | — | $4.8M | 0.3% | |
| ALPHABET INC CL A | — | — | — | $4.7M | 0.2% | |
| ALPHABET INC CL C | — | — | — | $4.7M | 0.2% | |
| VISA INC CL A | — | — | — | $4.3M | 0.2% | |
| COSTCO WHOLESALE CORP | — | — | — | $3.9M | 0.2% | |
| DISNEY (WALT) CO | — | — | — | $3.4M | 0.2% | |
| BOEING CO | — | — | — | $3.2M | 0.2% | |
| CADENCE DESIGN SYSTEMS INC | — | — | — | $3.0M | 0.2% | |
| CROWDSTRIKE HOLDINGS INC | — | — | — | $2.7M | 0.1% | |
| VERTEX PHARMACEUTICALS INC | — | — | — | $2.7M | 0.1% | |
| WALMART INC | — | — | — | $2.6M | 0.1% | |
| SERVICENOW INC | — | — | — | $2.6M | 0.1% | |
| SALESFORCE INC | — | — | — | $2.5M | 0.1% | |
| ADVANCED MICRO DEVICES INC | — | — | — | $2.5M | 0.1% | |
| WELLS FARGO & CO | — | — | — | $2.5M | 0.1% | |
| NOVO-NORDISK AS CL B ADR | — | — | — | $2.4M | 0.1% | |
| METLIFE INC | — | — | — | $2.3M | 0.1% | |
| UBER TECHNOLOGIES INC | — | — | — | $2.2M | 0.1% | |
| INTUITIVE SURGICAL INC | — | — | — | $2.2M | 0.1% | |
| SOUTHERN CO | — | — | — | $2.2M | 0.1% | |
| TRADE DESK INC | — | — | — | $2.1M | 0.1% | |
| QUALCOMM INC | — | — | — | $2.1M | 0.1% | |
| GE AEROSPACE | — | — | — | $2.1M | 0.1% | |
| GE AEROSPACE | — | — | — | $2.0M | 0.1% | |
| CHUBB LTD | — | — | — | $2.0M | 0.1% | |
| O'REILLY AUTOMOTIVE INC | — | — | — | $1.9M | 0.1% | |
| AMERICAN INTERNATIONAL GROUP | — | — | — | $1.9M | 0.1% | |
| ELEVANCE HEALTH INC | — | — | — | $1.9M | 0.1% | |
| AIRBNB INC CLASS A | — | — | — | $1.9M | <0.1% | |
| SCHWAB CHARLES CORP | — | — | — | $1.9M | <0.1% | |
| BECTON DICKINSON & CO | — | — | — | $1.8M | <0.1% | |
| KENVUE INC | — | — | — | $1.8M | <0.1% | |
| MOODYS CORP | — | — | — | $1.8M | <0.1% | |
| PHILIP MORRIS INTL INC | — | — | — | $1.8M | <0.1% | |
| INTERNATIONAL PAPER CO | — | — | — | $1.8M | <0.1% | |
| L3HARRIS TECHNOLOGIES INC | — | — | — | $1.8M | <0.1% | |
| NEWS CORP NEW CL A | — | — | — | $1.8M | <0.1% | |
| JPMORGAN CHASE & CO | — | — | — | $1.8M | <0.1% | |
| SSBK Govt Stif Fund | — | — | — | $1.8M | <0.1% | |
| EATON CORP PLC | — | — | — | $1.8M | <0.1% | |
| KIMBERLY CLARK CORP | — | — | — | $1.7M | <0.1% | |
| EQUITABLE HOLDINGS INC | — | — | — | $1.7M | <0.1% | |
| ADOBE INC | — | — | — | $1.7M | <0.1% | |
| CITIGROUP INC | — | — | — | $1.6M | <0.1% | |
| CF INDUSTRIES HOLDINGS INC | — | — | — | $1.6M | <0.1% | |
| EXXON MOBIL CORP | — | — | — | $1.6M | <0.1% | |
| ZIMMER BIOMET HLDGS INC | — | — | — | $1.6M | <0.1% | |
| MERCADOLIBRE INC | — | — | — | $1.6M | <0.1% | |
| PROGRESSIVE CORP OHIO | — | — | — | $1.6M | <0.1% | |
| MICROSOFT CORP | — | — | — | $1.6M | <0.1% | |
| SNOWFLAKE INC CL A | — | — | — | $1.5M | <0.1% | |
| TOTALENERGIES SE | — | — | — | $1.5M | <0.1% | |
