Jennifer Keating signed Finra's 2024 Form 5500 as plan administrator.
Signer names are public record from the Form 5500 e-signature.
Finra's EIN is 53-0088710.
Download the official 2024 Form 5500 (PDF) for Finra from the U.S. Department of Labor's EFAST2 system.
Download the official 2024 Form 5500 (PDF)Finra's plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| VANGUARD ADVISERS INC. | 23-2811930 | — | NONE | $659K | — |
| THE VANGUARD GROUP, INC. | 23-1945930 | — | NONE | $129K | — |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| VANGUARD INST 500 IND TRUST VANGUARD FIDICIARY TRUST COMPANY · EIN 81-6327546 / PN 001 | Common Collective Trust | — | — | $797.8M | 32.1% | |
| VANGUARD TGT RETIREMENT 2035 TR I VANGUARD FIDICIARY TRUST COMPANY · EIN 90-6083977 / PN 001 | Common Collective Trust | — | — | $164.5M | 6.6% | |
| VFTC RETIREMENT SAVINGS TRUST III VANGUARD FIDICIARY TRUST COMPANY · EIN 38-7041744 / PN 024 | Common Collective Trust | — | — | $154.0M | 6.2% | |
| VANGUARD TGT RETIREMENT 2030 TR I VANGUARD FIDICIARY TRUST COMPANY · EIN 90-6083979 / PN 001 | Common Collective Trust | — | — | $152.5M | 6.1% | |
| VANGUARD TGT RETIREMENT 2045 TR I VANGUARD FIDICIARY TRUST COMPANY · EIN 90-6083973 / PN 001 | Common Collective Trust | — | — | $150.3M | 6.0% | |
| VANGUARD TGT RETIREMENT 2040 TR I VANGUARD FIDICIARY TRUST COMPANY · EIN 90-6083975 / PN 001 | Common Collective Trust | — | — | $149.5M | 6.0% | |
| Vanguard Institutional Extended Market Index Trust 1,036,962 units | Common Collective Trusts | — | — | $138.8M | 5.6% | |
| VANGUARD INST EXT MKT IND TRUST VANGUARD FIDICIARY TRUST COMPANY · EIN 81-6324211 / PN 001 | Common Collective Trust | — | — | $138.8M | 5.6% | |
| VANGUARD TGT RETIREMENT 2050 TR I VANGUARD FIDICIARY TRUST COMPANY · EIN 90-6083969 / PN 001 | Common Collective Trust | — | — | $133.7M | 5.4% | |
| Vanguard Institutional Total Bond Market Index Trust 1,212,079 units | Common Collective Trusts | — | — | $122.8M | 4.9% | |
| VANGUARD INST TOT BND MKT IND TRUST VANGUARD FIDICIARY TRUST COMPANY · EIN 81-6321044 / PN 001 | Common Collective Trust | — | — | $122.8M | 4.9% | |
| Vanguard FTSE All-World ex-US Index Fund: Inst. Plus Shares 909,935 shares | Common Collective Trusts | — | — | $109.0M | 4.4% | |
| VANGUARD TGT RETIREMENT 2025 TR I VANGUARD FIDICIARY TRUST COMPANY · EIN 90-6083981 / PN 001 | Common Collective Trust | — | — | $86.6M | 3.5% | |
| VANGUARD TGT RETIREMENT 2055 TR I VANGUARD FIDICIARY TRUST COMPANY · EIN 27-6715074 / PN 001 | Common Collective Trust | — | — | $69.5M | 2.8% | |
| MFS INTERNATIONAL EQUITY CIT; CL3 MFS INVESTMENT MANAGEMENT · EIN 57-1187281 / PN 013 | Common Collective Trust | — | — | $64.1M | 2.6% | |
| VANGUARD TGT RETIREMENT 2060 TR I VANGUARD FIDICIARY TRUST COMPANY · EIN 45-3799212 / PN 001 | Common Collective Trust | — | — | $34.0M | 1.4% | |
| EARNEST PRN SMID CAP CORE FD CL 1 SEI TRUST COMPANY · EIN 26-4377500 / PN 041 | Common Collective Trust | — | — | $32.7M | 1.3% | |
| VANGUARD TGT RETIREMENT 2020 TR I VANGUARD FIDICIARY TRUST COMPANY · EIN 90-6083983 / PN 001 | Common Collective Trust | — | — | $32.4M | 1.3% | |
| Registered Investment Companies PIMCO Total Return Fund; Institutional Class 2,636,153 shares | Mutual Funds | — | — | $22.4M | 0.9% | |
| VANGUARD TGT RETIREMENT INCOME TR I VANGUARD FIDICIARY TRUST COMPANY · EIN 90-6083968 / PN 001 | Common Collective Trust | — | — | $18.0M | 0.7% | |
| PINESTONE U.S. EQ CIT; FOUNDERS CLS SEI TRUST COMPANY · EIN 99-1858262 / PN 182 | Common Collective Trust | — | — | $15.6M | 0.6% | |
| Participant loans 3.25% - 9.5% | Bonds / Notes | — | — | $15.2M | 0.6% | |
| Vanguard Inflation-Protected Securities Fund: Inst. Shares 1,588,076 shares | Mutual Funds | — | — | $14.6M | 0.6% | |
| VANGUARD TGT RETIREMENT 2065 TR I VANGUARD FIDICIARY TRUST COMPANY · EIN 82-6190443 / PN 001 | Common Collective Trust | — | — | $8.4M | 0.3% | |
| VANGUARD TGT RETIREMENT 2070 TR I VANGUARD FIDICIARY TRUST COMPANY · EIN 87-7035538 / PN 001 | Common Collective Trust | — | — | $1.2M | <0.1% | |
| Vanguard Cash Reserves Federal MM Fund Admiral Shares 11,949 shares | Mutual Funds | — | — | $12K | <0.1% |
Detected from the parsed Schedule of Assets. Click a family to see every plan that holds it — ranked by position size.
