FINRA
EIN 53-0088710WASHINGTON, DC
FINRA (EIN 53-0088710) has filed 5 Form 5500 plans with the U.S. Department of Labor, covering $3.0B in plan assets and 13,755 active participants. Each plan below links to its full filing — fees, funds, providers, and Schedule C/H detail.
Plans filed
5
Participants
13,755
Total assets
$3.0B
A FINRA employee? See the FINRA 401(k) plan — assets, recordkeeper, and how to find and check your account.
Form 5500 plans filed under EIN 53-0088710
Form 5500 search →| Plan | Plan # | Participants | Assets |
|---|---|---|---|
| FINRA SAVINGS PLUS PLAN | 003 | 4,223 | $2.5B |
| FINRA EMPLOYEES RETIREMENT PLAN | 001 | 1,065 | $535.0M |
| FINRA RETIREE MEDICAL PLAN | 508 | 0 | $0 |
| FINRA SEVERANCE PAY PLAN | 509 | 4,223 | $0 |
| FINRA BENEFIT OPTIONS PROGRAM | 507 | 4,244 | $0 |
Service providers reported by FINRA
VAUGHAN NELSON INVESTMENT MGMTBLACKROCK INSTITUTIONAL TRUST COBANK OF NEW YORK MELLONPACIFIC INVESTMENT MANAGEMENTVANGUARD ADVISERSAON INVESTMENTS USAAON CONSULTINGWELLINGTON TRUST NA
Providers are read from the Schedule C service-provider disclosures across this employer’s filings.
About this EIN
53-0088710 is the Employer Identification Number (EIN) FINRA reports on its Form 5500 filings with the U.S. Department of Labor. The same EIN identifies the employer across all of its retirement and health plans.
Find other employers in the same state on District of Columbia EIN lookup, or run a Form 5500 search to pull any company’s filing. New to these filings? Start with What is Form 5500?