How big is Unwin Company's plan?

Unwin Company's plan reported $30.0M in assets and 165 participants for 2024.

Original filing (PDF)20250911090126NAL0000125027001

Unwin Company

Name: Unwin Company — Unwin Company 401(k) Plan and Trust, Form 5500 (2024)
Creator: Unwin Company
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

Unwin Company 401(k) Plan and Trust

401(k) retirement plan · Unwin Company's Unwin Company 401(k) Plan and Trust held $30.0M in plan assets for 165 participants in 2024, with Nationwide as recordkeeper.

Signals · 1

High average account balance

Active participants

165

Accounts w/ balance

176

Plan assets (EOY)

$30.0M

Net assets (EOY)

$30.0M

People on this filing

Robert W Johnson signed Unwin Company's 2024 Form 5500 as plan administrator.

Robert W Johnson — Plan Administrator — Form 5500 signer

Get verified email & phone for these signers

Signer names are public record from the Form 5500 e-signature.

Plan identifiers

Unwin Company's EIN is 31-1469050.

EIN 31-1469050

Plan number 002

Plan year 2024

ACK ID 20250911090126NAL0000125027001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for Unwin Company from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

Unwin Company's plan includes ERISA 404(c) participant direction, a 401(k) feature, a default investment (QDIA).

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for UNWIN COMPANY.

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How this plan invests

This plan

49 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

Below-peer total plan cost (92nd percentile).
High average account balance (93rd percentile).

Plan sponsor

Name

UNWIN COMPANY

EIN

all filings

Address

3455 MILL RUN DRIVE, STE 400 · HILLIARD, OH · 43026

Phone

(614) 573-3078

Industry

Professional & Technical Services

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

002

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-09-11

Pension benefit codes

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Audit & trust (Schedule H)

Auditor

HOLBROOK & MANTER, INC.

Trustee / custodian

Service providers (Schedule C)

3 rows

Recordkeeper

Name	EIN	Location	Relation	Direct comp	Indirect comp
NATIONWIDE	—	COLUMBUS, OH	RECORDKEEPER	$6K	—

Advisor / Consultant

Name	EIN	Location	Relation	Direct comp	Indirect comp
LPL FINANCIAL LLC	—	SAN DIEGO, CA	INVESTMENT ADVISOR	$0	—

TPA / Administrator

Investments

49 direct securities· $30.0M(100% of reported assets)

