How big is K1 Investment Management, LLC's plan?

K1 Investment Management, LLC's plan reported $12.7M in assets and 97 participants for 2024.

Original filing (PDF)20250820170352NAL0003515985001

K1 Investment Management, LLC

Name: K1 Investment Management, LLC — K1 401(k) Plan, Form 5500 (2024)
Creator: K1 Investment Management, LLC
License: https://www.usa.gov/government-works

Form 5500

FILING_RECEIVED

K1 401(k) Plan

401(k) retirement plan · K1 Investment Management, LLC's K1 401(k) Plan held $12.7M in plan assets for 97 participants in 2024.

Active participants

Accounts w/ balance

187

Plan assets (EOY)

$12.7M

Net assets (EOY)

$12.7M

Plan identifiers

K1 Investment Management, LLC's EIN is 27-4741827.

EIN 27-4741827

Plan number 001

Plan year 2024

ACK ID 20250820170352NAL0003515985001

Official Form 5500 document

Download the official 2024 Form 5500 (PDF) for K1 Investment Management, LLC from the U.S. Department of Labor's EFAST2 system.

Download the official 2024 Form 5500 (PDF)

Plan features

K1 Investment Management, LLC's plan includes profit-sharing, a 401(k) feature, ERISA 404(c) participant direction.

Decision-maker contacts

One unlock reveals every key decision-maker — plan signer, CFO, HR & Benefits — with verified email + LinkedIn for K1 INVESTMENT MANAGEMENT, LLC.

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How this plan invests

This plan

30 securities

funds · stocks · CUSIPs

Holdings are itemized directly on this plan's Schedule of Assets, below.

Plan health score

Top-tier plan health

Directional indicator from public Form 5500 data — compliance & integrity, total plan cost, participant health and vendor stack, benchmarked against same-size peers. Not a fiduciary tool.

Compliance & integrity

100

Total plan cost

Plan health

Vendor & structure

100

Helping the score

Below-peer total plan cost (91st percentile).
High account-holder ratio — balance-holders per active participant in the top 15% of peers (93rd percentile).

Plan sponsor

Name

K1 INVESTMENT MANAGEMENT, LLC

EIN

all filings

Address

875 MANHATTAN BEACH BLVD · MANHATTAN BEACH, CA · 90266

Phone

(424) 321-6058

Industry

Finance & Insurance

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

001

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-08-20

Pension benefit codes

2A · Age/service weighted or new comparability

2E · Profit-sharing

2J · 401(k) feature

2K · 401(m) arrangement

2F · ERISA section 404(c)

2G · Total participant-directed accounts

3D · Pre-approved plan (master / prototype / VS)

3H · Sponsor in controlled / affiliated group

Service providers (Schedule C)

No Schedule C providers reported

Investments

30 direct securities· $12.7M(100% of reported assets)

Mutual Funds

$9.6M

21 holdings

Common Collective Trusts

$2.1M

1 holding

Other securities

$924K

8 holdings

					% of plan
Vanguard Target Retirement 2060 Fund Mutual fund	Mutual Funds	—	—	$2.9M	22.8%
Vanguard Target Retirement 2055 Fund Mutual fund	Mutual Funds	—	—	$2.6M	20.3%
Vanguard 500 Index Adm Mutual fund	Common Collective Trusts	—	—	$2.1M	16.9%
Vanguard Target Retirement 2065 Fund Mutual fund	Mutual Funds	—	—	$1.4M	10.8%
Vanguard Target Retirement 2050 Fund Mutual fund	Mutual Funds	—	—	$684K	5.4%
Large Cap Growth Fund III CL R1 Mutual fund	Other securities	—	—	$459K	3.6%
Vanguard Small-Cap Index Adm Mutual fund	Mutual Funds	—	—	$354K	2.8%
Vanguard Target Retirement 2040 Fund Mutual fund	Mutual Funds	—	—	$353K	2.8%
Victory RS Global R6 Mutual fund	Other securities	—	—	$241K	1.9%
Vanguard Total Intl Stock Index Adm Mutual fund	Mutual Funds	—	—	$232K	1.8%
Vanguard Mid Cap Index Adm Mutual fund	Mutual Funds	—	—	$221K	1.7%
Vanguard Target Retirement 2045 Fund Mutual fund	Mutual Funds	—	—	$203K	1.6%
Vanguard Balanced Index Adm Mutual fund	Mutual Funds	—	—	$127K	1.0%
Vanguard Target Retirement 2035 Fund Mutual fund	Mutual Funds	—	—	$122K	1.0%
Vanguard Target Retirement 2030 Fund Mutual fund	Mutual Funds	—	—	$115K	0.9%
American Funds New World R6 Mutual fund	Mutual Funds	—	—	$82K	0.6%
Vanguard Target Retirement 2020 Fund Mutual fund 549 * Participant loans 7.50% to 7.75%, various maturities	Mutual Funds	—	—	$75K	0.6%
International Growth II R1 Mutual fund	Other securities	—	—	$65K	0.5%
Large Cap Value II R1 Mutual fund	Other securities	—	—	$65K	0.5%
MFS Mid Cap Growth R6 Mutual fund	Mutual Funds	—	—	$64K	0.5%
Vanguard Federal Money Market Inv Money market fund	Mutual Funds	—	—	$59K	0.5%
PGIM High Yield R6 Mutual fund	Other securities	—	—	$36K	0.3%
Allspring Special Mid Cap Value R6 Mutual fund	Other securities	—	—	$34K	0.3%
DFA Real Estate Securities Portfolio I Mutual fund	Mutual Funds	—	—	$26K	0.2%
PIMCO Income Instl Mutual fund	Mutual Funds	—	—	$23K	0.2%
PGIM Total Return Bond R6 Mutual fund	Other securities	—	—	$22K	0.2%
Vanguard Target Retirement 2070 Fund Mutual fund	Mutual Funds	—	—	$20K	0.2%
DFA Inflation-Protected Sec Port I Mutual fund	Mutual Funds	—	—	$20K	0.2%
Vanguard Target Retirement Income Fund Mutual fund	Mutual Funds	—	—	$2K	<0.1%
AB Global Bond Z Mutual fund	Other securities	—	—	$1K	<0.1%