Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 7 U.S. retirement plans report holding Putnam Small Cap Growth Y in their Schedule of Assets, totaling $12.9M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
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| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | THYSSENKRUPP MATERIALS NA, INC. THYSSENKRUPP MATERIALS NA, INC. 401(K)PLAN | SOUTHFIELD MI | 4,032 | $387.9M | $9.4M |
| 2 | AVALIGN TECHNOLOGIES, INC. AVALIGN TECHNOLOGIES, INC. 401(K) PLAN | ROSEMONT IL | 911 | $53.6M | $2.7M |
| 3 | MID-CONTINENT INSTRUMENT CO., INC. |
WICHITA KS |
| 204 |
| $23.6M |
| $600K |
| 4 | NORTHERN HUMAN SERVICES, INC. NORTHERN HUMAN SERVICES 403(B) PLAN | CONWAY NH | 446 | $15.7M | $101K |
| 5 | SHAW SYSTEMS ASSOCIATES, L.L.C. SHAW SYSTEMS ASSOCIATES, L.L.C. PROFIT SHARING PLAN | HOUSTON TX | 112 | $33.3M | $50K |
| 6 | BCD HEALTH PARTNERS, LLC BCD HEALTH PARTNERS, LLC 401(K) PLAN | WOODLAND PARK NJ | 133 | $17.3M | $29K |
| 7 | MARCO DISPLAY SPECIALISTS MARCO DISPLAY SPECIALISTS, L.P. 401(K) EMPLOYEES' SAVING PLAN | FORT WORTH TX | 234 | $5.7M | $10K |