| EQUITY RESIDENTIAL REIT | — | — | — | $1.5M | <0.1% | |
| WEYERHAEUSER CO | — | — | — | $1.5M | <0.1% | |
| TJX COMPANIES INC NEW | — | — | — | $1.5M | <0.1% | |
| ADIDAS AG | — | — | — | $1.5M | <0.1% | |
| DATADOG INC CL A | — | — | — | $1.5M | <0.1% | |
| HILTON WORLDWIDE HOLDINGS INC | — | — | — | $1.5M | <0.1% | |
| HARTFORD FINL SVCS GROUP INC | — | — | — | $1.5M | <0.1% | |
| UNITEDHEALTH GROUP INC | — | — | — | $1.4M | <0.1% | |
| WALMART INC | — | — | — | $1.4M | <0.1% | |
| STANLEY BLACK & DECKER INC | — | — | — | $1.4M | <0.1% | |
| HUNTINGTON BANCSHARES INC | — | — | — | $1.4M | <0.1% | |
| ASTRAZENECA PLC SPONS ADR | — | — | — | $1.4M | <0.1% | |
| FISERV INC | — | — | — | $1.4M | <0.1% | |
| VERTIV HOLDINGS CO | — | — | — | $1.3M | <0.1% | |
| LAS VEGAS SANDS CORP | — | — | — | $1.3M | <0.1% | |
| AMEREN CORP | — | — | — | $1.3M | <0.1% | |
| DISNEY (WALT) CO | — | — | — | $1.2M | <0.1% | |
| PALO ALTO NETWORKS INC | — | — | — | $1.2M | <0.1% | |
| BOEING CO | — | — | — | $1.2M | <0.1% | |
| SIEMENS AG (REGD) | — | — | — | $1.2M | <0.1% | |
| SSBK Govt Stif Fund | — | — | — | $1.2M | <0.1% | |
| LOEWS CORP | — | — | — | $1.2M | <0.1% | |
| DEXCOM INC | — | — | — | $1.2M | <0.1% | |
| BANK OF AMERICA CORPORATION | — | — | — | $1.1M | <0.1% | |
| MARRIOTT INTERNATIONAL INC A | — | — | — | $1.1M | <0.1% | |
| UNITED PARCEL SERVICE INC CL B | — | — | — | $1.1M | <0.1% | |
| CONOCOPHILLIPS | — | — | — | $1.1M | <0.1% | |
| SOUTHWEST AIRLINES CO | — | — | — | $1.1M | <0.1% | |
| TE CONNECTIVITY LTD | — | — | — | $1.0M | <0.1% | |
| FIFTH THIRD BANCORP | — | — | — | $1.0M | <0.1% | |
| TEXAS INSTRUMENTS INC | — | — | — | $1.0M | <0.1% | |
| MEDTRONIC PLC | — | — | — | $1.0M | <0.1% | |
| EDWARDS LIFESCIENCES CORP | — | — | — | $1.0M | <0.1% | |
| SEMPRA | — | — | — | $979K | <0.1% | |
| HOME DEPOT INC | — | — | — | $965K | <0.1% | |
| ANALOG DEVICES INC | — | — | — | $964K | <0.1% | |
| US BANCORP DEL | — | — | — | $961K | <0.1% | |
| SPOTIFY TECHNOLOGY SA | — | — | — | $951K | <0.1% | |
| DOMINION ENERGY INC | — | — | — | $946K | <0.1% | |
| ACCENTURE PLC CL A | — | — | — | $940K | <0.1% | |
| CIGNA GROUP (THE) | — | — | — | $934K | <0.1% | |
| CVS HEALTH CORP | — | — | — | $922K | <0.1% | |
| GOLDMAN SACHS GROUP INC | — | — | — | $918K | <0.1% | |
| VIATRIS INC | — | — | — | $885K | <0.1% | |
| ASTRAZENECA PLC SPONS ADR | — | — | — | $872K | <0.1% | |
| EQT CORPORATION | — | — | — | $858K | <0.1% | |
| INDITEX SA | — | — | — | $838K | <0.1% | |
| TYSON FOODS INC CL A | — | — | — | $835K | <0.1% | |
| JOHNSON & JOHNSON | — | — | — | $812K | <0.1% | |
| NEXTERA ENERGY | — | — | — | $776K | <0.1% | |
| CUMMINS INC | — | — | — | $757K | <0.1% | |
