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Original filing (PDF)20251001130616NAL0005937011001
ZARWIN, BAUM, DEVITO, KAPLAN, SCHAER & TODDY, P.C.
Form 5500
FILING_RECEIVED
ZARWIN, BAUM, DEVITO, KAPLAN, SCHAER, & TODDY P.C. 401(K) PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
53% in single holding
Active participants
93
Accounts w/ balance
118
Plan assets (EOY)
$25.0M
Net assets (EOY)
$25.0M
How this plan invests
This plan
22 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Fidelity 500 Index Mutual fund" is 53% of plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ZARWIN, BAUM, DEVITO, KAPLAN, SCHAER & TODDY, P.C..
Plan sponsor
Name
ZARWIN, BAUM, DEVITO, KAPLAN, SCHAER & TODDY, P.C.
EIN
23-1879577
Address
2005 MARKET STREET 16TH FLOOR · PHILADELPHIA, PA · 19103
Phone
(215) 569-5049
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-01
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
CITRINCOOPERMAN
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $14K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MORGAN STANLEY | — | NEW YORK, NY | INVESTMENT ADVISOR | $34K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CITRIN COOPERMAN & COMPANY LLP | — | NEW YORK, NY | AUDITOR | $17K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MGMT | $1K | — |
Investments
22 direct securities· $25.0M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity 500 Index Mutual fund | — | — | — | $13.2M | 52.6% | |
| iShares MSCI EAFE Int'l Index K Mutual fund | — | — | — | $2.8M | 11.4% | |
| Fidelity Mid Cap Index Mutual fund | — | — | — | $2.1M | 8.5% | |
| Fidelity U.S. Bond Index Mutual fund | — | — | — | $1.6M | 6.5% | |
| TIAA-CREF Lifecycle Index 2025 Inst Mutual fund | — | — | — | $1.3M | 5.2% | |
| Fidelity Small Cap Index Mutual fund | — | — | — | $1.2M | 4.8% | |
| EI Fixed Account - Series Class II Guaranteed investment | — | — | — | $1.1M | 4.3% | |
| Fidelity Emerging Markets Index Mutual fund | — | — | — | $370K | 1.5% | |
| TIAA-CREF Lifecycle Index Ret Inc Inst Mutual fund | — | — | — | $170K | 0.7% | |
| TIAA-CREF Lifecycle Index 2035 Inst Mutual fund | — | — | — | $167K | 0.7% | |
| TIAA-CREF Lifecycle Index 2065 Instl Mutual fund | — | — | — | $153K | 0.6% | |
| Fidelity Total Market Index Mutual fund | — | — | — | $123K | 0.5% | |
| contract * Notes receivable from participants Interest rates ranging from | — | — | — | $114K | 0.5% | |
| TIAA-CREF Lifecycle Index 2040 Inst Mutual fund | — | — | — | $108K | 0.4% | |
| TIAA-CREF Lifecycle Index 2060 Instl Mutual fund | — | — | — | $96K | 0.4% | |
| American Century Real Estate R6 Mutual fund | — | — | — | $84K | 0.3% | |
| TIAA-CREF Lifecycle Index 2045 Inst Mutual fund | — | — | — | $81K | 0.3% | |
| TIAA-CREF Lifecycle Index 2030 Inst Mutual fund | — | — | — | $78K | 0.3% | |
| TIAA-CREF Lifecycle Index 2050 Instl Mutual fund | — | — | — | $72K | 0.3% | |
| TIAA-CREF Lifecycle Index 2055 Inst Mutual fund | — | — | — | $66K | 0.3% | |
| Fidelity Inflation Protected Bond Index Mutual fund | — | — | — | $18K | <0.1% | |
| through April 2032 Forfeitures | — | — | — | $10K | <0.1% |