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Original filing (PDF)20251028130351NAL0017457202001
PIERCE ATWOOD LLP
Form 5500
FILING_RECEIVED
PIERCE ATWOOD LLP 401(K) PLAN
401(k) retirement plan
Signals · 2
No recordkeeper disclosed6 service providers
Active participants
260
Accounts w/ balance
340
Plan assets (EOY)
$138.1M
Net assets (EOY)
$138.1M
How this plan invests
This plan
13 pooled trusts
Schedule D
25 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
93
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
80
Vendor stack
80
Participation health
100
Knocking points off
- 12 bps in Schedule C fees — modestly above peer band of 10 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for PIERCE ATWOOD LLP.
Plan sponsor
Name
PIERCE ATWOOD LLP
EIN
01-0190452
Address
MERRILL'S WHARF · 254 COMMERCIAL STREET · PORTLAND, ME · 04101
Phone
(207) 791-1100
Industry
Law Offices· Professional & Technical Servicessee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
001
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-10-28
Pension benefit codes
2A · Age/service weighted or new comparability
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2R · Participant-directed brokerage (SDBA)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3B · Covers self-employed individuals
3D · Pre-approved plan (master / prototype / VS)
Audit & trust (Schedule H)
Auditor
BAKER NEWMAN NOYES
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsOther
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| RM DAVIS INC | 01-0356657 | — | NONE | $67K | — |
| SCHWAB RETIREMENT PLAN SERVICES,INC | 34-1479833 | — | NONE | $44K | — |
| H. M. PAYSON & CO. | 01-0420707 | — | NONE | $32K | — |
| SPINNAKER TRUST | 01-0513167 | — | NONE | $20K | — |
| APPLETON PARTNERS INC | 04-2943177 | — | NONE | $8K | — |
| CHARLES SCHWAB & CO., INC. | 94-1737782 | — | NONE | $1K | — |
Investments
13 direct securities · 13 pooled funds· $137.4M(99% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$86.3M
13 holdings
Common Collective Trust
$47.9M
12 holdings
Pooled Separate Account
$3.2M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| PCRA Self-Directed Brokerage Account | — | — | — | $31.1M | 22.5% | |
| FIDELITY 500 INDEX Registered Investment Company | — | — | — | $20.0M | 14.5% | |
| SCHWAB MANAGED RET TRUST FUND 2040 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 004 | Common Collective Trust | — | — | $10.2M | 7.4% | |
| SCHWAB MANAGED RET TRUST FUND 2030 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 003 | Common Collective Trust | — | — | $9.0M | 6.5% | |
| FIDELITY EXTENDED MARKET INDEX Registered Investment Company | — | — | — | $6.7M | 4.9% | |
| SCHWAB MANAGED RET TRUST FUND 2035 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 008 | Common Collective Trust | — | — | $6.5M | 4.7% | |
| SCHWAB MANAGED RET TRUST FUND 2045 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 009 | Common Collective Trust | — | — | $6.0M | 4.3% | |
| SCHWAB MANAGED RET TRUST FUND 2025 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 007 | Common Collective Trust | — | — | $5.9M | 4.3% | |
| MAINSTAY WINSLOW LGCAP GRTH R6 Registered Investment Company | — | — | — | $5.8M | 4.2% | |
| SCHWAB MANAGED RET TRUST FUND 2020 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 002 | Common Collective Trust | — | — | $4.2M | 3.0% | |
| MFS VALUE R6 Registered Investment Company | — | — | — | $3.6M | 2.6% | |
| BlackRock Total Return Instl Registered Investment Company | — | — | — | $3.6M | 2.6% | |
| FIDELITY US BOND INDEX Registered Investment Company | — | — | — | $3.5M | 2.5% | |
| SCHWAB MANAGED RET TRUST FUND 2050 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 010 | Common Collective Trust | — | — | $3.3M | 2.4% | |
| NEW YORK LIFE ANCHOR ACCT IV Pooled Separate Accounts | — | — | — | $3.2M | 2.3% | |
| STABLE VALUE ACCOUNT NEW YORK LIFE INSURANCE COMPANY · EIN 13-5582869 / PN 125 | Pooled Separate Account | — | — | $3.2M | 2.3% | |
| FIDELITY TOTAL INTERN INDEX Registered Investment Company | — | — | — | $3.0M | 2.2% | |
| AMERICAN NEW PERSPECTIVE R6 Registered Investment Company | — | — | — | $2.7M | 2.0% | |
| EUROPACIFIC GROWTH R6 Registered Investment Company | — | — | — | $1.9M | 1.4% | |
| SCHWAB MANAGED RET TRUST FUND 2010 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 001 | Common Collective Trust | — | — | $1.2M | 0.8% | |
| SCHWAB MANAGED RET TRUST FUND 2055 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 020 | Common Collective Trust | — | — | $1.1M | 0.8% | |
| VIRTUS DUFF PHELPS RL ES SEC I Registered Investment Company | — | — | — | $677K | 0.5% | |
| SCHWAB MANAGED RET TRUST FUND 2060 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 022 | Common Collective Trust | — | — | $595K | 0.4% | |
| PARTICIPANT LOANS (4.25% - 9.50%) | — | — | — | $364K | 0.3% | |
| SCHWAB MANAGED RET TRUST FD-INCOME CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 005 | Common Collective Trust | — | — | $4K | <0.1% | |
| SCHWAB MANAGED RET TRUST FUND 2065 CHARLES SCHWAB TRUST BANK · EIN 81-0625169 / PN 024 | Common Collective Trust | — | — | $3K | <0.1% |