Back to filter
Original filing (PDF)20251010162635NAL0012996672001
COLWEN MANAGEMENT, INC.
Form 5500
FILING_RECEIVED
COLWEN MANAGEMENT, INC. 401(K) BENEFIT PLAN
401(k) retirement plan
Signals · 1
~122 bps in Sched C fees
Active participants
869
Accounts w/ balance
721
Plan assets (EOY)
$16.3M
Net assets (EOY)
$16.3M
How this plan invests
This plan
71 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
91
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
100
Participation health
100
Knocking points off
- 122 bps in Schedule C fees — 321% above peer band of 29 bps.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for COLWEN MANAGEMENT, INC..
Plan sponsor
Name
COLWEN MANAGEMENT, INC.
EIN
02-0526858
Address
230 COMMERCE WAY · SUITE 200 · PORTSMOUTH, NH · 03801
Phone
(603) 897-6100
Industry
Real Estatesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-10
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
TAWNEY, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
4 rowsCustodian
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | — | COLUMBUS, OH | RECORDKEEPER/CUSTODIAN | $113K | — |
Recordkeeper
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| NATIONWIDE | 31-4156830 | — | RECORDKEEPER | $6K | — |
| NATIONWIDE RETIREMENT PLANS | 31-4156830 | — | RECORDKEEPER | $3K | — |
Other
1| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | 04-2675571 | — | NONE | $77K | — |
Investments
60 direct securities· $24.2M(100% of reported assets)
Uncategorized
$23.5M
59 holdings
Guaranteed Income / GIC
$701K
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| VNGRD 500 INDEX FD AS MUTUAL FUND | — | — | $760K | $2.6M | 15.8% | |
| VNGRD TRGT RTRMT 2050 INV MUTUAL FUND | — | — | — | $1.1M | 6.8% | |
| Vanguard Target Retirement 2050 Inv 330,054 units | — | — | $330K | $1.1M | 6.8% | |
| VNGRD TRGT RTRMT 2040 INV MUTUAL FUND | — | — | — | $1.1M | 6.6% | |
| Vanguard Target Retirement 2040 Inv 341,356 units | — | — | $341K | $1.1M | 6.6% | |
| Vanguard Mid-Cap Index Fund As 336,111 units | — | — | $336K | $791K | 4.9% | |
| VNGRD TRGT RTRMT 2060 INV MUTUAL FUND | — | — | — | $752K | 4.6% | |
| Vanguard Target Retirement 2060 Inv 239,128 units | — | — | $239K | $752K | 4.6% | |
| Vanguard Target Retirement 2055 Inv 223,083 units | — | — | $223K | $744K | 4.6% | |
| VNGRD TRGT RTRMT 2055 INV MUTUAL FUND | — | — | — | $744K | 4.6% | |
| NW FIXED SELECT OPTION UNALLOCATED INSURANCE CONTRACTS | Guaranteed Income / GIC | — | $655K | $701K | 4.3% | |
| VNGRD TRGT RTRMT 2065 INV MUTUAL FUND | — | — | — | $661K | 4.1% | |
| Vanguard Target Retirement 2065 Inv 413,400 units | — | — | $413K | $661K | 4.1% | |
| VNGRD TRGT RTRMT 2045 INV MUTUAL FUND | — | — | — | $641K | 3.9% | |
| Vanguard Target Retirement 2045 Inv 194,633 units | — | — | $195K | $641K | 3.9% | |
| VNGRD TRGT RTRMT 2030 INV MUTUAL FUND | — | — | — | $626K | 3.8% | |
| Vanguard Target Retirement 2030 Inv 231,564 units | — | — | $232K | $626K | 3.8% | |
| Trowepr Cap App 161,726 units | — | — | $162K | $572K | 3.5% | |
| Pimco Inc Inst 326,004 units | — | — | $326K | $514K | 3.2% | |
