What public Form 5500 filings show about the Waller Lansden Dortch & Davis 401(k) plan — and how to find and check your own account.
Waller Lansden Dortch & Davis (EIN 62-0479474) reports WALLER LANSDEN DORTCH & DAVIS 401(K) RETIREMENT PLAN on its most recent Form 5500, with $228K in plan assets across 6 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Waller Lansden Dortch & Davis filing — schedules, fees, and providers.
Waller Lansden Dortch & Davis’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Waller Lansden Dortch & DavisHR for the recordkeeper’s name and login.
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): UBS FINANCIAL SERVICES, RBC CAPITAL MARKETS, LEHMAN BROTHERS, CAPWEALTH ADVISORS, BENJAMIN F EDWARDS & CO, MORGAN STANLEY.