| CSX CORP | — | — | — | $742K | <0.1% | |
| SAMSUNG ELECTRONICS CO LTD | — | — | — | $730K | <0.1% | |
| WILLIAMS COMPANIES INC | — | — | — | $716K | <0.1% | |
| APPLIED MATERIALS INC | — | — | — | $700K | <0.1% | |
| CONAGRA BRANDS INC | — | — | — | $678K | <0.1% | |
| SUNCOR ENERGY INC | — | — | — | $661K | <0.1% | |
| COMCAST CORP CL A | — | — | — | $654K | <0.1% | |
| SANOFI | — | — | — | $649K | <0.1% | |
| COLGATE-PALMOLIVE CO | — | — | — | $642K | <0.1% | |
| EOG RESOURCES INC | — | — | — | $637K | <0.1% | |
| RAYONIER INC REIT | — | — | — | $624K | <0.1% | |
| THERMO FISHER SCIENTIFIC INC | — | — | — | $610K | <0.1% | |
| NORFOLK SOUTHERN CORP | — | — | — | $601K | <0.1% | |
| BRISTOL-MYERS SQUIBB CO | — | — | — | $600K | <0.1% | |
| ROCKWELL AUTOMATION INC | — | — | — | $590K | <0.1% | |
| FLUTTER ENTERTAINMENT PLC | — | — | — | $580K | <0.1% | |
| APPLOVIN CORP | — | — | — | $571K | <0.1% | |
| SCHLUMBERGER LTD | — | — | — | $556K | <0.1% | |
| MATTEL INC | — | — | — | $506K | <0.1% | |
| TC ENERGY CORP | — | — | — | $477K | <0.1% | |
| SANOFI SPON ADR | — | — | — | $475K | <0.1% | |
| PFIZER INC | — | — | — | $475K | <0.1% | |
| REXFORD INDUSTRIAL REALTY INC | — | — | — | $474K | <0.1% | |
| BOEING CO 6% SER A PC | — | — | — | $470K | <0.1% | |
| GE VERNOVA INC | — | — | — | $405K | <0.1% | |
| TJX COMPANIES INC NEW | — | — | — | $400K | <0.1% | |
| Volkswag PFD Perp | — | — | — | $395K | <0.1% | |
| APOLLO GLOBAL MANAGEMENT INC | — | — | — | $385K | <0.1% | |
| 3M CO | — | — | — | $366K | <0.1% | |
| SOUTH BOW CORP | — | — | — | $355K | <0.1% | |
| ADOBE INC | — | — | — | $342K | <0.1% | |
| AGCO CORP | — | — | — | $328K | <0.1% | |
| ADVANCED MICRO DEVICES INC | — | — | — | $322K | <0.1% | |
| ENBRIDGE INC | — | — | — | $319K | <0.1% | |
| INTEL CORP | — | — | — | $319K | <0.1% | |
| DOLLAR GENERAL CORP | — | — | — | $315K | <0.1% | |
| CISCO SYSTEMS INC | — | — | — | $314K | <0.1% | |
| MORGAN STANLEY | — | — | — | $313K | <0.1% | |
| WEST FRASER TIMBER LTD | — | — | — | $303K | <0.1% | |
| VERIZON COMMUNICATIONS INC | — | — | — | $283K | <0.1% | |
| Vanguard Federal Money Market Fund | — | — | — | $261K | <0.1% | |
| SALESFORCE INC | — | — | — | $260K | <0.1% | |
| BIOGEN INC | — | — | — | $260K | <0.1% | |
| FORTIVE CORP | — | — | — | $248K | <0.1% | |
| EXPAND ENERGY CORP | — | — | — | $239K | <0.1% | |
| ATMOS ENERGY CORP | — | — | — | $236K | <0.1% | |
| ABBVIE INC | — | — | — | $235K | <0.1% | |
| CHEVRON CORP | — | — | — | $232K | <0.1% | |
| TOTALENERGIES SE ADR | — | — | — | $223K | <0.1% |
Showing top 200 of 221 investments by value.
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