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Original filing (PDF)20250917161753NAL0000335075001
CONFLUENT MEDICAL TECHNOLOGIES
Form 5500
FILING_RECEIVED
CONFLUENT MEDICAL TECHNOLOGIES 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
836
Accounts w/ balance
952
Plan assets (EOY)
$95.5M
Net assets (EOY)
$95.5M
How this plan invests
This plan
1 pooled trust
Schedule D
33 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for CONFLUENT MEDICAL TECHNOLOGIES.
Plan sponsor
Name
CONFLUENT MEDICAL TECHNOLOGIES
EIN
26-1142245
Address
47533 WESTINGHOUSE DRIVE · FREMONT, CA · 94539
Phone
(510) 623-2000
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-17
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER TILLY US, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $69K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | 13-2638166 | — | ADVISOR | $54K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
32 direct securities · 1 pooled fund· $95.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$88.3M
32 holdings
Common Collective Trust
$7.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Fund Registered Investment Company | — | — | — | $11.7M | 12.2% | |
| Fidelity Blue Chip Growth Fund Class K Registered Investment Company | — | — | — | $10.5M | 11.0% | |
| Vanguard Target Retirement 2030 Fund Registered Investment Company | — | — | — | $7.7M | 8.1% | |
| MORLEY STABLE VALUE PRINCIPAL GLOBAL INVESTORS TRUST CO · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $7.1M | 7.4% | |
| Vanguard Target Retirement 2025 Fund Registered Investment Company | — | — | — | $6.6M | 6.9% | |
| Vanguard Target Retirement 2035 Fund Registered Investment Company | — | — | — | $6.4M | 6.7% | |
| Vanguard Target Retirement 2040 Fund Registered Investment Company | — | — | — | $6.1M | 6.4% | |
| Vanguard Target Retirement 2045 Fund Registered Investment Company | — | — | — | $4.8M | 5.0% | |
| Vanguard Target Retirement 2050 Fund Registered Investment Company | — | — | — | $4.0M | 4.2% | |
| Vanguard Target Retirement 2055 Fund Registered Investment Company | — | — | — | $2.5M | 2.6% | |
| Vanguard Equity Income Fund Admiral Shares Registered Investment Company | — | — | — | $2.4M | 2.5% | |
| Vanguard Small Cap Index Fund Admiral Shares Registered Investment Company | — | — | — | $2.4M | 2.5% | |
| JPMorgan Mid Cap Growth Fund R5 Fund Registered Investment Company | — | — | — | $2.3M | 2.4% | |
| Vanguard Target Retirement 2020 Fund Registered Investment Company | — | — | — | $2.2M | 2.3% | |
| Janus Henderson Global Technology and Innovation Fund Class I Registered Investment Company | — | — | — | $2.0M | 2.1% | |
| Fidelity Mid Cap Index Fund Registered Investment Company | — | — | — | $1.6M | 1.7% | |
| Vanguard Target Retirement 2060 Fund Registered Investment Company | — | — | — | $1.6M | 1.7% | |
| PIMCO Income Fund Institutional Class Registered Investment Company | — | — | — | $1.6M | 1.6% | |
| Fidelity Total Bond Fund Registered Investment Company | — | — | — | $1.5M | 1.6% | |
| Fidelity International Index Fund Registered Investment Company | — | — | — | $1.4M | 1.5% | |
| Participant loans maturities through March 2034 - | — | — | — | $1.2M | 1.2% | |
| BlackRock Health Sciences Opportunities Portfolio Registered Investment Company | — | — | — | $1.1M | 1.1% | |
| BlackRock High Yield Bond Portfolio Institutional Shares Fund Registered Investment Company | — | — | — | $1.0M | 1.1% | |
| Fidelity Small Cap Growth K6 Fund Registered Investment Company | — | — | — | $946K | 1.0% | |
| Vanguard Target Retirement 2065 Fund Registered Investment Company | — | — | — | $797K | 0.8% | |
| Vanguard International Growth Fund Admiral Shares Registered Investment Company | — | — | — | $726K | 0.8% | |
| Vanguard Target Retirement Income Fund Registered Investment Company | — | — | — | $616K | 0.6% | |
| American Funds New World Fund Class R-6 Registered Investment Company | — | — | — | $579K | 0.6% | |
| T. Rowe Price International Value Equity Fund Class I Registered Investment Company | — | — | — | $572K | 0.6% | |
| Allspring Special Small Cap Value Fund - Class Inst Registered Investment Company | — | — | — | $498K | 0.5% | |
| Allspring Special Mid Cap Value Fund - Class Inst Registered Investment Company | — | — | — | $436K | 0.5% | |
| Cohen & Steers Real Estate Securities Fund, Inc. Class Z Registered Investment Company | — | — | — | $341K | 0.4% | |
| American Funds Capital World Bond Fund Class R-6 Registered Investment Company | — | — | — | $60K | <0.1% |