This is a pooled fund: many plans invest in it, and it holds the underlying securities.
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
This trust’s own Schedule of Assets is parsed — see the full holdings in the Investments section below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| JOHN HANCOCK RETIREMENT PLAN SVCS | 01-0233346 | — | RETAINED BY CLIENT | $1.2M | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| HARBOR CAPITAL GROUP TRUST | Common Stock | 29,225,937.57 | $573.5M | $526.9M | 66.3% | |
| HCGT ETF DIVISION (O I) | Other securities | 4,778,272.343 | $102.2M | $133.2M | 16.8% | |
| HCGT INTL EQUITY ACADIAN | Other securities | 977,210.765 | $14.1M | $26.1M | 3.3% | |
| HCGT USLC JENNISON | Other securities | 602,892.641 | $3.2M | $19.0M | 2.4% | |
| HCGT USLC ARISTOTLE | Other securities | 675,478.309 | $3.6M | $17.3M | 2.2% | |
| HCGT INTL EQUITY C WORLDWIDE | Other securities | 791,911.447 | $15.8M | $15.4M | 1.9% | |
| HCGT SM/MID CAP EQ WESTFIELD | Other securities | 488,603.735 | $4.1M | $13.2M | 1.7% | |
| HCGT SM/MID CAP EQ NEWSOUTH | Other securities | 459,131.319 | $3.7M | $12.7M | 1.6% | |
| HCGT SM/MID CAP EQ EARNEST | Other securities | 375,082.085 | $2.7M | $9.7M | 1.2% | |
| HARBOR CAPITAL GROUP TRUST. | Common Stock | 19,556.793 | $2.8M | $9.1M | 1.2% | |
| HCGT USLC EASTERLY | Other securities | 346,304.257 | $1.9M | $9.0M | 1.1% | |
| HARBOR CAPITAL GROUP TRUST | Common Stock | 358.603 | $54K | $155K | <0.1% | |
| HCGT LARGE CAP DOMESTIC EQUITY | Other securities | 88.849 | $9K | $59K | <0.1% | |
| HCGT INTL EQUITY BAILLIE | Other securities | 2,196.947 | $29K | $49K | <0.1% | |
| HCGT INTL EQUITY MARATHON | Other securities | 828.236 | $7K | $40K | <0.1% | |
| HCGT INTL EQUITY COPELAND | Other securities | 939.028 | $8K | $23K | <0.1% |
| 34-1953397 |
| — |
| RETAINED BY CLIENT |
| $663K |
| — |
| ACADIAN ASSET MANAGEMENT LLC | 04-2929221 | — | RETAINED BY CLIENT | $182K | — |
| MARATHON ASSET MANAGEMENT | 13-3979511 | — | RETAINED BY CLIENT | $17K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ERNST & YOUNG LLP | 34-6565596 | — | RETAINED BY CLIENT | $59K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STATE STREET BANK & TRUST COMPANY | 04-1867445 | — | RETAINED BY CLIENT | $676K | — |
| CALLAN LLC | 94-2192581 | — | RETAINED BY CLIENT | $100K | — |
| TOWERS WATSON | 23-1159360 | — | RETAINED BY CLIENT | $84K | — |
| PENSION BENEFIT INFORMATION, INC. | 94-2856521 | — | RETAINED BY CLIENT | $33K | — |
