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Original filing (PDF)20251010092326NAL0012724256001
THE RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORK
Form 5500
FILING_RECEIVED
THE RESEARCH FOUNDATION FOR THE STATE UNIVERSITY OF NEW YORK OPTIONAL RETIREMENT PLAN
403(b) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
4,724
Accounts w/ balance
9,303
Plan assets (EOY)
$1.0B
Net assets (EOY)
$1.0B
How this plan invests
This plan
1 pooled trust
Schedule D
31 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
98
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
80
Participation health
100
Knocking points off
- No recordkeeper disclosed on Schedule C.
Helping the score
- Below-peer total fees (3 bps vs 5 bps peer median).
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORK.
Plan sponsor
Name
THE RESEARCH FOUNDATION OF STATE UNIVERSITY OF NEW YORK
EIN
14-1368361
Address
PO BOX 9 · ALBANY, NY · 12201
Phone
(518) 434-7101
Industry
Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2L · 403(b)(1) annuity
2M · 403(b)(7) custodial accounts
2R · Participant-directed brokerage (SDBA)
2T · Default investment account (QDIA)
Audit & trust (Schedule H)
Auditor
GRANT THORNTON LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
3 rowsOther
3| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| TIAA | 13-1624203 | — | NONE | $189K | — |
| CAPFINANCIAL PARTNERS, LLC | 26-0058143 | — | NONE | $118K | — |
| THE RSRCH FDN / ST. UNIV OF NY | 14-1368361 | — | NONE | $31K | — |
Investments
30 direct securities · 1 pooled fund· $860.2M(84% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$835.6M
30 holdings
Pooled Separate Account
$24.6M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| College Retirement Equities Fund CREF Stock | — | — | — | $174.9M | 17.1% | |
| Teachers Insurance and Annuity Association Traditional Annuity, Non Benefit–Responsive Deposit | — | — | — | $156.1M | 15.2% | |
| Vanguard Inst Index Plus | — | — | — | $105.6M | 10.3% | |
| JP Morgan JP Morgan Core Bond | — | — | — | $50.9M | 5.0% | |
| T. Rowe Price T. Rowe Price Growth Stock | — | — | — | $35.5M | 3.5% | |
| Vanguard Developed Markets | — | — | — | $30.2M | 2.9% | |
| Vanguard Extended Markets | — | — | — | $24.8M | 2.4% | |
| TIAA REAL ESTATE TIAA-CREF · EIN 13-1624203 / PN 004 | Pooled Separate Account | — | — | $24.6M | 2.4% | |
| American Funds American Mutual Fund | — | — | — | $21.3M | 2.1% | |
| College Retirement Equities Fund CREF Social Choice | — | — | — | $20.5M | 2.0% | |
| JP Morgan JP Morgan International | — | — | — | $19.7M | 1.9% | |
| JP Morgan JP Morgan Equity Inc | — | — | — | $19.3M | 1.9% | |
| JP Morgan JP Morgan Emerging Markets | — | — | — | $18.2M | 1.8% | |
| Vanguard TTL International | — | — | — | $16.6M | 1.6% | |
| College Retirement Equities Fund CREF Growth | — | — | — | $16.2M | 1.6% | |
| Vanguard TTL Bond | — | — | — | $14.7M | 1.4% | |
| College Retirement Equities Fund CREF Money Market | — | — | — | $14.4M | 1.4% | |
| JP Morgan JP Morgan Growth Advantage | — | — | — | $14.2M | 1.4% | |
| College Retirement Equities Fund CREF Equity Index | — | — | — | $13.0M | 1.3% | |
| American Funds American EuroPacific Growth Fund | — | — | — | $11.1M | 1.1% | |
| College Retirement Equities Fund CREF Inflation-Linked Bond | — | — | — | $10.9M | 1.1% | |
| College Retirement Equities Fund CREF Global Equities | — | — | — | $9.2M | 0.9% | |
| T. Rowe Price T. Rowe Price Inst Small-Cap Stock | — | — | — | $9.0M | 0.9% | |
| Vanguard Real Estate | — | — | — | $7.6M | 0.7% | |
| Vanguard Mid-Cap | — | — | — | $4.9M | 0.5% | |
| Vanguard Small-Cap Index | — | — | — | $3.7M | 0.4% | |
| TIAA-CREF Self Directed Account | — | — | — | $3.5M | 0.3% | |
| College Retirement Equities Fund CREF Core Bond | — | — | — | $2.7M | 0.3% | |
| Vanguard Small-Cap Growth | — | — | — | $2.5M | 0.2% | |
| Vanguard Small-Cap Val | — | — | — | $2.3M | 0.2% | |
| PIMCO Total Return Installment | — | — | — | $2.2M | 0.2% |