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Original filing (PDF)20250929105427NAL0010794753001
ASCENDUM SOLUTIONS, LLC
Form 5500
FILING_RECEIVED
VORA GROUP 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
835
Accounts w/ balance
1,122
Plan assets (EOY)
$37.9M
Net assets (EOY)
$37.9M
How this plan invests
This plan
1 pooled trust
Schedule D
34 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
- 38 bps in Schedule C fees — modestly above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ASCENDUM SOLUTIONS, LLC.
Plan sponsor
Name
ASCENDUM SOLUTIONS, LLC
EIN
26-1422951
Address
10290 ALLIANCE ROAD · CINCINNATI, OH · 45242
Phone
(513) 619-8792
Industry
All Other Professional Services· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-29
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3H · Sponsor in controlled / affiliated group
2U · Association Retirement Plan
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
FORVIS MAZARS, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $99K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIFTH THIRD BANK, NATIONAL | 31-0676865 | — | ADVISOR | $47K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
32 direct securities · 1 pooled fund· $33.2M(88% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$33.0M
31 holdings
Common Collective Trust
$243K
1 holding
Mutual Funds
$16K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund 22,575 shares | — | — | $23K | $4.6M | 12.1% | |
| T. Rowe Price Retirement I 2045 Fund - I Class 180,262 shares | — | — | $180K | $4.0M | 10.6% | |
| T. Rowe Price Retirement I 2055 Fund - I Class 198,547 shares | — | — | $199K | $4.0M | 10.4% | |
| T. Rowe Price Retirement I 2050 Fund - I Class 205,599 shares | — | — | $206K | $3.9M | 10.3% | |
| T. Rowe Price Retirement I 2040 Fund - I Class 107,522 shares | — | — | $108K | $3.3M | 8.7% | |
| Harbor Capital Appreciation Fund 26,385 shares | — | — | $26K | $3.0M | 7.9% | |
| T. Rowe Price Retirement I 2030 Fund - I Class 74,689 shares | — | — | $75K | $1.9M | 5.0% | |
| T. Rowe Price Retirement I 2060 Fund - I Class 112,510 shares | — | — | $113K | $1.9M | 4.9% | |
| T. Rowe Price Retirement I 2025 Fund - I Class 60,262 shares | — | — | $60K | $997K | 2.6% | |
| T. Rowe Price Retirement I 2020 Fund - I Class 35,138 shares | — | — | $35K | $653K | 1.7% | |
| American Funds Washington Mutual Investors Fund Class R6 9,741 shares | — | — | $10K | $600K | 1.6% | |
| Fidelity Small Cap Index Fund 21,301 shares | — | — | $21K | $590K | 1.6% | |
| Fidelity Mid Cap Index Fund 16,235 shares | — | — | $16K | $548K | 1.4% | |
| American Funds New Perspective Fund Class R6 7,514 shares | — | — | $8K | $467K | 1.2% | |
| Various maturity dates through 2031; interest rates *Participant Loans of 4.25% - 9.50% | — | — | — | $392K | 1.0% | |
| American Funds American Balanced Fund Class R6 10,180 shares | — | — | $10K | $350K | 0.9% | |
| MFS Mid Cap Growth Fund Class R6 8,774 shares | — | — | $9K | $276K | 0.7% | |
| T. Rowe Price Retirement I 2065 Fund - I Class 21,014 shares | — | — | $21K | $270K | 0.7% | |
| T. Rowe Price Mid-Cap Value Fund - I Class 7,803 shares | — | — | $8K | $248K | 0.7% | |
| PUTNAM STABLE VALUE PUTNAM FIDUCIARY TRUST COMPANY · EIN 04-3159710 / PN 202 | Common Collective Trust | — | $243K | $243K | 0.6% | |
| Fidelity International Index Fund 4,395 shares | — | — | $4K | $209K | 0.6% | |
| American Funds EuroPacific Growth Fund Class R6 3,308 shares | — | — | $3K | $178K | 0.5% | |
| Lord Abbett Bond Debenture Fund 23,406 shares | — | — | $23K | $166K | 0.4% | |
| Cohen & Steers Realty Shares Fund 2,430 shares | — | — | $2K | $160K | 0.4% | |
| Fidelity Inflation-Protected Bond Index Fund 8,800 shares | — | — | $9K | $78K | 0.2% | |
| Allspring Special Small Cap Value Fund 1,751 shares | — | — | $2K | $70K | 0.2% | |
| T. Rowe Price Retirement I 2005 Fund - I Class 5,351 shares | — | — | $5K | $64K | 0.2% | |
| T. Rowe Price QM U.S. Small-Cap Growth Equity Fund 1,174 shares | — | — | $1K | $51K | 0.1% | |
| Dodge & Cox Income Fund 3,725 shares | — | — | $4K | $46K | 0.1% | |
| s *Fidelity U.S. Bond Index Fund 1,564 shares | Mutual Funds | — | $2K | $16K | <0.1% | |
| Principal Short-Term Income Fund 444 shares | — | — | — | $5K | <0.1% | |
| T. Rowe Price Retirement Balanced I Fund 375 shares | — | — | — | $5K | <0.1% | |
| T. Rowe Price Retirement I 2010 Fund - I Class 78 shares | — | — | — | $1K | <0.1% |
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