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Original filing (PDF)20251008111231NAL0005747281001
AETNA INC.
Form 5500
FILING_RECEIVED
RETIREMENT PLAN FOR EMPLOYEES OF AETNA INC.
Defined-benefit pension plan
Signals · 2
No recordkeeper disclosed26 service providers
Active participants
9,117
Accounts w/ balance
—
Plan assets (EOY)
$5.2B
Net assets (EOY)
$5.2B
How this plan invests
This plan
13 pooled trusts
Schedule D
59 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
55
Participation health
100
Knocking points off
- 26 bps in Schedule C fees — 429% above peer band of 5 bps.
- No recordkeeper disclosed on Schedule C.
- Plan is frozen (1I) — no new benefit accrual.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AETNA INC..
Plan sponsor
Name
AETNA INC.
EIN
23-2229683
Address
151 FARMINGTON AVE., RTAA · HARTFORD, CT · 06156
Phone
(888) 694-7287
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-08
Pension benefit codes
1C · Cash balance or similar hybrid DB
1A · Pay-related DB formula
3H · Sponsor in controlled / affiliated group
1I · Frozen plan — no new benefit accrual
Audit & trust (Schedule H)
Auditor
ERNST & YOUNG LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
26 rowsTrustee
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JPMORGAN CHASE BANK NA | 13-4994650 | — | TRUSTEE | $496K | — |
Other
25Investments
47 direct securities · 13 pooled funds· $5.5B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$4.7B
46 holdings
Common Collective Trust
$502.4M
10 holdings
Pooled Separate Account
$191.6M
2 holdings
Real Estate
$95.5M
1 holding
103-12 Investment Entity
$9.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PIMCO Account G01709 Trust Account investing primarily in U.S. long-term government, agency | — | — | $572.4M | $580.1M | 11.1% | |
| and corporate bonds. * JP Morgan Asset Management Account G09238 Trust Account investing primarily in U.S. government, agency | — | — | $557.3M | $560.5M | 10.7% | |
| GSAM Intermediate Credit Account G46487 Trust Account investing primarily in intermediate-term U.S. government securities, | — | — | $526.5M | $547.3M | 10.4% | |
| and corporate bonds, and mortgage pass-through securities. * Goldman Sachs Asset Management (GSAM) Fixed Income Trust Account investing primarily in U.S. government securities, money market | — | — | $490.3M | $481.7M | 9.2% | |
| Aetna Life Insurance Company (ALIC) ALIC Individual Separate Account investing primarily in U.S. long-term government, | — | — | $384.9M | $363.1M | 6.9% | |
| exchange and forward currency contracts, cash and cash equivalents. * NISA Long Credit Account G62594 Trust Account investing primarily in U.S. long-term corporate credit, government and | — | — | $365.2M | $354.8M | 6.8% | |
| and corporate bonds. * Dodge & Cox Account G09237 Trust Account investing primarily in U.S. long-term government, agency | — | — | $396.4M | $352.2M | 6.7% | |
| APP Hedge Funds, LLC Limited liability company investing in funds primarily utilizing convertible bond | — | — | $143.5M | $280.0M | 5.3% | |
| Party in interest (1) | — | — | — | $277.2M | 5.3% | |
| Goldman Sachs (GS) Multi-Manager Non-Core Fixed Income Shares investing primarily in government and corporate debt securities and bank loans. | — | — | $235.4M | $232.1M | 4.4% | |
| PRIVEST ACCOUNT THE PRUDENTIAL INSURANCE CO. OF AMERICA · EIN 22-1211670 / PN 020 | Pooled Separate Account | — | $137.5M | $141.0M | 2.7% | |
| VOYA PRIVATE CREDIT TRUST FUND VOYA INVESTMENT TRUST CO · EIN 06-1440627 / PN 102 | Common Collective Trust | — | $105.0M | $117.8M | 2.2% | |
| SS S&P 500(R) FLAGSHIP NL FD STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 004 | Common Collective Trust | — | $98.6M | $112.3M | 2.1% | |
