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Original filing (PDF)20250911090126NAL0000125027001
UNWIN COMPANY
Form 5500
FILING_RECEIVED
UNWIN COMPANY 401(K) PLAN AND TRUST
401(k) retirement plan
Active participants
165
Accounts w/ balance
176
Plan assets (EOY)
$30.0M
Net assets (EOY)
$30.0M
How this plan invests
This plan
49 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (3 bps vs 29 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for UNWIN COMPANY.
Plan sponsor
Name
UNWIN COMPANY
EIN
31-1469050
Address
3455 MILL RUN DRIVE, STE 400 · HILLIARD, OH · 43026
Phone
(614) 573-3078
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-11
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
HOLBROOK & MANTER, INC.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | RECORDKEEPER | $6K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| LPL FINANCIAL LLC | — | SAN DIEGO, CA | INVESTMENT ADVISOR | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| APS-PENTEGRA | 13-3892096 | CHARLOTTE, NC | TPA | $3K | — |
Investments
49 direct securities· $30.0M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Blkrk 80/20 Trgtalloc Inst Mutual Fund | — | — | — | $4.8M | 15.9% | |
| Fed Hrms Gov Oblgtns Prmr Mutual Fund ** 1 Fid 500 Indx Mutual Fund | — | — | — | $3.4M | 11.4% | |
| Jpm Lgcap Gr R6 Mutual Fund | — | — | — | $2.6M | 8.8% | |
| Nuveen Lifecycle Index 2030 Fund Class R6 Mutual Fund | — | — | — | $1.7M | 5.6% | |
| Nuveen Lifecycle Index 2045 Fund - Class R6 Mutual Fund | — | — | — | $1.6M | 5.4% | |
| Nw Fixed Select Option Insurance General Account | — | — | — | $1.4M | 4.5% | |
| Nw S P 500 Indx R6 Mutual Fund | — | — | — | $1.3M | 4.3% | |
| Amfds New Prspct R6 Mutual Fund | — | — | — | $1.0M | 3.5% | |
| Blkrk 40/60 Trgtalloc Inst Mutual Fund | — | — | — | $971K | 3.2% | |
| Nuveen Lifecycle Index 2055 Fund Class R6 Mutual Fund | — | — | — | $965K | 3.2% | |
| Nuveen Lifecycle Index 2025 Fund Class R6 Mutual Fund | — | — | — | $941K | 3.1% | |
| Vngrd Sm Cap Indx Fd As Mutual Fund | — | — | — | $835K | 2.8% | |
| Nuveen Lifecycle Index 2035 Fund Class R6 Mutual Fund | — | — | — | $826K | 2.8% | |
| Blkrk Mdcap Gr Eq Inst Mutual Fund | — | — | — | $816K | 2.7% | |
| Vngrd Mid-Cap Idx Fd As Mutual Fund | — | — | — | $579K | 1.9% | |
| Nuveen Lifecycle Index 2060 Fund Class R6 Mutual Fund | — | — | — | $572K | 1.9% | |
| Nuveen Lifecycle Index 2050 Fund Class R6 Mutual Fund | — | — | — | $532K | 1.8% | |
| Vngrd Devl Mkt Indx Adml Mutual Fund | — | — | — | $521K | 1.7% | |
| Nuveen Lifecycle Index Retirement Income Fund Class R6 Mutual Fund | — | — | — | $517K | 1.7% | |
| Vngrd Eq Inc Adml Mutual Fund | — | — | — | $509K | 1.7% | |
| Jpm Val Advtg R6 Mutual Fund | — | — | — | $484K | 1.6% | |
| Amfds Smcap Wld R6 Mutual Fund | — | — | — | $404K | 1.3% | |
| Nuveen Lifecycle Index 2040 Fund Class R6 Mutual Fund | — | — | — | $357K | 1.2% | |
| Vngrd Ttl Bnd Mkt Ldx Adm Mutual Fund | — | — | — | $355K | 1.2% | |
| Blkrk 20/80 Trgtalloc Inst Mutual Fund | — | — | — | $354K | 1.2% | |
| Mfs Mdcap Val R6 Mutual Fund | — | — | — | $317K | 1.1% | |
| Blkrk 60/40 Trgtalloc Inst Mutual Fund | — | — | — | $311K | 1.0% | |
| Vngrd Ttl Stmkt Indx Fd As Mutual Fund | — | — | — | $163K | 0.5% | |
| Brandywineglobal - Corporate Credit Fund Class Is Mutual Fund | — | — | — | $154K | 0.5% | |
| Hartford Strat Inc R5 Mutual Fund | — | — | — | $105K | 0.3% | |
| Dodgecox Inc Mutual Fund | — | — | — | $90K | 0.3% | |
| Gdmnscs Comdty Strat Inst Mutual Fund | — | — | — | $86K | 0.3% | |
| Amfds New Wld R6 Mutual Fund | — | — | — | $67K | 0.2% | |
| Pimco Real Rtn Inst Mutual Fund | — | — | — | $62K | 0.2% | |
| Pgim Glbl Realest R6 Mutual Fund | — | — | — | $47K | 0.2% | |
| Pimco Gnma Govt Sec Inst Mutual Fund | — | — | — | $42K | 0.1% | |
| Amfds Cap Wld Bd R6 Mutual Fund | — | — | — | $36K | 0.1% | |
| Blackrock High Yield Portfolio - Institutional Shares Mutual Fund | — | — | — | $29K | <0.1% | |
| Vngrd Gr Indx Adml Mutual Fund | — | — | — | $24K | <0.1% | |
| Vngrd Lgcap Indx Adml Mutual Fund | — | — | — | $23K | <0.1% | |
| Amgmgrs Ycktmn Fd I Mutual Fund | — | — | — | $19K | <0.1% | |
| Fidadv Strat Inc I Mutual Fund | — | — | — | $18K | <0.1% | |
| Alger Cap App I2 Mutual Fund | — | — | — | $14K | <0.1% | |
| Fidadv Gr Oppr Inst Mutual Fund | — | — | — | $14K | <0.1% | |
| Trowepr Blue Chip Gr Mutual Fund | — | — | — | $14K | <0.1% | |
| Invsco Smcap Val Y Mutual Fund | — | — | — | $13K | <0.1% | |
| Nuveen Lifecycle Index 2015 Fund Class R6 Mutual Fund | — | — | — | $13K | <0.1% | |
| Mfs Intl Divrs R6 Mutual Fund | — | — | — | $12K | <0.1% | |
| Frstegle Gold R6 Mutual Fund | — | — | — | $11K | <0.1% |