| Mfs Intl Divrs R6 458,049 units | — | — | $458K | $475K | 2.9% | |
| VNGRD TRGT RTRMT 2035 INV MUTUAL FUND | — | — | — | $449K | 2.8% | |
| Vanguard Target Retirement 2035 Inv 152,780 units | — | — | $153K | $449K | 2.8% | |
| TCW Mtwst Total Return Bond 320,416 units | — | — | $320K | $425K | 2.6% | |
| Vanguard Total Bond Market Ldx Adm 373,629 units | — | — | $374K | $409K | 2.5% | |
| VNGRD TTL BND MKT LDX ADM MUTUAL FUND | — | — | — | $409K | 2.5% | |
| VNGRD TTL INTLSTKINDX ADML MUTUAL FUND | — | — | $241K | $342K | 2.1% | |
| Vanguard Total Stmkt Index Fund As 99,878 units | — | — | $100K | $323K | 2.0% | |
| VNGRD TTL STMKT INDX FD AS MUTUAL FUND | — | — | — | $323K | 2.0% | |
| Nw Sm Co Gr Inst Svc 163,422 units | — | — | $163K | $304K | 1.9% | |
| Vanguard Target Retirement 2025 Inv 121,564 units | — | — | $122K | $302K | 1.9% | |
| VNGRD TRGT RTRMT 2025 INV MUTUAL FUND | — | — | — | $302K | 1.9% | |
| American Funds New World R6 128,607 units | — | — | $129K | $291K | 1.8% | |
| AMFDS NEW WLD R6 MUTUAL FUND | — | — | — | $291K | 1.8% | |
| Trowepr Blue Chip Gr 60,997 units | — | — | $61K | $263K | 1.6% | |
| Participant Loans (5.25% to 10.50%) | — | — | — | $262K | 1.6% | |
| Vanguard Realest Index Adml 152,466 units | — | — | $152K | $251K | 1.5% | |
| Fnkln Small Cap Val Adv 162,417 units | — | — | $162K | $241K | 1.5% | |
| Trowepr Val 128,014 units | — | — | $128K | $230K | 1.4% | |
| AMFDS SMCAP WLD R6 MUTUAL FUND | — | — | — | $154K | 0.9% | |
| American Funds Small Cap Wld R6 46,905 units | — | — | $47K | $154K | 0.9% | |
| Vanguard Target Retirement Inc 83,711 units | — | — | $84K | $142K | 0.9% | |
| VNGRD TRGT RTRMT INC MUTUAL FUND | — | — | — | $142K | 0.9% | |
| American Funds New Prspct R6 40,260 units | — | — | $40K | $129K | 0.8% | |
| Vanguard Small Cap Index Fund As 50,578 units | — | — | $51K | $121K | 0.7% | |
| VNGRD SM CAP INDX FD AS MUTUAL FUND | — | — | — | $121K | 0.7% | |
| Mfs Mdcap Val R6 36,812 units | — | — | $37K | $70K | 0.4% | |
| Blackrock Infl Prtct Bond K 52,385 units | — | — | $52K | $62K | 0.4% | |
| Primecap Odysy Aggr Gr 36,105 units | — | — | $36K | $56K | 0.3% | |
| VNGRD TRGT RTRMT 2020 INV MUTUAL FUND | — | — | — | $47K | 0.3% | |
| Vanguard Target Retirement 2020 Inv 21,002 units | — | — | $21K | $47K | 0.3% | |
| Vanguard Wlsly Inc Adml 29,594 units | — | — | $30K | $47K | 0.3% | |
| American Funds Cap Inc Bldr R6 19,271 units | — | — | $19K | $39K | 0.2% | |
| VNGRD MTRLS INDX ADML MUTUAL FUND | — | — | $20K | $30K | 0.2% | |
| AMFDS INC FD AM R6 MUTUAL FUND | — | — | — | $26K | 0.2% | |
| American Funds Inc Fd Am R6 10,753 units | — | — | $11K | $26K | 0.2% | |
| Dfa Comdty Strat Inst 13,391 units | — | — | $13K | $17K | 0.1% | |
| Fed Hrms Gov Obligation Prmr 8,978 units | — | — | $9K | $10K | <0.1% | |
| Baron Oppr Inst 206 units 656 * Baron Ptnrs Inst 362 units | — | — | — | $2K | <0.1% | |
| Vanguard Target Retirement 2070 Investor class 1,842 units | — | — | $2K | $2K | <0.1% | |
| VNGRD TRGT RTRMT 2070 INV MUTUAL FUND | — | — | — | $2K | <0.1% |