| non-U.S. government securities. * Aristotle Bank Loans G 62595 Trust Account investing primarily in U.S. floating rate corporate bank loans and floating | — | — | $96.9M | $96.2M | 1.8% | |
| issued by infrastructure companies. UBS Trumbull Property Fund Units in a Real Estate limited partnership investing primarily in | — | — | $68.8M | $95.9M | 1.8% | |
| properties. UBS AgriVest Farmland Fund, Inc. Shares in a private REIT investing primarily in U.S. agricultural properties. | Real Estate | — | $66.4M | $95.5M | 1.8% | |
| ARROWSTREET GLOBAL EQUITY ACWI CIT GLOBAL TRUST COMPANY · EIN 37-6607043 / PN 002 | Common Collective Trust | — | $60.2M | $84.7M | 1.6% | |
| U.S. real estate properties. UBS Trumbull Property Inc. Fund Units in a private REIT investing primarily in U.S. participating mortgage loans and | — | — | $69.4M | $84.3M | 1.6% | |
| GSCT PRIVATE PLACEMENT CORE FD GOLDMAN SACHS TRUST COMPANY, N.A. · EIN 13-4166989 / PN 043 | Common Collective Trust | — | $74.9M | $78.2M | 1.5% | |
| AETNA LIFE INSURANCE COMPANY SA 174 AETNA LIFE INSURANCE COMPANY · EIN 06-6033492 / PN 012 | Pooled Separate Account | — | $50.6M | $50.6M | 1.0% | |
| Completion Account G43888 securities and derivatives. * GSAM Overlay Account G43889 Trust Account investing primarily in financial futures, foreign | — | — | $33.4M | $38.8M | 0.7% | |
| Kohlberg TE Investors IX, L.P. Limited partnership investing primarily in private equity investments. | — | — | $20.6M | $33.6M | 0.6% | |
| Fund MFS International Equity Fund Commingled Trust Account investing primarily in international equity securities. | — | — | $30.0M | $30.5M | 0.6% | |
| MFS HERITAGE TRUST CO CIT MFS HERITAGE TRUST COMPANY · EIN 57-1187281 / PN 013 | Common Collective Trust | — | — | $30.5M | 0.6% | |
| Court Square Capital Partners IV, L.P. Limited partnership investing primarily in private equity investments. | — | — | $21.6M | $29.9M | 0.6% | |
| Kohlberg TE Investors VIII, L.P. Limited partnership investing primarily in private equity investments. | — | — | $18.9M | $29.6M | 0.6% | |
| DWS RREEF GLOBAL INFRASTRUCTURE DWS TRUST COMPANY · EIN 82-6252443 / PN 277 | Common Collective Trust | — | $25.0M | $28.9M | 0.6% | |
| PIONEER EMERGING MKTS EQUITY FOCUS GREAT GRAY TRUST COMPANY LLC · EIN 38-7275304 / PN 773 | Common Collective Trust | — | $29.0M | $27.6M | 0.5% | |
| Oak Hill Capital Partners V (Onshore Tax-Exempt), L.P. Limited partnership investing primarily in private equity investments. | — | — | $16.7M | $24.2M | 0.5% | |
| Wellspring Capital Partners VI (TE), L.P. Limited partnership investing primarily in private equity investments. | — | — | $15.5M | $21.9M | 0.4% | |
| Montagu VI, L.P. Limited partnership investing primarily in private equity investments. | — | — | $23.6M | $19.9M | 0.4% | |
| GSCT LONG DURATION CREDIT FUND GOLDMAN SACHS TRUST COMPANY, N.A. · EIN 13-4166989 / PN 026 | Common Collective Trust | — | $16.4M | $18.0M | 0.3% | |
| infrastructure companies. * Invesco Small Cap Core G49626 Trust Account investing primarily in U.S. small capitalization equity securities. | — | — | $16.8M | $17.7M | 0.3% | |
| Green Equity Investors Side VII, L.P. Limited partnership investing primarily in private equity investments. | — | — | $14.1M | $16.9M | 0.3% | |
| Ares Corporate Opportunities Fund VI Parallel (TE), L.P. Limited partnership investing primarily in private equity investments. | — | — | $1.5M | $16.4M | 0.3% | |
| Court Square Capital Partners III, L.P. Limited partnership investing primarily in private equity investments. | — | — | $10.0M | $14.4M | 0.3% | |
| Kohlberg TE Investors VII CV, L.P. Limited partnership investing primarily in private equity investments. | — | — | $8.6M | $13.6M | 0.3% | |
| Sixth Street Tao Partners (C), L.P. (fka TSSP Adjacent Opportunities Partners (C), L.P.) Limited partnership investing primarily in private equity investments. | — | — | $11.9M | $13.1M | 0.3% | |