Other securities

$16.9M

29 holdings

Mutual Funds

$11.8M

14 holdings

Common Stocks

$722K

4 holdings

Common Collective Trusts

$579K

1 holding

Agency / Mortgage-Backed

$42K

1 holding

					% of plan
Blkrk 80/20 Trgtalloc Inst Mutual Fund	Other securities	—	—	$4.8M	15.9%
Fed Hrms Gov Oblgtns Prmr Mutual Fund ** 1 Fid 500 Indx Mutual Fund	Mutual Funds	—	—	$3.4M	11.4%
Jpm Lgcap Gr R6 Mutual Fund	Other securities	—	—	$2.6M	8.8%
Nuveen Lifecycle Index 2030 Fund Class R6 Mutual Fund	Mutual Funds	—	—	$1.7M	5.6%
Nuveen Lifecycle Index 2045 Fund - Class R6 Mutual Fund	Mutual Funds	—	—	$1.6M	5.4%
Nw Fixed Select Option Insurance General Account	Other securities	—	—	$1.4M	4.5%
Nw S P 500 Indx R6 Mutual Fund	Other securities	—	—	$1.3M	4.3%
Amfds New Prspct R6 Mutual Fund	Other securities	—	—	$1.0M	3.5%
Blkrk 40/60 Trgtalloc Inst Mutual Fund	Other securities	—	—	$971K	3.2%
Nuveen Lifecycle Index 2055 Fund Class R6 Mutual Fund	Mutual Funds	—	—	$965K	3.2%
Nuveen Lifecycle Index 2025 Fund Class R6 Mutual Fund	Mutual Funds	—	—	$941K	3.1%
Vngrd Sm Cap Indx Fd As Mutual Fund	Other securities	—	—	$835K	2.8%
Nuveen Lifecycle Index 2035 Fund Class R6 Mutual Fund	Mutual Funds	—	—	$826K	2.8%
Blkrk Mdcap Gr Eq Inst Mutual Fund	Other securities	—	—	$816K	2.7%
Vngrd Mid-Cap Idx Fd As Mutual Fund	Common Collective Trusts	—	—	$579K	1.9%
Nuveen Lifecycle Index 2060 Fund Class R6 Mutual Fund	Mutual Funds	—	—	$572K	1.9%
Nuveen Lifecycle Index 2050 Fund Class R6 Mutual Fund	Mutual Funds	—	—	$532K	1.8%
Vngrd Devl Mkt Indx Adml Mutual Fund	Other securities	—	—	$521K	1.7%
Nuveen Lifecycle Index Retirement Income Fund Class R6 Mutual Fund	Mutual Funds	—	—	$517K	1.7%
Vngrd Eq Inc Adml Mutual Fund	Common Stocks	—	—	$509K	1.7%
Jpm Val Advtg R6 Mutual Fund	Other securities	—	—	$484K	1.6%
Amfds Smcap Wld R6 Mutual Fund	Other securities	—	—	$404K	1.3%
Nuveen Lifecycle Index 2040 Fund Class R6 Mutual Fund	Mutual Funds	—	—	$357K	1.2%
Vngrd Ttl Bnd Mkt Ldx Adm Mutual Fund	Other securities	—	—	$355K	1.2%
Blkrk 20/80 Trgtalloc Inst Mutual Fund	Other securities	—	—	$354K	1.2%
Mfs Mdcap Val R6 Mutual Fund	Mutual Funds	—	—	$317K	1.1%
Blkrk 60/40 Trgtalloc Inst Mutual Fund	Other securities	—	—	$311K	1.0%
Vngrd Ttl Stmkt Indx Fd As Mutual Fund	Other securities	—	—	$163K	0.5%
Brandywineglobal - Corporate Credit Fund Class Is Mutual Fund	Other securities	—	—	$154K	0.5%
Hartford Strat Inc R5 Mutual Fund	Common Stocks	—	—	$105K	0.3%
Dodgecox Inc Mutual Fund	Common Stocks	—	—	$90K	0.3%
Gdmnscs Comdty Strat Inst Mutual Fund	Other securities	—	—	$86K	0.3%
Amfds New Wld R6 Mutual Fund	Other securities	—	—	$67K	0.2%
Pimco Real Rtn Inst Mutual Fund	Mutual Funds	—	—	$62K	0.2%
Pgim Glbl Realest R6 Mutual Fund	Other securities	—	—	$47K	0.2%
Pimco Gnma Govt Sec Inst Mutual Fund	Agency / Mortgage-Backed	—	—	$42K	0.1%
Amfds Cap Wld Bd R6 Mutual Fund	Other securities	—	—	$36K	0.1%
Blackrock High Yield Portfolio - Institutional Shares Mutual Fund	Other securities	—	—	$29K	<0.1%
Vngrd Gr Indx Adml Mutual Fund	Other securities	—	—	$24K	<0.1%
Vngrd Lgcap Indx Adml Mutual Fund	Other securities	—	—	$23K	<0.1%
Amgmgrs Ycktmn Fd I Mutual Fund	Other securities	—	—	$19K	<0.1%
Fidadv Strat Inc I Mutual Fund	Common Stocks	—	—	$18K	<0.1%
Alger Cap App I2 Mutual Fund	Other securities	—	—	$14K	<0.1%
Fidadv Gr Oppr Inst Mutual Fund	Other securities	—	—	$14K	<0.1%
Trowepr Blue Chip Gr Mutual Fund	Other securities	—	—	$14K	<0.1%
Invsco Smcap Val Y Mutual Fund	Other securities	—	—	$13K	<0.1%
Nuveen Lifecycle Index 2015 Fund Class R6 Mutual Fund	Mutual Funds	—	—	$13K	<0.1%
Mfs Intl Divrs R6 Mutual Fund	Mutual Funds	—	—	$12K	<0.1%
Frstegle Gold R6 Mutual Fund	Other securities	—	—	$11K	<0.1%