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Original filing (PDF)20251014174147NAL0003515457001
OCCUNET, LLC
Form 5500
FILING_RECEIVED
OCCUNET, LLC 401(K) PLAN
401(k) retirement plan
Active participants
202
Accounts w/ balance
199
Plan assets (EOY)
$15.1M
Net assets (EOY)
$15.1M
How this plan invests
This plan
6 pooled trusts
Schedule D
24 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 37 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OCCUNET, LLC.
Plan sponsor
Name
OCCUNET, LLC
EIN
27-1563468
Address
1800 S WASHINGTON ST STE 300 · AMARILLO, TX · 791022668
Phone
(806) 345-3607
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
THE CJ CPA GROUP, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK LIFE INSURANCE COMPANY | 01-0233346 | — | RECORDKEEPER/BOOKKEEPER | $414 | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CWM, LLC | 27-4011107 | — | INVESTMENT ADVISORY | $34K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $21K | — |
Investments
20 direct securities · 6 pooled funds· $18.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$13.7M
20 holdings
Pooled Separate Account
$4.7M
6 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Principal Life Insurance Company Fixed Income Guaranteed Option | — | — | — | $3.0M | 20.1% | |
| Principal Global Investors Core Fixed Income | — | — | — | $2.5M | 16.7% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $2.5M | 16.7% | |
| T. Rowe Price All-Cap Opportunities Fund | — | — | — | $1.6M | 10.4% | |
| Dreyfus Funds Dynamic Value Fund | — | — | — | $1.4M | 9.1% | |
| DFA Emerging Markets Core Equity I Fund | — | — | — | $1.1M | 7.1% | |
| PRIN LGCP S&P 500 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 016 | Pooled Separate Account | — | — | $1.1M | 7.0% | |
| BlackRock Advantage International Fund | — | — | — | $1.0M | 6.9% | |
| Principal Global Investors Mid Cap S&P 400 Index | — | — | — | $852K | 5.7% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $852K | 5.7% | |
| Invesco Funds Group, Inc. Small Cap Value R6 Fund | — | — | — | $841K | 5.6% | |
| DFA US Small Cap Growth Portfolio | — | — | — | $588K | 3.9% | |
| JP Morgan US Research Enhanced Equity Fund | — | — | — | $441K | 2.9% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $251K | 1.7% | |
| Janus International Holding, LLC Enterprise Fund | — | — | — | $181K | 1.2% | |
| Notes Receivable From Participants Interest rates from 4.25% to 9.50% | — | — | — | $148K | 1.0% | |
| Thornburg Global Opportunities Fund | — | — | — | $45K | 0.3% | |
| (E) | — | — | $2K | $45K | 0.3% | |
| Fidelity Investments Advisor High Income Advantage Z Fund | — | — | — | $5K | <0.1% | |
| American Century Investments Central Global Real Estate R6 Fund | — | — | — | $3K | <0.1% | |
| (E) | — | — | — | $3K | <0.1% | |
| Trust Company (d/b/a Principal Trust Company) as permitted by 29 CFR 2520.103-5(c) | — | — | — | $3K | <0.1% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $2K | <0.1% | |
| Fidelity Investments Advisor Value Fund | — | — | — | $2K | <0.1% | |
| PRIN INTL EQUITY INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 121 | Pooled Separate Account | — | — | $2K | <0.1% | |
| Ivy Investment Management Co Global Bond R6 Fund | — | — | — | $1K | <0.1% |