What public Form 5500 filings show about the The Northern Trust Company 401(k) plan — and how to find and check your own account.
The Northern Trust Company (EIN 36-1561860) reports THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN on its most recent Form 5500, with $3.3B in plan assets across 9,702 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full The Northern Trust Company filing — schedules, fees, and providers.
The Northern Trust Company’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask The Northern Trust CompanyHR for the recordkeeper’s name and login.
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): NORTHERN TRUST, GEORGE JOHNSON &, EDELMAN FINANCIAL ENGINES, INVESCO CAPITAL MANAGEMENT, FID INV INST OPS CO, PRUDENTIAL TRUST.
