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Original filing (PDF)20251010141647NAL0008298961001
RECORDED FUTURE, INC.
Form 5500
FILING_RECEIVED
RECORDED FUTURE 401(K) PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed6 service providers
Active participants
531
Accounts w/ balance
702
Plan assets (EOY)
$46.9M
Net assets (EOY)
$46.9M
How this plan invests
This plan
10 pooled trusts
Schedule D
23 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 37 bps in Schedule C fees — modestly above peer band of 29 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for RECORDED FUTURE, INC..
Plan sponsor
Name
RECORDED FUTURE, INC.
EIN
26-2428801
Address
363 HIGHLAND AVE. · SOMERVILLE, MA · 021442574
Phone
(617) 902-0350
Industry
Software Publishers· Information / Tech / Mediasee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsAdvisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES LLC | — | WALTHAM, MA | INVESTMENT ADVISORY | $84K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $9K | — |
TPA / Administrator
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $6K | — |
| THE ANGELL PENSION GROUP INC | — | EAST PROVIDENCE, RI | CONTRACT ADMINISTRATOR | $5K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | OTHER SERVICES | $68K | — |
| MORNINGSTAR INVESTMENT MANAGEMENT L | 36-4317381 | — | INV ADV, PARTICIPANTS | $0 | — |
Investments
18 direct securities · 10 pooled funds· $52.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$36.4M
18 holdings
Pooled Separate Account
$15.8M
10 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Party Rate of Interest, Collateral, Par or Maturity Value Cost Current Value Mutual Funds BlackRock iShares S&P 500 Index K N/R | — | — | — | $9.5M | 20.2% | |
| Insurance Funds * Principal Guaranteed Option N/R | — | — | — | $5.1M | 11.0% | |
| PRIN BLUE CHIP SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 133 | Pooled Separate Account | — | — | $4.3M | 9.1% | |
| BlackRock iShares MSCI EAFE International Index K N/R | — | — | — | $4.0M | 8.5% | |
| Vanguard Windsor II Adm Fund N/R | — | — | — | $3.1M | 6.6% | |
| American Funds American Funds NewWorld R6 N/R | — | — | — | $2.4M | 5.2% | |
| Principal Core Fixed Income Separate Account N/R | — | — | — | $2.4M | 5.1% | |
| PRIN CORE FIX INC SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 118 | Pooled Separate Account | — | — | $2.4M | 5.1% | |
| PRIN SMCAP S&P 600 INDEX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 028 | Pooled Separate Account | — | — | $2.2M | 4.6% | |
| BlackRock iShares US Aggregate Bond Index K N/R | — | — | — | $1.9M | 4.1% | |
| PRIN MIDCAP S&P 400 IDX SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 023 | Pooled Separate Account | — | — | $1.9M | 4.0% | |
| PRIN HIGH YIELD SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 137 | Pooled Separate Account | — | — | $1.5M | 3.2% | |
| Fidelity Advisor Total Bond Z N/R | — | — | — | $1.3M | 2.8% | |
| MFS Mid Cap Value R6 N/R | — | — | — | $1.2M | 2.6% | |
| Principal Global Capital Appreciation Separate Account N/R | — | — | — | $963K | 2.1% | |
| PRIN CAPITAL APPR SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 119 | Pooled Separate Account | — | — | $963K | 2.1% | |
| Principal SmallCap Value II Separate Account N/R | — | — | — | $933K | 2.0% | |
| PRIN SMCAP VALUE II SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 096 | Pooled Separate Account | — | — | $933K | 2.0% | |
| MassMutual Mid Cap Group I Fund N/R | — | — | — | $917K | 2.0% | |
| Principal SmallCap Growth I Separate Account N/R | — | — | — | $905K | 1.9% | |
| PRIN SMCAP GROWTH I SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 070 | Pooled Separate Account | — | — | $905K | 1.9% | |
| American Funds American Funds EuroPacific Growth - R6 N/R | — | — | — | $901K | 1.9% | |
| PRIN REAL ESTATE SECS SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 095 | Pooled Separate Account | — | — | $854K | 1.8% | |
| Participant Loans Notes receivable from participants, with interest rates $0 | — | — | — | $405K | 0.9% | |
| American Funds American Funds American Balanced Investment R6 N/R | — | — | — | $192K | 0.4% | |
| (E) | — | — | — | $90K | 0.2% | |
| MassMutual Inflation-Protected & Income I Fund N/R | — | — | — | $90K | 0.2% | |
| SEPARATE ACCOUNT SCAI MASSMUTUAL LIFE INSURANCE CO. · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $0 | <0.1% |