Waller Lansden Dortch & Davis' EIN is 62-0479474.
Download the official 2023 Form 5500 (PDF) for Waller Lansden Dortch & Davis from the U.S. Department of Labor's EFAST2 system.
Download the official 2023 Form 5500 (PDF)Waller Lansden Dortch & Davis' plan includes profit-sharing, ERISA 404(c) participant direction, a 401(k) feature, a self-directed brokerage window, automatic enrollment, a default investment (QDIA).
Holdings are itemized directly on this plan's Schedule of Assets, below.
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| CAPWEALTH ADVISORS | — | FRANKLIN, TN | NONE | $14K | — |
| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC |
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
| PI | % of plan | |||||
|---|---|---|---|---|---|---|
| Private‐brokerage investments | Other securities | — | — | $228K | 100.0% | |
| WESTERN ASSET CORE BOND CIT GREAT GRAY TRUST COMPANY LLC · EIN 82-4408926 / PN 373 | Common Collective Trust | — | — | $0 | <0.1% | |
| MORLEY STABLE VALUE FUND PRINCIPAL GLOBAL INVESTORS TRUST COMPANY · EIN 93-6274329 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |
| 13-2638166 |
| — |
| NONE |
| $81K |
| — |
| MERRILL LYNCH | 13-2859641 | — | NONE | $49K | — |
| NORTHWESTERN MUTUAL | 52-2114207 | — | NONE | $47K | — |
| LEHMAN BROTHERS, INC. | — | NASHVILLE, TN | NONE | $17K | — |
| ROBERT W BAIRD & CO. INC. | 39-6037917 | — | NONE | $15K | — |
| ALLIANCE BERNSTEIN | 87-0746508 | WHITE PLAINS, NY | NONE | $13K | — |
| RBC CAPITAL MARKETS LLC | 41-1416330 | — | NONE | $13K | — |
| MORGAN STANLEY | 26-4310632 | — | NONE | $8K | — |
| BENJAMIN F EDWARDS & CO. | 26-3199152 | — | NONE | $7K | — |
