Back to filter
Original filing (PDF)20251009095958NAL0003808067001
THE NASSAU COMPANIES OF NEW YORK
Form 5500
FILING_RECEIVED
THE NASSAU COMPANIES OF NEW YORK EMPLOYEE PENSION PLAN
Defined-benefit pension plan
Signals · 2
No recordkeeper disclosed7 service providers
Active participants
142
Accounts w/ balance
—
Plan assets (EOY)
$486.9M
Net assets (EOY)
$486.8M
How this plan invests
This plan
48 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
87
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
55
Participation health
100
Knocking points off
- 38 bps in Schedule C fees — 281% above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
- Plan is frozen (1I) — no new benefit accrual.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE NASSAU COMPANIES OF NEW YORK.
Plan sponsor
Name
THE NASSAU COMPANIES OF NEW YORK
EIN
06-1599088
Address
ONE AMERICAN ROW · HARTFORD, CT · 06102
Phone
(860) 403-5000
Industry
Finance & Insurancesee all
Plan administrator
Name
BENEFIT PLAN COMMITTEE THE NASSAU COMPANIES OF NEW YORK
EIN
06-1599088
City
HARTFORD, CT
Phone
(860) 403-5000
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-09
Pension benefit codes
1A · Pay-related DB formula
1C · Cash balance or similar hybrid DB
1I · Frozen plan — no new benefit accrual
3F · Sponsor used leased employees
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
COHNREZNICK LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
7 rowsOther
7| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EAGLE POINT | 98-1082344 | — | NONE | $1.2M | — |
| ALIGHT SOLUTIONS, LLC | 82-1061233 | — | NONE | $386K | — |
| STATE STREET BANK & TRUST COMPANY | 04-1867445 | — | NONE | $89K | — |
| CAPITAL STRATEGIES | — | AUSTIN, TX | NONE | $80K | — |
| OCTOBER THREE | 27-1175487 | — | NONE | $54K | — |
| COHNREZNICK LLP | 33-4144829 | — | NONE | $45K | — |
| AGILIS PARTNERS LLC | 04-3513306 | — | NONE | $30K | — |
Investments
48 direct securities· $412.3M(85% of reported assets)
Uncategorized
$384.2M
46 holdings
Mutual Funds
$28.1M
2 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Collective Investment Trusts Conning LDI - 15-25 Yr Credit CIT | — | — | $99.3M | $95.1M | 19.5% | |
| Conning LDI - Long Credit CIT | — | — | $92.9M | $86.9M | 17.8% | |
| Conning LDI - 5-15 Yr Credit CIT | — | — | $45.0M | $45.6M | 9.4% | |
| Eagle Point Credit Non-US LP | — | — | $13.2M | $32.7M | 6.7% | |
| Vanguard Interm-Term Inv-Grade Adm | — | — | $29.1M | $28.9M | 5.9% | |
| Vanguard Long-Term Inv-Grade Adm | Mutual Funds | — | $29.7M | $28.0M | 5.8% | |
| Vanguard Developed Mkts Idx Instl | — | — | $13.7M | $13.1M | 2.7% | |
| BlackRock High Yield Bond K | — | — | $13.5M | $12.6M | 2.6% | |
| (including maturity date, rate of interest, collateral or par value) Shares/Par Cost Current Value Exchange Traded Fund Vanguard Emerging Mkts Govt Bond ETF | — | — | $14.3M | $11.9M | 2.4% | |
| Morgan Stanley Instl International Adv I | — | — | $10.2M | $8.8M | 1.8% | |
| Pear Tree Polaris Foreign Value R6 | — | — | $9.2M | $8.0M | 1.7% | |
| Duff & Phelps Global Real Estate 689,884 — | — | — | — | $7.5M | 1.5% | |
| DFA Commodity Strategy | — | — | $6.9M | $6.4M | 1.3% | |
| Baillie Gifford Emerging Mkts Inst | — | — | $6.4M | $5.2M | 1.1% | |
| Fidelity Small Cap Growth | — | — | $4.4M | $4.9M | 1.0% | |
| Undiscovered Managers Behavioral Val R6 | — | — | $4.7M | $4.7M | 1.0% | |
| (including maturity date, rate of interest, collateral or par value) Shares/Par Cost Current Value Cash and cash equivalents GSTIF 25 BPS | — | — | $1.7M | $1.7M | 0.3% | |
| STAGE 1 PRIVATE EQUITY EP | — | — | $2.5M | $1.4M | 0.3% | |
| Sigma 8, LP EP | — | — | $125K | $967K | 0.2% | |
| KEPHA II EPP | — | — | $299K | $895K | 0.2% | |
| Stage One - One Pin EPP | — | — | $105K | $789K | 0.2% | |
| EDISON VII EP — | — | — | — | $703K | 0.1% | |
| Nextview Ventures II EPP — | — | — | — | $503K | 0.1% | |
| Lux Venture III EPP — | — | — | — | $455K | <0.1% | |
| Huron Fund IV EPP — | — | — | — | $438K | <0.1% | |
| HIPEP III - Partnership Fd EP — HKW Mgt IV EPP | — | — | $57K | $411K | <0.1% | |
| (including maturity date, rate of interest, collateral or par value) Shares/Par Cost Current Value Kelso VIII EP | — | — | — | $403K | <0.1% | |
| Carousel Capital Partners IV | — | — | $2K | $387K | <0.1% | |
| Sigma Prime Partners IX EPP — | — | — | — | $349K | <0.1% | |
| Seidler IV EP — | — | — | — | $330K | <0.1% | |
| Collective Investment Trusts | — | — | $282K | $294K | <0.1% | |
| WellSpring V EP — | — | — | — | $249K | <0.1% | |
| GSTIF 25 BPS | — | — | $200K | $200K | <0.1% | |
| Gridiron II SA — | — | — | — | $160K | <0.1% | |
| Sterling Cap Partners 4 EPP | — | — | $561K | $160K | <0.1% | |
| Trinity Hunt Partners IV EPP — | — | — | — | $158K | <0.1% | |
| Kepha Partners I EP | — | — | $675K | $144K | <0.1% | |
| Bradford Equities Fund III EP | — | — | $47K | $122K | <0.1% | |
| s | Mutual Funds | — | $128K | $121K | <0.1% | |
| Windmill Investments Ltd | — | — | $163K | $111K | <0.1% | |
| NB Strategic Partners II — | — | — | — | $94K | <0.1% | |
| Sterling Venture Partners EP | — | — | — | $84K | <0.1% | |
| Huron Fund III EP | — | — | $31K | $82K | <0.1% | |
| Hamilton Lane Advisors | — | — | $93K | $70K | <0.1% | |
| SIGMA PARTNERS 7, LP EP — | — | — | — | $70K | <0.1% | |
| Corsair III EP | — | — | $432K | $69K | <0.1% | |
| Fenway Cap Ptnrs Fund III EP — | — | — | — | $61K | <0.1% | |
| Limited Partnerships | — | — | $19K | $42K | <0.1% |