UBS AG 401(k) Plan
What public Form 5500 filings show about the UBS AG 401(k) plan — and how to find and check your own account.
The UBS AG 401(k) on its latest Form 5500
UBS AG (EIN 98-0186363) reports UBS 401(K) PLAN TRUST on its most recent Form 5500, with $10.2B in plan assets across 24,260 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full UBS AG filing — schedules, fees, and providers.
Who runs the UBS AG 401(k)?
The plan’s recordkeeper — the firm that runs the website and statements where you check your balance, change contributions, and manage your account — is Alight Solutions, based on the plan’s Schedule C service-provider disclosure. That’s the login you use for your UBS AG 401(k).
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): AON CONSULTING, T ROWE PRICE ASSOCIATES, NEWTON INVESTMENT MANAGEMENT, ALIGHT FINANCIAL SOLUTIONS, MORGAN LEWIS & BOCKIUS LLP, EAGLE CAPITAL MANAGEMENT.
How to check your UBS AG 401(k)
- Log in to Alight Solutions’s participant portal (the site on your statements).
- Ask UBS AG HR or benefits for the recordkeeper name and enrollment link.
- Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).