Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 2 U.S. retirement plans report holding Principal Funds Principal SmallCap Fund R5 Class in their Schedule of Assets, totaling $304K in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | PTI ENGINEERED PLASTICS INC PTI ENGINEERED PLASTICS, INC. 401(K) PLAN | MACOMB MI | 274 | $15.6M | $163K |
| 2 | ALLOGENE THERAPEUTICS, INC. ALLOGENE THERAPEUTICS, INC. 401(K) PLAN | SOUTH SAN FRANCISCO CA | 233 | $44.0M | $141K |
