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Original filing (PDF)20251014150859NAL0006574642001
OTTAWA DENTAL LABORATORY, LLC
Form 5500
FILING_RECEIVED
OTTAWA DENTAL LABORATORY, LLC EMPLOYEES' PROFIT SHARING PLAN
401(k) retirement plan
Signals · 1
44% in single holding
Active participants
363
Accounts w/ balance
313
Plan assets (EOY)
$9.7M
Net assets (EOY)
$9.7M
How this plan invests
This plan
12 pooled trusts
Schedule D
16 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
78
Total plan cost
80
Vendor stack
100
Participation health
100
Knocking points off
- Top holding "Fisher Inv All World Eq Cltv Fund Cl 4 Collective Trust Fund" is 44% of plan.
- 64 bps in Schedule C fees — modestly above peer band of 52 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for OTTAWA DENTAL LABORATORY, LLC.
Plan sponsor
Name
OTTAWA DENTAL LABORATORY, LLC
EIN
47-1285501
Address
1304 STARFIRE DR · OTTAWA, IL · 61350
Phone
(815) 587-6063
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
FGMK, LLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $15K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC WEALTH PARTNERS, LLC | — | NEW YORK, NY | INVESTMENT ADVISOR | $34K | — |
Other
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STRATEGIC WEALTH PARTNERS GROUP | — | DEERFILED, IL | NONE | $8K | — |
| HOWARD SIMON & ASSOCIATES,INC. | — | RIVERSWOOD, IL | NONE | $5K | — |
Investments
7 direct securities · 12 pooled funds· $10.2M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$8.5M
12 holdings
Uncategorized
$1.7M
7 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FISHER INV ALL WORLD EQ FUND CL4 SEI TRUST COMPANY · EIN 45-5393186 / PN 058 | Common Collective Trust | — | — | $4.1M | 42.1% | |
| FISHER INV US FIXED INC CLTV FD CL4 SEI TRUST COMPANY · EIN 45-5393186 / PN 058 | Common Collective Trust | — | — | $2.2M | 22.3% | |
| Great Gray Trust American Funds 2045 I Collective Trust Fund | — | — | — | $839K | 8.6% | |
| GREAT GRAY TRUST AMER FUNDS 2045 I GREAT GRAY · EIN 38-4126265 / PN 569 | Common Collective Trust | — | — | $819K | 8.4% | |
| GREAT GRAY TRUST AMER FUNDS 2055 I GREAT GRAY · EIN 38-4126267 / PN 571 | Common Collective Trust | — | — | $633K | 6.5% | |
| GREAT GRAY TRUST AMER FUNDS 2050 I GREAT GRAY · EIN 38-4126266 / PN 570 | Common Collective Trust | — | — | $437K | 4.5% | |
| similar party collateral, par, or maturity value Fidelity Large Cap Growth Index Mutual Fund | — | — | — | $288K | 3.0% | |
| Fidelity Mid Cap Growth Index Mutual Fund | — | — | — | $262K | 2.7% | |
| maturing from 2025 to 2031 | — | — | — | $199K | 2.0% | |
| GREAT GRAY TRUST AMER FUNDS 2060 I GREAT GRAY · EIN 38-4126268 / PN 572 | Common Collective Trust | — | — | $177K | 1.8% | |
| STABLE VALUE FUND FEE CLASS R1 GREAT GRAY · EIN 85-4031707 / PN 001 | Common Collective Trust | — | — | $87K | 0.9% | |
| Fidelity 500 Index Mutual Fund | — | — | — | $79K | 0.8% | |
| GREAT GRAY TRUST AMER FUNDS 2065 I GREAT GRAY · EIN 38-7275308 / PN 777 | Common Collective Trust | — | — | $65K | 0.7% | |
| LARGE CAP GROWTH FUND II FEE CLASS GREAT GRAY · EIN 31-4139848 / PN 626 | Common Collective Trust | — | — | $16K | 0.2% | |
| Fidelity Mid Cap Index Mutual Fund | — | — | — | $6K | <0.1% | |
| Fidelity Small Cap Index Mutual Fund | — | — | — | $3K | <0.1% | |
| LARGE CAP VALUE FUND CLASS R1 GREAT GRAY · EIN 38-4065329 / PN 426 | Common Collective Trust | — | — | $3K | <0.1% | |
| GREAT GRAY EUROPACIFIC GRWTH TRUST GREAT GRAY · EIN 38-7289844 / PN 001 | Common Collective Trust | — | — | $889 | <0.1% | |
| MORELY STABLE VALUE FUND UNION BOND & TRUS CO. · EIN 93-6274239 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |