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Original filing (PDF)20250611100919NAL0026990896001
SHEPHERD KAPLAN KROCHUK, LLC
Form 5500-SF
FILING_RECEIVED
SHEPHERD KAPLAN KROCHUK, LLC 401(K) PLAN
401(k) retirement plan
Active participants
54
Accounts w/ balance
70
Plan assets (EOY)
$12.7M
Net assets (EOY)
$12.7M
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SHEPHERD KAPLAN KROCHUK, LLC.
Plan sponsor
Name
SHEPHERD KAPLAN KROCHUK, LLC
EIN
04-3565812
Address
53 STATE STREET, 23RD FLOOR · BOSTON, MA · 02109
Phone
(617) 896-1600
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-11
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Small plan (5500-SF) — Schedule H data not available.
Service providers (Schedule C)
Small plans don't disclose service providersRelated plans
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