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Original filing (PDF)20231009151704NAL0017967667001
JEFFERSON CAPITAL SYSTEMS LLC
Form 5500
FILING_RECEIVED
JEFFERSON CAPITAL SYSTEMS, LLC 401(K) PLAN
401(k) retirement plan
Active participants
198
Accounts w/ balance
166
Plan assets (EOY)
$9.6M
Net assets (EOY)
$9.6M
How this plan invests
This plan
3 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
95
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
100
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for JEFFERSON CAPITAL SYSTEMS LLC.
Plan sponsor
Name
JEFFERSON CAPITAL SYSTEMS LLC
EIN
20-2686718
Address
16 MCLELAND ROAD ST · COULD, MN · 56303
Phone
(320) 229-8521
Industry
Admin Support & Waste Mgmtsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2022
Plan year begin
2022-01-01
Tax period
2022-12-31
Filed
2023-10-09
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
EISNERAMPER, LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY O | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $14K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ALLIANCEBERNSTEIN LP | — | NEW YORK, NY | INVESTMENT ADVISOR | $26K | — |
Investments
3 pooled funds· $325K(3% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| AB US LARG CAP GROW CIT W SERIES P1 AST WILMINGTON TRUST · EIN 38-4116831 / PN 509 | Common Collective Trust | $149K | 1.6% |
| AB US SMALL&MID CAP GR VAL SERI CL AST WILMINGTON TRUST · EIN 38-4116868 / PN 000 | Common Collective Trust | $110K | 1.1% |
| AB US SMALL&MID CAP GR W SERI CL P1 AST WILMINGTON TRUST · EIN 38-4116871 / PN 000 | Common Collective Trust | $66K | 0.7% |