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Original filing (PDF)20250710115213NAL0009126288001
ULTRA ELECTRONICS INC.
Form 5500
FILING_RECEIVED
ULTRA ELECTRONICS INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
1 failed disclosure
Active participants
1,813
Accounts w/ balance
2,507
Plan assets (EOY)
$296.7M
Net assets (EOY)
$296.7M
How this plan invests
This plan
1 pooled trust
Schedule D
39 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
96
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
85
Concentration risk
100
Total plan cost
100
Vendor stack
100
Participation health
100
Knocking points off
- 1 Schedule C provider failed to disclose compensation.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ULTRA ELECTRONICS INC..
Plan sponsor
Name
ULTRA ELECTRONICS INC.
EIN
06-1506005
Address
115 BAY STATE DRIVE · BRAINTREE, MA · 02184
Phone
(203) 615-4251
Industry
Other Services (ex. Public Admin)see all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-07-10
Pension benefit codes
3D · Pre-approved plan (master / prototype / VS)
2R · Participant-directed brokerage (SDBA)
2G · Total participant-directed accounts
2F · ERISA section 404(c)
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
2E · Profit-sharing
Audit & trust (Schedule H)
Auditor
CLIFTONLARSONALLEN LLP
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsRecordkeeper
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| FIDELITY INVESTMENTS INSTITUTIONAL | 04-2647786 | — | RECORDKEEPER | $150K | — |
Advisor / Consultant
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH | 13-5674085 | — | CONSULTANT | $90K | — |
| STRATEGIC ADVISORS, INC. | 04-2654524 | — | ADVISOR | $59K | — |
Accountant / Auditor
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CLIFTONLARSONALLEN LLP | 41-0746749 | — | ACCOUNTANT/AUDITOR | $25K | — |
Failed / refused disclosures (Sched C Part 2)
| Provider | Nondisclosure info |
|---|---|
| — | — |
Investments
39 direct securities · 1 pooled fund· $311.4M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$296.4M
39 holdings
Common Collective Trust
$15.0M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| FID 500 INDEX Mutual Fund | — | — | — | $56.4M | 19.0% | |
| VANG PRIMECAP ADM Mutual Fund | — | — | — | $35.4M | 11.9% | |
| FID FDM IDX 2030 IPR Mutual Fund | — | — | — | $17.9M | 6.0% | |
| FID FDM IDX 2040 IPR Mutual Fund | — | — | — | $15.1M | 5.1% | |
| Managed Income Portfolio II Common and Collective Trust | — | — | — | $15.0M | 5.1% | |
| MIP II CL 1 FIDELITY MANAGEMENT TRUST COMPANY · EIN 04-3022712 / PN 025 | Common Collective Trust | — | — | $15.0M | 5.1% | |
| AF BALANCED R6 Mutual Fund | — | — | — | $14.8M | 5.0% | |
| PGIM TOTAL RTN BD R6 Mutual Fund | — | — | — | $12.4M | 4.2% | |
| AF WASH MUTL INV R6 Mutual Fund | — | — | — | $12.0M | 4.0% | |
| FID FDM IDX 2050 IPR Mutual Fund | — | — | — | $11.1M | 3.7% | |
| AF AMCAP R6 Mutual Fund | — | — | — | $10.7M | 3.6% | |
| AF EUROPAC GROWTH R6 Mutual Fund | — | — | — | $8.8M | 3.0% | |
| FID FDM IDX 2035 IPR Mutual Fund | — | — | — | $8.3M | 2.8% | |
| FID FDM IDX 2045 IPR Mutual Fund | — | — | — | $8.3M | 2.8% | |
| FID FDM IDX 2025 IPR Mutual Fund | — | — | — | $6.9M | 2.3% | |
| HARTFORD MID CAP R6 Mutual Fund | — | — | — | $5.9M | 2.0% | |
| FID FDM IDX 2055 IPR Mutual Fund | — | — | — | $5.1M | 1.7% | |
| AS SPL MID CP VAL R6 Mutual Fund | — | — | — | $5.1M | 1.7% | |
| FID FDM IDX 2020 IPR Mutual Fund | — | — | — | $4.7M | 1.6% | |
| FID INTL INDEX Mutual Fund | — | — | — | $4.7M | 1.6% | |
| FID FDM IDX 2060 IPR Mutual Fund | — | — | — | $4.7M | 1.6% | |
| FID EXTD MKT IDX Mutual Fund | — | — | — | $4.4M | 1.5% | |
| Fidelity Brokerage Link Common Stock | — | — | — | $4.4M | 1.5% | |
| AF SMALLCAP WORLD R6 Mutual Fund | — | — | — | $3.8M | 1.3% | |
| Fidelity Brokerage Link Exchange Traded Funds | — | — | — | $3.7M | 1.3% | |
| GS SM CAP VALUE R6 Mutual Fund | — | — | — | $3.4M | 1.1% | |
| Fidelity Brokerage Link Money Market Funds | — | — | — | $3.0M | 1.0% | |
| Participant Loans Interest Rates from 5.25% to 10.50% - | — | — | — | $2.7M | 0.9% | |
| J H VENTURE N Mutual Fund | — | — | — | $2.1M | 0.7% | |
| FID GOVT MMKT K6 Mutual Fund | — | — | — | $1.5M | 0.5% | |
| Fidelity Brokerage Link Mutual Funds | — | — | — | $1.2M | 0.4% | |
| FID FDM IDX 2065 IPR Mutual Fund | — | — | — | $658K | 0.2% | |
| FID FDM IDX INC IPR Mutual Fund | — | — | — | $628K | 0.2% | |
| Fidelity Brokerage Link Corporate Bonds | — | — | — | $494K | 0.2% | |
| FID FDM IDX 2010 IPR Mutual Fund | — | — | — | $473K | 0.2% | |
| FID FDM IDX 2015 IPR Mutual Fund | — | — | — | $392K | 0.1% | |
| Fidelity Brokerage Link Government Bonds | — | — | — | $235K | <0.1% | |
| Fidelity Brokerage Link Certificates of Deposit | — | — | — | $138K | <0.1% | |
| Fidelity Brokerage Link Preferred Stock | — | — | — | $66K | <0.1% | |
| FID FDM IDX 2070 IPR Mutual Fund | — | — | — | $4K | <0.1% |