| Crescent Mezzanine Partners VIIB, L.P. Limited partnership investing primarily in private mezzanine debt and equity investments. | — | — | $12.7M | $12.0M | 0.2% | |
| ACADIAN INTERNATIONAL SMALL-CAP FD ACADIAN ASSET MANAGEMENT LLC · EIN 04-2929221 / PN 001 | 103-12 Investment Entity | — | $9.0M | $9.6M | 0.2% | |
| Sixth Street Opportunities Partners IV (B), L.P. (fka TSSP OPPORTUNITIES PARTNERS IV (B), L.P.) Limited partnership investing primarily in private equity investments. | — | — | $6.2M | $8.7M | 0.2% | |
| Wellspring Capital Partners V, L.P. Limited partnership investing primarily in private equity investments. - | — | — | — | $7.1M | 0.1% | |
| OHCP IV BC R, L.P. Limited partnership investing primarily in private equity investments. | — | — | $5.1M | $5.1M | <0.1% | |
| Silver Point Specialty Credit Fund III (Offshore), L.P. Limited partnership investing primarily in private credit investments. | — | — | $5.0M | $4.7M | <0.1% | |
| SS DAILY MSCI EAFE INDEX NL FD STATE STREET GLOBAL ADVISORS TRUST COMPANY · EIN 04-0025081 / PN 182 | Common Collective Trust | — | $4.4M | $4.4M | <0.1% | |
| Oak Hill Capital Partners IV (Onshore Tax-Exempt), L.P. Limited partnership investing primarily in private equity investments. | — | — | $8.3M | $3.9M | <0.1% | |
| Disbursement Fund Account P14320 Trust Account investing primarily in money market securities. | — | — | $4.8M | $2.8M | <0.1% | |
| Sixth Street Opportunities Partners III (B), L.P. (fka TPG Opportunities Partners III (B), L.P.) Limited partnership investing primarily in private equity investments. | — | — | $2.9M | $2.1M | <0.1% | |
| iShares 5-10 Year Investment Grade Corporate Bond ETF G44623 Exchange-Traded Fund (ETF) investing primarily in intermediate-term U.S. investment | — | — | $1.9M | $1.9M | <0.1% | |
| grade corporate bonds. * iSharesCore MSCI Emerging Markets ETF G47402 EFT investing primarily in emerging market equity securities. 188 * GSAM Transition Account G45417 Trust Account investing primarily in money market securities. | — | — | $1.4M | $1.4M | <0.1% | |
| Montagu IV, L.P. Limited partnership investing primarily in private equity investments. | — | — | $8.9M | $1.4M | <0.1% | |
| Crescent Mezzanine Partners VIB, L.P. Limited partnership investing primarily in private mezzanine debt and equity investments. | — | — | $3.9M | $1.2M | <0.1% | |
| arbitrage, long/short equity market neutral, merger arbitrage, distressed debt, long/short equity, hedge equity and global asset allocation investment strategies. Ares Institutional Loan Fund (Cayman Feeder) L.P. Participating Notes in a limited liability company that invests primarily in senior | — | — | $980K | $980K | <0.1% | |
| Sixth Street Opportunities Partners II (B), L.P. (fka TPG Opportunities Partners II (B), L.P.) Limited partnership investing primarily in private equity investments. - | — | — | — | $155K | <0.1% | |
| Towerbrook Investors III, L.P. Limited partnership investing primarily in private equity investments. | — | — | $5.9M | $92K | <0.1% | |
| Private Equity (Cash) Separate Account G09725 (LP interests listed seperately) Individual Separate Account investing primarily in money market securities. | — | — | $34K | $34K | <0.1% | |
| INVESTMENT PURPOSES AT END OF YEAR BASE CURRENCY: USD | — | — | — | $31K | <0.1% | |
| Court Square Capital Partners II, L.P. Limited partnership investing primarily in private equity investments. | — | — | $11.0M | $24K | <0.1% | |
| Transition Fund Account G15348 Trust Account investing primarily in money market securities. | — | — | $9K | $7K | <0.1% | |
| EMERGING MARKETS EQUITY TRUST T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 006 | Common Collective Trust | — | — | $0 | <0.1% |