Direct Advisors

Aggregated across all Schedule C name variants below. DOL truncates provider names to 35 chars, so the same legal entity is filed under multiple spellings.

Plans served

Active participants

434

Total plan assets

$38.1M

Filings (rows)

Direct comp

$130K

Indirect comp

SERVICES PROVIDED

Investment manager17

Advisor / Consultant1

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Plans served

All 5 plans

Sponsor / Plan	Location	Services	Participants	Assets	Direct comp	Indirect comp
Espey Mfg. & Electronics Corp. Espey Mfg & Electronics Corp. 401(k) Savings Plan · all filings	SARATOGA SPRINGS, NY	Investment manager	100	$13.9M	$29K	$0
Dow Electric, Inc. Dow Electric, Inc. 401(k) Retirement Plan · all filings	MALONE, NY	Investment manager	95	$9.4M	$39K	$0
Upstate Companies I, LLC Upstate Companies I, LLC 401(k) Profit Sharing Plan and Trust · all filings	MT. UPTON, NY	Investment manager	103	$9.2M	$6K	$0
National Household Employer Association NHEA Domestic Workers Retirement Plan · all filings	CLIFTON PARK, NY	Investment manager	136	$5.6M	$37K	$0
Newport Group, Inc. Direct Advisors Pooled Employer Plan · all filings	FOLSOM, CA	Investment manager	0	$0	$19K	$0