Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 7 U.S. retirement plans report holding Principal Smallcap S&P 600 Index Fund Mutual Fund in their Schedule of Assets, totaling $473K in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | CAREEN, INC. D/B/A WINDINGS, INC. WINDINGS, INC. 401(K) SALARY SAVINGS & RETIREMENT PLAN | NEW ULM MN | 135 | $12.0M | $196K |
| 2 | FRESHREALM, INC. FRESHREALM RETIREMENT PLAN | LANCASTER TX | 1,101 | $13.6M | $146K |
| 3 | YEDEI CHESED YEDEI CHESED TAX DEFERRED ANNUITY RETIREMENT PLAN |
CHESTNUT RIDGE NY |
| 1,612 |
| $2.6M |
| $35K |
| 4 | KEIRO NORTHWEST KEIRO NORTHWEST 403(B) PLAN | SEATTLE WA | 62 | $3.7M | $34K |
| 5 | GLOBAL POVERTY PROJECT, INC. GLOBAL CITIZEN 403(B) PLAN | NEW YORK NY | 85 | $5.5M | $32K |
| 6 | POMPERAUG WOODS, INC. POMPERAUG WOODS, INC. INTERNAL REVENUE CODE SECTION 403(B) TAX DEFERRED ANNUITY PLAN | SOUTHBURY CT | 172 | $3.2M | $21K |
| 7 | EGAIN CORPORATION EGAIN CORPORATION 401(K) | SUNNYVALE CA | 230 | $38.0M | $9K |
