Back to filter
Original filing (PDF)20250919114236NAL0005325074001
AVALIGN TECHNOLOGIES, INC.
Form 5500
FILING_RECEIVED
AVALIGN TECHNOLOGIES, INC. 401(K) PLAN
401(k) retirement plan
Signals · 1
No recordkeeper disclosed
Active participants
911
Accounts w/ balance
1,306
Plan assets (EOY)
$53.6M
Net assets (EOY)
$53.6M
How this plan invests
This plan
1 pooled trust
Schedule D
30 securities
funds · stocks · CUSIPs
Holdings are itemized directly on this plan's Schedule of Assets, below.
Plan health score (directional)
89
/ 100
Grade A
Top-tier plan health
Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.
Compliance & disclosures
100
Concentration risk
100
Total plan cost
65
Vendor stack
80
Participation health
100
Knocking points off
- 29 bps in Schedule C fees — 78% above peer band of 16 bps.
- No recordkeeper disclosed on Schedule C.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for AVALIGN TECHNOLOGIES, INC..
Plan sponsor
Name
AVALIGN TECHNOLOGIES, INC.
EIN
20-8145355
Address
10275 W. HIGGINS RD · SUITE 920 · ROSEMONT, IL · 60018
Phone
(847) 908-6109
Industry
Retail Tradesee all
Plan administrator
Same as plan sponsor.
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-09-19
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2S · Automatic enrollment
2T · Default investment account (QDIA)
3D · Pre-approved plan (master / prototype / VS)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
PLANTE & MORAN, PLLC
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
2 rowsOther
2| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| STANCORP FINANCIAL GROUP | 93-1253576 | — | NONE | $84K | — |
| ALERA INVESTMENT ADVISORS, LLC | 81-4473358 | — | NONE | $69K | — |
Investments
30 direct securities · 1 pooled fund· $104.7M(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Uncategorized
$53.6M
30 holdings
Pooled Separate Account
$51.1M
1 holding
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| MASTER SEPARATE ACCOUNT MINNESOTA LIFE INSURANCE COMPANY · EIN 41-0417830 / PN 900 | Pooled Separate Account | — | — | $51.1M | 95.4% | |
| Minnesota Life Insurance Company American Century Ultra Fund R5 | — | — | — | $7.4M | 13.8% | |
| Columbia Dividend Income Advisor Class | — | — | — | $6.0M | 11.3% | |
| Vanguard Intermediate-Term Bond Index Admiral | — | — | — | $4.0M | 7.5% | |
| Fidelity International Growth Fund | — | — | — | $3.3M | 6.2% | |
| Hartford International Value Fund Class R6 | — | — | — | $3.3M | 6.1% | |
| Putnam Small Cap Growth Y | — | — | — | $2.7M | 5.0% | |
| DFA U.S. Small Cap Value I | — | — | — | $2.4M | 4.4% | |
| Securian AM S&P 500 Index | — | — | — | $2.3M | 4.2% | |
| Fidelity Advisor Total Bond I | — | — | — | $2.0M | 3.7% | |
| American Funds 2050 Target Date Retire R6 | — | — | — | $2.0M | 3.7% | |
| American Funds 2040 Target Date Retire R6 | — | — | — | $1.9M | 3.6% | |
| American Funds 2030 Target Date Retire R6 | — | — | — | $1.9M | 3.6% | |
| Hartford Strategic Income R5 | — | — | — | $1.8M | 3.4% | |
| American Funds 2045 Target Date Retire R6 | — | — | — | $1.8M | 3.4% | |
| American Funds 2055 Target Date Retire R6 | — | — | — | $1.5M | 2.8% | |
| Minnesota Life Insurance Company Investment contract - Guaranteed Return Account | — | — | — | $1.5M | 2.7% | |
| American Funds 2060 Target Date Retire R6 | — | — | — | $1.3M | 2.4% | |
| American Funds 2035 Target Date Retire R6 | — | — | — | $1.2M | 2.3% | |
| American Funds 2065 Target Date Retire R6 | — | — | — | $1.2M | 2.3% | |
| Participants Participant notes receivable bearing interest rates ranging from 4.25 to 9.50 percent - | — | — | — | $983K | 1.8% | |
| American Funds 2025 Target Date Retire R6 | — | — | — | $651K | 1.2% | |
| JPMorgan Mid Cap Growth I Fund | — | — | — | $618K | 1.2% | |
| PIMCO CommoditiesPLUS Strategy Institutional | — | — | — | $316K | 0.6% | |
| Vanguard Mid-Cap Index Admiral | — | — | — | $278K | 0.5% | |
| Heartland Mid Cap Value Institutional | — | — | — | $274K | 0.5% | |
| DFA Global Real Estate Securities Portfolio | — | — | — | $211K | 0.4% | |
| Vanguard Small-Cap Index Admiral | — | — | — | $209K | 0.4% | |
| Vanguard Developed Markets Index Fund ADM | — | — | — | $185K | 0.3% | |
| American Funds 2020 Target Date Retire R6 | — | — | — | $179K | 0.3% | |
| American Funds 2015 Target Date Retire R6 | — | — | — | $34K | <0.1% |
Related plans
Other plans using STANCORP FINANCIAL GROUP
STANDARD INSURANCE COMPANY
THE STANDARD 401(K) PLAN
$1.3B · 4,268 participants
BERRY GLOBAL, INC.
BERRY GLOBAL EMPLOYEES 401(K) RETIREMENT PLAN
$1.1B · 17,041 participants
MICHAEL BAKER INTERNATIONAL HOLDCO CORPORATION
MICHAEL BAKER INTERNATIONAL 401(K) PLAN
$933.4M · 3,807 participants
GHD INC.
GHD INC. 401(K) EMPLOYEES' SAVINGS PLAN
$476.8M · 2,044 participants
AWC, INC.
AWC, INC. EMPLOYEES' SAVINGS PLAN
$423.5M · 616 participants
POET BIOREFINING LLC
POET 401(K) PLAN
$265.7M · 2,397 participants
Similar-size Retail Trade plans
SIMPLISAFE, INC.
SIMPLISAFE 401(K) PLAN
$55.3M · 1,145 participants
THE PAMPERED CHEF, LTD.
THE PAMPERED CHEF 401(K) PLAN
$60.0M · 272 participants
SITECORE USA, INC.
SITECORE USA, INC. 401(K) PLAN & TRUST
$61.1M · 350 participants
DIALAMERICA MARKETING, LLC
DIALAMERICA MARKETING, LLC 401(K) SAVINGS PLAN
$42.7M · 925 participants
ALTERN MARKETING, LLC
GOLDEN HIPPO RETIREMENT PLAN
$40.9M · 1,611 participants
STONEMOR INC DBA EVERSTORY PARTNERS
EVERSTORY PARTNERS RETIREMENT PLAN
$39.8M · 2,262 participants
Large plans in Illinois
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE S&P 500 INDEX FUND - NON-LENDING
$91.1B
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE S&P 500 INDEX FUND - DC - NON-LENDING
$62.8B
TRUSTEES OF CENTRAL STATES, SE AND SW AREAS PENSION FUND
CENTRAL STATES, SOUTHEAST & SOUTHWEST AREAS PENSION PLAN
$48.2B · 38,102 participants
STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY
STATE FARM INSURANCE COMPANIES RETIREMENT PLAN FOR UNITED STATES EMPLOYEES
$37.7B · 39,712 participants
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE S&P 500 INDEX FUND - LENDING
$35.5B
NORTHERN TRUST INVESTMENTS, INC.
NORTHERN TRUST COLLECTIVE SHORT TERM INVESTMENT
$29.7B