Back to filter
Original filing (PDF)20250808140210NAL0005537936001
PENN EMBLEM COMPANY
Form 5500
FILING_RECEIVED
PENN EMBLEM COMPANY 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
165
Accounts w/ balance
123
Plan assets (EOY)
$9.8M
Net assets (EOY)
$9.8M
How this plan invests
This plan
1 pooled trust
Schedule D
27 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Helping the score
- Below-peer total fees (27 bps vs 52 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PENN EMBLEM COMPANY.
Plan sponsor
Name
PENN EMBLEM COMPANY
EIN
23-1291401
Address
2577 INTERPLEX DRIVE, SUITE A · TREVOSE, PA · 19053
Phone
(215) 874-3302
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-08-08
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
2E · Profit-sharing
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
TORRILLO & ASSOCIATES, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $9K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC | 13-2638166 | — | ADVISOR | $0 | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TORRILLO & ASSOCIATES, LLC | 83-0414789 | — | ACCOUNTANT/AUDITOR | $17K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
26 direct securities · 1 pooled fund· $9.8M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$9.6M
26 holdings
Common Collective Trust
$225K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Advisor Growth Opportunities Fund | — | — | — | $1.7M | 17.8% | |
| Fidelity Advisor Equity Growth Fund | — | — | — | $1.4M | 14.4% | |
| BNY Mellon S&P 500 Index Fund | — | — | — | $1.0M | 10.4% | |
| Fidelity Advisor Stock SEL Mid Cap Fund | — | — | — | $921K | 9.4% | |
| Fidelity Advisor Growth & Income Fund | — | — | — | $881K | 9.0% | |
| Fidelity Government Money Market Fund | — | — | — | $666K | 6.8% | |
| Fidelity Advisor Small Cap Fund | — | — | — | $549K | 5.6% | |
| Fidelity Advisor Balanced Fund | — | — | — | $357K | 3.6% | |
| Fidelity Advisor Diversified International Fund | — | — | — | $291K | 3.0% | |
| T. Rowe Price Retirement 2020 Fund | — | — | — | $285K | 2.9% | |
| Fidelity Advisor Capital & Income Fund | — | — | — | $271K | 2.8% | |
| Fidelity Advisor LTD Term Bond Fund | — | — | — | $267K | 2.7% | |
| FA STABLE VALUE I FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 026 | Common Collective Trust | — | — | $225K | 2.3% | |
| Fidelity Advisor Equity Income Fund | — | — | — | $198K | 2.0% | |
| T. Rowe Price Retirement 2030 Fund | — | — | — | $169K | 1.7% | |
| T. Rowe Price Retirement 2045 Fund | — | — | — | $107K | 1.1% | |
| Fidelity Advisor Strategic Income Fund | — | — | — | $98K | 1.0% | |
| maturities through 2029 | — | — | — | $87K | 0.9% | |
| T. Rowe Price Retirement 2035 Fund | — | — | — | $59K | 0.6% | |
| Fidelity Mid Cap Index Fund | — | — | — | $58K | 0.6% | |
| Fidelity Advisor Focus Emerging Markets Fund | — | — | — | $30K | 0.3% | |
| T. Rowe Price Retirement 2055 Fund | — | — | — | $29K | 0.3% | |
| Fidelity Small Cap Index Fund | — | — | — | $29K | 0.3% | |
| Franklin Low Duration Total Return Fund | — | — | — | $17K | 0.2% | |
| T. Rowe Price Retirement 2050 Fund | — | — | — | $11K | 0.1% | |
| Fidelity International Index Fund | — | — | — | $9K | <0.1% | |
| T. Rowe Price Retirement 2025 Fund | — | — | — | $8K | <0.1% |