Based on U.S. Department of Labor Form 5500 filings (plan years 2022–2024), 3 U.S. retirement plans report holding Principal Capital Appreciation Fund Mutual fund - in their Schedule of Assets, totaling $2.7M in parsed positions. Matched on the normalized security name across each plan’s latest filing and ranked by position size.
| # | Sponsor / Plan | Location | Participants | Plan assets (EOY) | Position |
|---|---|---|---|---|---|
| 1 | SAINT FRANCIS MINISTRIES, INC. SAINT FRANCIS MINISTRIES, INC. 401(K) PLAN PLAN | SALINA KS | 1,225 | $39.1M | $2.3M |
| 2 | GOLDSTEIN ENTERPRISES, INC. GOLDSTEIN AUTO GROUP 401(K) PLAN | ALBANY NY | 209 | $13.8M | $264K |
| 3 | ALLIANCE FOR COMMUNITY EMPOWERMENT, INC. |
BRIDGEPORT CT |
| 314 |
| $6.9M |
| $99K |
