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Original filing (PDF)20251002185515NAL0001932482001
DOTERRA INTERNATIONAL LLC
Form 5500
FILING_RECEIVED
DOTERRA 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
1,570
Accounts w/ balance
1,483
Plan assets (EOY)
$83.2M
Net assets (EOY)
$83.2M
How this plan invests
This plan
7 pooled trusts
Schedule D
44 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 30 bps in Schedule C fees — 85% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for DOTERRA INTERNATIONAL LLC.
Plan sponsor
Name
DOTERRA INTERNATIONAL LLC
EIN
26-1898940
Address
389 S. 1300 WEST · PLEASANT GROVE, UT · 840623761
Phone
(801) 854-4839
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-02
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2U · Association Retirement Plan
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
TANNER LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RAYMOND JAMES | 59-1531281 | — | INVESTMENT ADVISORY | $65K | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $181K | — |
Investments
41 direct securities · 7 pooled funds· $92.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$60.3M
39 holdings
Common Collective Trust
$13.2M
5 holdings
Mutual Funds
$8.3M
1 holding
Guaranteed Income / GIC
$7.7M
1 holding
Pooled Separate Account
$2.6M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| JPMorgan Funds Large Cap Growth Fund R6 | Mutual Funds | — | — | $8.3M | 10.0% | |
| JPMorgan Funds Equity Income R6 | — | — | — | $7.9M | 9.5% | |
| , Fully Benefit-Responsive * Principal Life Ins. Co. Fixed Income Guaranteed Option | Guaranteed Income / GIC | — | — | $7.7M | 9.2% | |
| Fidelity Investments 500 Index | — | — | — | $7.6M | 9.1% | |
| BLACKROCK EAFE EQ IDX CL R FD GREAT GRAY TRUST COMPANY · EIN 20-3802495 / PN 007 | Common Collective Trust | — | — | $4.2M | 5.0% | |
| The American Funds NewWorld R6 | — | — | — | $3.8M | 4.6% | |
| Wilmington Trust Blackrock US Debt Index CL 1 | — | — | — | $3.8M | 4.5% | |
| MYWAYRETIREMENT INTERNATIONAL GREAT GRAY TRUST COMPANY · EIN 38-4126285 / PN 589 | Common Collective Trust | — | — | $3.8M | 4.5% | |
| Eaton Vance Floating Rate I | — | — | — | $3.6M | 4.3% | |
| Fidelity Investments Mid Cap Index | — | — | — | $2.8M | 3.4% | |
| Wasatch Funds Core Growth Institutional | — | — | — | $2.7M | 3.2% | |
| Wilmington Trust Blackrock US Tips Index CL 1 | — | — | — | $2.6M | 3.1% | |
| MYWAYRETIREMENT MID CAP VAL R GREAT GRAY TRUST COMPANY · EIN 38-7264528 / PN 691 | Common Collective Trust | — | — | $2.6M | 3.1% | |
| PRIN MIDCAP GROWTH SEP ACCT-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 021 | Pooled Separate Account | — | — | $2.5M | 3.1% | |
| JPMorgan Funds Undiscovered Managers Behavioral Value R6 | — | — | — | $2.5M | 3.1% | |
| Wilmington Trust, N.A. MyWayRetirement International | — | — | — | $2.5M | 3.1% | |
| BLACKROCK US DBT IDX FD CL 1 GREAT GRAY TRUST COMPANY · EIN 20-3802445 / PN 010 | Common Collective Trust | — | — | $2.5M | 3.1% | |
| Fidelity Investments Small Cap Index | — | — | — | $2.5M | 3.0% | |
| PGIM Investments High Yield R6 | — | — | — | $2.5M | 3.0% | |
| PIMCO Funds International Bond (USD Hedged) I | — | — | — | $2.4M | 2.9% | |
| PIMCO Funds Income Institutional | — | — | — | $2.4M | 2.9% | |
| American Funds Service Co. 2040 Target Date Retirement | — | — | — | $1.7M | 2.1% | |
| American Funds Service Co. 2050 Target Date Retirement | — | — | — | $1.3M | 1.5% | |
| American Funds Service Co. 2035 Target Date Retirement | — | — | — | $1.1M | 1.3% | |
| Notes Receivable from Participants Participant loans, maturing through 2030 at interest rates of 4.25%–9.50% -0- | — | — | — | $1.1M | 1.3% | |
| Vanguard Group Information Technology Index Adm | — | — | — | $895K | 1.1% | |
| American Funds Service Co. 2055 Target Date Retirement | — | — | — | $864K | 1.0% | |
| American Funds Service Co. 2025 Target Date Retirement | — | — | — | $651K | 0.8% | |
| American Funds Service Co. 2045 Target Date Retirement | — | — | — | $417K | 0.5% | |
| American Funds Service Co. 2030 Target Date Retirement | — | — | — | $378K | 0.5% | |
| American Funds Service Co. 2020 Target Date Retirement | — | — | — | $329K | 0.4% | |
| Goldman Sachs GQG Partners International Opportunities Fund | — | — | — | $317K | 0.4% | |
| Vanguard Group Financial Index Adm | — | — | — | $245K | 0.3% | |
| Vanguard Group Health Care Index Adm | — | — | — | $243K | 0.3% | |
| Vanguard Group Energy Adm | — | — | — | $214K | 0.3% | |
| Vanguard Group Utilities Index Adm | — | — | — | $186K | 0.2% | |
| Wilmington Trust, N.A. MyWayRetirement Mid Cap Value | — | — | — | $178K | 0.2% | |
| BLACKROCK U.S. TIPS INDEX CL 1 GREAT GRAY TRUST COMPANY · EIN 38-4116835 / PN 510 | Common Collective Trust | — | — | $178K | 0.2% | |
| T. Rowe Price Funds Price Capital Appreciation I | — | — | — | $146K | 0.2% | |
| Vanguard Group Wellesley Income Adm | — | — | — | $106K | 0.1% | |
| PRINCIPAL U.S. PROPERTY SA-Z PRINCIPAL LIFE INSURANCE COMPANY · EIN 42-0127290 / PN 027 | Pooled Separate Account | — | — | $98K | 0.1% | |
| (E) | — | — | — | $98K | 0.1% | |
| American Funds Service Co. 2065 Target Date Retirement | — | — | — | $94K | 0.1% | |
| American Funds Service Co. 2060 Target Date Retirement | — | — | — | $82K | <0.1% | |
| (E) | — | — | — | $37K | <0.1% | |
| Thornburg Investment Income Builder R6 | — | — | — | $37K | <0.1% | |
| American Funds Service Co. 2015 Target Date Retirement | — | — | — | $6K | <0.1% | |
| American Funds Service Co. 2010 Target Date Retirement | — | — | — | $3K | <0.1% |