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Original filing (PDF)20251014100539NAL0001202595001
SHEFFIELD PHARMACEUTICALS, LLC
Form 5500
FILING_RECEIVED
SHEFFIELD PHARMACEUTICALS, LLC RETIREMENT PLAN
401(k) retirement plan
Active participants
130
Accounts w/ balance
117
Plan assets (EOY)
$7.5M
Net assets (EOY)
$7.5M
How this plan invests
This plan
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
100
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for SHEFFIELD PHARMACEUTICALS, LLC.
Plan sponsor
Name
SHEFFIELD PHARMACEUTICALS, LLC
EIN
06-1560000
Address
170 BROAD STREET · NEW LONDON, CT · 06320
Phone
(860) 442-4451
Industry
Manufacturingsee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-14
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
Audit & trust (Schedule H)
Auditor
KAHN, LITWIN, RENZA & CO., LTD.
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $20K | — |
Advisor / Consultant
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| ROCKLAND TRUST CO | 04-1782600 | — | ADVISOR | $10K | — |
Investments
30 direct securities· $7.5M(100% of reported assets)
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| Fidelity Total Market Index Fund | — | — | — | $1.2M | 15.7% | |
| Fidelity Freedom Index 2035 Fund - Institutional Premium Class | — | — | — | $733K | 9.8% | |
| JPMorgan Large Cap Growth Fund - Class R6 | — | — | — | $722K | 9.7% | |
| Self-Directed Brokerage Account * Fidelity Brokerage Link Fund | — | — | — | $593K | 7.9% | |
| Fidelity Freedom Index 2030 Fund - Institutional Premium Class | — | — | — | $505K | 6.8% | |
| Fidelity Freedom Index 2050 Fund - Institutional Premium Class | — | — | — | $486K | 6.5% | |
| Fidelity Freedom Index 2045 Fund - Institutional Premium Class | — | — | — | $471K | 6.3% | |
| Fidelity Freedom Index 2025 Fund - Institutional Premium Class | — | — | — | $388K | 5.2% | |
| Fidelity Freedom Index 2020 Fund - Institutional Premium Class | — | — | — | $319K | 4.3% | |
| Fidelity Freedom Index 2055 Fund - Institutional Premium Class | — | — | — | $263K | 3.5% | |
| various dates through January 2030, collateralized by participant account balances | — | — | — | $242K | 3.2% | |
| Fidelity Freedom Index 2060 Fund - Institutional Premium Class | — | — | — | $242K | 3.2% | |
| Fidelity International Index Fund | — | — | — | $220K | 2.9% | |
| Fidelity Freedom Index 2040 Fund - Institutional Premium Class | — | — | — | $163K | 2.2% | |
| Fidelity U.S. Bond Index Fund | — | — | — | $157K | 2.1% | |
| Fidelity Growth Strategies Fund - Class K | — | — | — | $124K | 1.7% | |
| American Funds EuroPacific Growth Fund Class R-6 | — | — | — | $119K | 1.6% | |
| Vanguard Explorer Fund Admiral Shares | — | — | — | $84K | 1.1% | |
| Fidelity Capital & Income Fund | — | — | — | $72K | 1.0% | |
| Fidelity Equity-Income Fund - Class K | — | — | — | $70K | 0.9% | |
| Fidelity Extended Market Index Fund | — | — | — | $70K | 0.9% | |
| Fidelity Government Money Market Fund | — | — | — | $67K | 0.9% | |
| Fidelity Total Bond Fund | — | — | — | $63K | 0.8% | |
| Fidelity Balanced Fund - Class K | — | — | — | $47K | 0.6% | |
| DFA U.S. Targeted Value Portfolio Institutional Class | — | — | — | $30K | 0.4% | |
| DWS Real Estate Securities Fund - Class R6 | — | — | — | $30K | 0.4% | |
| Fidelity Freedom Index 2010 Fund - Institutional Premium Class | — | — | — | $10K | 0.1% | |
| BlackRock Commodity Strategies Portfolio Class K | — | — | — | $4K | <0.1% | |
| Fidelity Freedom Index 2015 Fund - Institutional Premium Class | — | — | — | $3K | <0.1% | |
| Fidelity Small Cap Index Fund | — | — | — | $1K | <0.1% |
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