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Original filing (PDF)20250918162615NAL0001492225001
SEI INVESTMENTS COMPANY
Form 5500
FILING_RECEIVED
SEI CAPITAL ACCUMULATION PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed6 service providers
Active participants
4,327
Accounts w/ balance
5,495
Plan assets (EOY)
$881.8M
Net assets (EOY)
$881.8M
How this plan invests
This plan
6 pooled trusts
Schedule D
35 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (1 bps vs 6 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SEI INVESTMENTS COMPANY.
Plan sponsor
Name
SEI INVESTMENTS COMPANY
EIN
23-1707341
Address
1 FREEDOM VALLEY DRIVE · OAKS, PA · 19456
Phone
(610) 676-2020
Industry
Professional & Technical Servicessee all
Plan administrator
Name
SEI CAPITAL ACCUMULATION PLAN ADMINISTRATION COMMITTEE
EIN
23-1707341
City
OAKS, PA
Phone
(610) 676-1000
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-18
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3F · Sponsor used leased employees
Audit & trust (Schedule H)
Auditor
KPMG, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsCustodian
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SEI TRUST COMPANY | 06-1271230 | — | CUSTODIAN | $0 | — |
| STATE STREET | 81-4017137 | — | CUSTODIAN | $0 | — |
| CHARLES SCHWAB | 94-1737782 | — | CUSTODIAN | $0 | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| SEI INVESTMENTS MANAGEMENT CORPO | 04-2452803 | — | INVESTMENT MANAGEMENT | $0 | — |
| PIMCO | 95-2632339 | — | INVESTMENT MANAGEMENT | $0 | — |
TPA / Administrator
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PRINCIPAL LIFE INSURANCE COMPANY | 42-0127290 | — | CONTRACT ADMINISTRATOR | $53K | — |
Investments
26 direct securities · 6 pooled funds· $1.5B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$780.9M
6 holdings
Uncategorized
$600.3M
23 holdings
Common Collective Trusts
$105.9M
3 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEI TARGET DATE COLLECTIVE TRUST SEI TRUST COMPANY · EIN 26-2148925 / PN 031 | Common Collective Trust | — | — | $330.5M | 37.5% | |
| SEI CORE STRATEGIES COLL TRUST SEI TRUST COMPANY · EIN 26-2149362 / PN 032 | Common Collective Trust | — | — | $233.0M | 26.4% | |
| ST STR BK & TR/SSGA S&P 500 IX NON STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 388 | Common Collective Trust | — | — | $148.7M | 16.9% | |
| SEI Large Cap Fund | — | — | — | $100.8M | 11.4% | |
| SEI Target Date 2035 Fund | — | — | — | $53.6M | 6.1% | |
| Exchange Traded Funds Charles Schwab & Co. Participant-Directed Brokerage Account | — | — | — | $51.6M | 5.9% | |
| SEI Target Date 2050 Fund | — | — | — | $51.0M | 5.8% | |
| SEI Target Date 2040 Fund | — | — | — | $49.0M | 5.6% | |
| SEI Small Cap Fund | — | — | — | $43.8M | 5.0% | |
| SEI Trust Company SEI Target Date 2030 Fund CT-1 $0.00 | Common Collective Trusts | — | — | $43.7M | 5.0% | |
| SEI Target Date 2045 Fund | — | — | — | $42.6M | 4.8% | |
| Employer Security SEI Trust Company SEI INVESTMENT COMPANY $0.00 | — | — | — | $38.8M | 4.4% | |
| SEI World Equity ex-US Fund | — | — | — | $33.4M | 3.8% | |
| SEI Trust Company SEI Target Date 2060 Fund CT-1 $0.00 | Common Collective Trusts | — | — | $33.2M | 3.8% | |
| ST STR BK & TR/RUSSELL SMALL/MID C STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 461 | Common Collective Trust | — | — | $29.0M | 3.3% | |
| State Street Bank and Trust Company SSgA Russell Sm/Md Cap In NL K $0.00 | Common Collective Trusts | — | — | $29.0M | 3.3% | |
| PIMCO COLLECTIVE INVEST TRUST II SEI TRUST COMPANY · EIN 45-4367155 / PN 035 | Common Collective Trust | — | — | $26.2M | 3.0% | |
| SEI Target Date 2025 Fund | — | — | — | $24.7M | 2.8% | |
| SEI Target Date 2055 Fund | — | — | — | $23.4M | 2.7% | |
| SEI Core Strategies Collective Trust SEI Core Fixed Income Fund | — | — | — | $22.6M | 2.6% | |
| SEI U.S. Managed Volatility Fund | — | — | — | $13.9M | 1.6% | |
| SSGA Global All Cap Equity ex-U.S. Index Fund | — | — | — | $13.4M | 1.5% | |
| SSGA ALL CAP EQUITY EX-US IDX STATE STREET BANK AND TRUST COMPANY · EIN 90-0337987 / PN 456 | Common Collective Trust | — | — | $13.4M | 1.5% | |
| SEI High Yield Bond Fund | — | — | — | $12.6M | 1.4% | |
| SEI Emerging Markets Debt Fund | — | — | — | $6.0M | 0.7% | |
| Range of Interest Rate * Participant Loans Rates Range From 4.25% to 9.50% $0.00 | — | — | — | $5.6M | 0.6% | |
| SEI Target Date 2020 Fund | — | — | — | $4.0M | 0.4% | |
| SEI Target Date Collective Trust SEI Retirement Income Fund | — | — | — | $3.1M | 0.4% | |
| SEI Institutional Managed Trust Real Return Fund | — | — | — | $3.1M | 0.4% | |
| SEI Target Date 2015 Fund | — | — | — | $1.6M | 0.2% | |
| SEI Daily Income Trust Government Fund | — | — | — | $1.1M | 0.1% | |
| SEI Target Date 2010 Fund | — | — | — | $632K | <0.1% |