Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY | — | GREENWOOD VILLAGE, CO | RECORDKEEPER | $2K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| MERRILL LYNCH PIERCE FENNER & SMITH | 13-5674085 | PENNINGTON, NJ | INVESTMENT ADVISOR | $13K | — |
| EMPOWER ADVISORY GROUP, LLC | — | GREENWOOD VILLAGE, CO | INVESTMENT MANAGEMENT | $112 | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Their holdings are itemized on each fund’s own Form 5500.
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| SEPARATE ACCOUNT SCAI MASSMUTUAL LIFE INSURANCE CO · EIN 04-1590850 / PN 000 | Pooled Separate Account | — | — | $4.6M | 95.8% | |
| Indexselect Moderate Retirement I Pooled Separate Account | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMPASS RETIREMENT CONSULTING GROUP | — | STRATHAM, NH | CONTRACT ADMIN | $4K | — |
| — |
| — |
| $2.0M |
| 40.6% |
| Indexselect Moderate 2035 I Pooled Separate Account | — | — | — | $1.5M | 30.9% |
| Indexselect Moderate 2045 I Pooled Separate Account | — | — | — | $445K | 9.2% |
| MassMutual Blue Chip Growth I Pooled Separate Account | — | — | — | $157K | 3.2% |
| Clearbridge Large Cap Gorwth IS Pooled Separate Account | — | — | — | $65K | 1.3% |
| !shares S&P 500 Index K Pooled Separate Account | — | — | — | $54K | 1.1% |
| !shares Russell 2000 Small-Cap Index Pooled Separate Account ** 264 !shares Russell Mid-Cap Index Pooled Separate Account | — | — | — | $51K | 1.0% |
| American Funds EuroPacific Fund Class R-6 Pooled Separate Account | — | — | — | $49K | 1.0% |
| Lord Abbett Short Duration Income R6 Pooled Separate Account •• 595 Fixed and General Account Pooled Separate Account | — | — | — | $34K | 0.7% |
| Vanguard Small- Cap Growth Index ADMRL Pooled Separate Account | — | — | — | $31K | 0.6% |
| Indexselect Moderate 2055 I Pooled Separate Account ** 182, 107 Indexselect Conservative Retirement Fund Class I Pooled Separate Account ** 554 !shares MSCI EAFE International Index K Pooled Separate Account | — | — | — | $28K | 0.6% |
| Indexselect Agressive Retirement I Pooled Separate Account ** 659 Indexselect Agressive 2035 I Pooled Separate Account ** 8 Indexselect Agressive 2045 I Pooled Separate Account ** 126 Indexselect Agressive 2055 I Pooled Separate Account | — | — | — | $23K | 0.5% |
| Fidelity Advisor Total Bond Z Pooled Separate Account | — | — | — | $20K | 0.4% |
| Invesco Balanced Risk Commodity Pooled Separate Account | — | — | — | $11K | 0.2% |
| Vanguard Value Index ADMRL Pooled Separate Account | — | — | — | $10K | 0.2% |
| MFS ValueR6 Pooled Separate Account ** 613 Pimco Income Inst! Pooled Separate Account | — | — | — | $4K | <0.1% |
| American Funds New World R-6 Pooled Separate Account | — | — | — | $3K | <0.1% |
| Vanguard Small- Cap Index ADM Pooled Separate Account ** 41 ,087 Vanguard Small- Cap Value Index ADMRL Pooled Separate Account | — | — | — | $1K | <0.1% |
