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Original filing (PDF)20260226122257NAL0004276640001
BARRATT ASSET MANAGEMENT LLC
Form 5500
FILING_RECEIVED
BAM 401(K) PLAN
401(k) retirement plan
Signals · 3
Late filing · 3.3 mo~87 bps in Sched C feesNo recordkeeper disclosed
Active participants
188
Accounts w/ balance
187
Plan assets (EOY)
$2.2M
Net assets (EOY)
$2.2M
How this plan invests
This plan
7 pooled trusts
Schedule D
20 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
85
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
87
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- Filed 3.3 months past the 10.5-month grace window.
- 87 bps in Schedule C fees — 68% above peer band of 52 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for BARRATT ASSET MANAGEMENT LLC.
Plan sponsor
Name
BARRATT ASSET MANAGEMENT LLC
EIN
27-3083303
Address
11711 PENNSYLVANIA ST STE 250 · CARMEL, IN · 460324560
Phone
(317) 643-4188
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2026-02-26
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CBIZ CPAS P.C.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | — | CONSULTANT | $7K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $12K | — |
Investments
20 direct securities · 7 pooled funds· $2.6M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$2.1M
20 holdings
Pooled Separate Account
$502K
7 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Prin Blue Chip SA-Z | — | — | $0 | $375K | 17.4% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $224K | 10.4% | |
| Participant Loans | — | — | $0 | $224K | 10.4% | |
| Prin Bond Market Index SA-Z | — | — | $0 | $214K | 9.9% | |
| American Funds AmerMut R6 Fd | — | — | $0 | $210K | 9.7% | |
| Am Fds 2065 Trgt Dte Rtm R6 Fd | — | — | $0 | $171K | 7.9% | |
| First Eagle Global R6 Fund | — | — | $0 | $168K | 7.8% | |
| Am Fds 2055 Trgt Dte Rtm R6 Fd | — | — | $0 | $123K | 5.7% | |
| Prin Diversified Intl SA-Z | — | — | $0 | $114K | 5.3% | |
| Am Fds 2060 Trgt Dte Rtm R6 Fd | — | — | $0 | $111K | 5.1% | |
| Am Fds 2050 Trgt Dte Rtm R6 Fd | — | — | $0 | $91K | 4.2% | |
| PRIN DIVERSIFIED INTL SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 015 | Pooled Separate Account | — | — | $91K | 4.2% | |
| Prin Liquid Assets Sep Acct-Z | — | — | $0 | $76K | 3.5% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $76K | 3.5% | |
| Prin MidCap S&P 400 Idx SA-Z | — | — | $0 | $53K | 2.4% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $53K | 2.4% | |
| Prin SmCap S&P 600 Index SA-Z | — | — | $0 | $46K | 2.1% | |
| PRIN LIQUID ASSETS SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 024 | Pooled Separate Account | — | — | $41K | 1.9% | |
| Prin LgCp S&P 500 Index SA-Z | — | — | $0 | $41K | 1.9% | |
| Am Fds 2025 Trgt Dte Rtm R6 Fd | — | — | $0 | $19K | 0.9% | |
| Am Fds 2040 Trgt Dte Rtm R6 Fd | — | — | $0 | $16K | 0.7% | |
| PRIN BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $16K | 0.7% | |
| Am Fds 2030 Trgt Dte Rtm R6 Fd | — | — | $0 | $14K | 0.7% | |
| Am Fds 2035 Trgt Dte Rtm R6 Fd | — | — | $0 | $6K | 0.3% | |
| Am Fds 2020 Trgt Dte Rtm R6 Fd | — | — | $0 | $5K | 0.2% | |
| PRIN BOND MARKET INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 122 | Pooled Separate Account | — | — | $2K | <0.1% | |
| Am Fds 2045 Trgt Dte Rtm R6 Fd | — | — | $0 | $2K | <0.1% |
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