What public Form 5500 filings show about the Upstate Companies I, LLC 401(k) plan — and how to find and check your own account.
Upstate Companies I, LLC (EIN 45-5454043) reports UPSTATE COMPANIES I, LLC 401(K) PROFIT SHARING PLAN AND TRUST on its most recent Form 5500, with $9.2M in plan assets across 103 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Upstate Companies I, LLC filing — schedules, fees, and providers.
The plan’s recordkeeper — the firm that runs the website and statements where you check your balance, change contributions, and manage your account — is EPIC Retirement Plan Services, based on the plan’s Schedule C service-provider disclosure. That’s the login you use for your Upstate Companies I, LLC 401(k).
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): CHEMUNG CANAL TRUST, CHARLES SCHWAB TRUST, DIRECT ADVISORS, NBT BANCORP NA.
