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Original filing (PDF)20251014093826NAL0001184307002
STEPHENS SHARED SERVICES LLC
Form 5500
FILING_RECEIVED
STEPHENS EMPLOYEES' 401(K) PROFIT SHARING PLAN AND TRUST
401(k) retirement plan
Active participants
1,399
Accounts w/ balance
1,804
Plan assets (EOY)
$409.3M
Net assets (EOY)
$409.3M
How this plan invests
This plan
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Below-peer total fees (4 bps vs 10 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for STEPHENS SHARED SERVICES LLC.
Plan sponsor
Name
STEPHENS SHARED SERVICES LLC
EIN
27-2059091
Address
PO BOX 3507 · LITTLE ROCK, AR · 72203
Phone
(501) 377-2231
Industry
Management of Companies / Holdingssee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
BAKER TILLY US LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TRANSAMERICA RETIREMENT SOLUTIONS | 13-3689044 | — | RECORDKEEPER | $168K | — |
Broker
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONAL FINANCIAL SERVICES | 04-3523567 | — | SECURITIES BROKER | $0 | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FRIDAY ELDREDGE & CLARK | 71-0253637 | — | ADMINISTRATOR | $13K | — |
Investments
22 direct securities· $405.2M(99% of reported assets)
Uncategorized
$381.7M
21 holdings
Mutual Funds
$23.5M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Vanguard Institutional Index Mutual Fund N/R | — | — | — | $79.5M | 19.4% | |
| JPMorgan Large Cap Growth Fund Mutual Fund N/R | — | — | — | $44.9M | 11.0% | |
| Dodge & Cox Stock X Mutual Fund N/R | — | — | — | $40.4M | 9.9% | |
| Federated Hermes U.S. Treasury Mutual Fund N/R | — | — | — | $38.1M | 9.3% | |
| Cash Reserves Fund Hartford Schroders Intl Stk SDR Mutual Fund N/R | — | — | — | $24.6M | 6.0% | |
| American Beacon American Beacon Stphn Sm Cp Gr Inv | Mutual Funds | — | — | $23.5M | 5.7% | |
| JPMorgan Mid Cap Value Fund Mutual Fund N/R | — | — | — | $21.8M | 5.3% | |
| Cap Growth Fund Baird Core Plus Bond Institutional Mutual Fund N/R | — | — | — | $19.6M | 4.8% | |
| Cap Growth Fund * American Beacon Stephens Mid Mutual Fund N/R | — | — | — | $16.0M | 3.9% | |
| Invesco Discovery Fund Class A Mutual Fund N/R | — | — | — | $13.4M | 3.3% | |
| Columbia Dividend Income Mutual Fund N/R | — | — | — | $13.3M | 3.3% | |
| T. Rowe Price Small Cap Value Mutual Fund N/R | — | — | — | $13.0M | 3.2% | |
| JPMorgan Government Bond Fund Mutual Fund N/R | — | — | — | $10.9M | 2.7% | |
| Janus Henderson Enterprise Fund Mutual Fund N/R | — | — | — | $10.0M | 2.4% | |
| Vanguard Inflation-Protected Secs Mutual Fund N/R | — | — | — | $8.6M | 2.1% | |
| Blackrock Low Duration Bond Fund Mutual Fund N/R | — | — | — | $7.8M | 1.9% | |
| T. Rowe Price Intl Discovery I Mutual Fund N/R | — | — | — | $7.5M | 1.8% | |
| Driehaus Emerging Mkts Gr Mutual Fund N/R | — | — | — | $6.4M | 1.6% | |
| Company Participant Loans * Participant Loans Interest rates: 4.25% - 9.50% $0 | — | — | — | $2.0M | 0.5% | |
| Vanguard Small Cap Index Adm Mutual Fund N/R | — | — | — | $1.9M | 0.5% | |
| Vanguard Mid Cap Index Adm Mutual Fund N/R | — | — | — | $1.9M | 0.5% | |
| Cash * State Street Bank & Trust Cash reserve account N/R | — | — | — | $237K | <0.1% |