Back to filter
Original filing (PDF)20251013204117NAL0000932787001
EMCOR SECURITIES, INC.
Form 5500
FILING_RECEIVED
EMCOR SECURITIES, INC. 401(K) PLAN
401(k) retirement plan
Active participants
4
Accounts w/ balance
4
Plan assets (EOY)
—
Net assets (EOY)
—
How this plan invests
This plan
10 collective trusts
Schedule D
Individual securities
on each trust's filing
This plan doesn't hold securities directly — it invests through trusts. Click a trust below to drill into its securities.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
75
Total plan cost
75
Vendor stack
100
Participation health
100
Helping the score
- Concentration not scored — Schedule of Assets PDF not yet parsed for this plan.
- No Schedule C compensation disclosed — likely a small plan or unbundled.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for EMCOR SECURITIES, INC..
Plan sponsor
Name
EMCOR SECURITIES, INC.
EIN
13-3419711
Address
21 CROSSTOWN RD., BOX 646 · WEST DOVER, VT · 053560646
Phone
(212) 983-1910
Industry
Finance & Insurancesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
003
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-13
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
—
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
1 rowsAdvisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROEHL & YI INVESTMENT ADVISORS | 93-1249395 | EUGENE, OH | INVESTMENT ADVISOR | $10K | — |
Investments
10 pooled funds· $2.0M
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| Investment | Type | Current value | % of plan |
|---|---|---|---|
| JOHN HANCOCK STABLE VAL JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000 | Pooled Separate Account | $990K | 48.4% |
| 500 INDEX FUND JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000 | Pooled Separate Account | $378K | 18.5% |
| INTL EQUITY INDEX FUND JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000 | Pooled Separate Account | $252K | 12.3% |
| DFA EMERGING MARKETS VALUE JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000 | Pooled Separate Account | $140K | 6.8% |
| FIDELITY ADV NEW INSIGHTS JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000 | Pooled Separate Account | $131K | 6.4% |
| TOTAL BOND MARKET FUND JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000 | Pooled Separate Account | $90K | 4.4% |
| JH MULTIMANAGER 2040 LIFETIME JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000 | Pooled Separate Account | $38K | 1.9% |
| FIDELITY ADV LEVERAGED CO STK JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000 | Pooled Separate Account | $20K | 1.0% |
| JH MULTIMANAGER MODERATE LS JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000 | Pooled Separate Account | $4K | 0.2% |
| JH MULTIMANAGER 2020 LIFETIME JOHN HANCOCK NEW YORK · EIN 13-3646501 / PN 000 | Pooled Separate Account | $4K | 0.2% |
Related plans
Other plans using ROEHL & YI INVESTMENT ADVISORS
OREGON UROLOGY INSTITUTE, P.C.
OREGON UROLOGY INSTITUTE, P.C. 401(K) PROFIT SHARING PLAN
$53.5M · 117 participants
OLSSON INDUSTRIAL ELECTRIC, INC.
OLSSON INDUSTRIAL ELECTRIC, INC. PROFIT SHARING AND 401(K) PLAN
$52.4M · 403 participants
WOMEN'S CARE, P.C.
WOMEN'S CARE, P.C. SECTION 401(K) PROFIT SHARING PLAN
$49.1M · 168 participants
JERRY'S BUILDING MATERIALS, INC.
JERRY'S BUILDING MATERIALS, INC. PROFIT SHARING 401(K) PLAN
$18.8M · 277 participants
MCDONALD WHOLESALE LLC
MCDONALD WHOLESALE LLC 401(K) PLAN
$16.3M · 217 participants
SUPERIOR STEEL, LLC DBA SUPERIOR STEEL FABRICATION
SUPERIOR STEEL PROFIT SHARING 401(K) PLAN
$8.0M · 109 participants
Similar-size Finance & Insurance plans
KENSINGTON CA, LLC
KENSINGTON CA 401(K) PROFIT SHARING PLAN
$0
PASCOADVISERS
PASCOADVISERS 401(K) PLAN
$0
ABELEE INC
ABELEE INC 401(K)
$0
LZC INVESTMENTS LLC
LZC INVESTMENTS LLC 401(K) PLAN
$0
NEWSTREAM CAPITAL PARTNERS
NEWSTREAM CAPITAL PARTNERS 401(K) PLAN
$0
PROPELLER, INC.
PROPELLER, INC. RETIREMENT SAVINGS PLAN
$0
Large plans in Vermont
THE UNIVERSITY OF VERMONT HEALTH NETWORK 403B) RETIREMENT SAVINGS PLAN
THE UNIVERSITY OF VERMONT MEDICAL CENTER 403(B) PLAN
$2.2B · 13,241 participants
VERMONT INFORMATION PROCESSING, INC.
VERMONT INFORMATION PROCESSING, INC. EMPLOYEE STOCK OWNERSHIP PLAN
$676.1M · 585 participants
PRESIDENT & FELLOWS OF MIDDLEBURY COLLEGE
MIDDLEBURY COLLEGE CORE RETIREMENT PLAN
$573.5M · 1,539 participants
NATIONAL LIFE INSURANCE COMPANY
NATIONAL LIFE GROUP 401(K) PLAN
$335.3M · 1,512 participants
KING ARTHUR BAKING COMPANY, INC.
KING ARTHUR EMPLOYEE STOCK OWNERSHIP PLAN
$328.2M · 296 participants
PRESIDENT & FELLOWS OF MIDDLEBURY COLLEGE
MIDDLEBURY COLLEGE VOLUNTARY RETIREMENT PLAN
$311.8M · 1,039 participants