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Original filing (PDF)20250626095956NAL0021140514001
THE NORTHERN TRUST COMPANY
Form 5500
FILING_RECEIVED
THE NORTHERN TRUST COMPANY THRIFT-INCENTIVE PLAN
Pooled investment trust — a fund that other plans invest in — not a participant plan
Signals · 3
29% in single holdingNo recordkeeper disclosed6 service providers
Active participants
9,702
Accounts w/ balance
13,938
Plan assets (EOY)
$3.3B
Net assets (EOY)
$3.3B
How this plan invests
1 plans
invest in this fund
This trust
pooled vehicle
31 securities
Schedule of Assets
This is a pooled fund: many plans invest in it, and it holds the underlying securities.
Master trust / DFE filing
Pooled investment vehicle
This filing is a Direct Filing Entity (DFE) — a master trust or collective investment trust that pools assets from multiple participating plans. It does not have plan participants of its own, and the Plan Health Score formula doesn’t apply. Individual participant-facing plans that invest in this trust are the appropriate target for fiduciary analysis.
Pooled assets (EOY)
$3.3B
Net assets (EOY)
$3.3B
Participating plans
1
latest filings citing this trust
Cited interest
$0
across citing plans' latest filings
Cited interest vs pooled assets: cited interest sums what each participating plan reported holding in this trust, measured at that plan’s own year-end — and those filings span different years. Pooled assets is this single filing’s balance at one date. They’re independent measurements, so cited interest can land slightly above or below the pooled balance and won’t reconcile exactly.
Why no Schedule of Assets here? DFE holdings often live on the master trust’s own audited statement, not as a 4i schedule on the participating plans’ filings. We’re extending the parsing pipeline to cover DFE filings — see Methodology.
Decision-maker contacts
CFO / Head of HR / Benefits Manager — verified email + LinkedIn for THE NORTHERN TRUST COMPANY.
Plan sponsor
Name
THE NORTHERN TRUST COMPANY
EIN
36-1561860
Address
333 S WABASH AVE, WB-20 · CHICAGO, IL · 60604
Phone
(312) 630-6000
Industry
Commercial Banking· Finance & Insurancesee all
Plan administrator
Name
EMPLOYEE BENEFIT ADMINISTRATIVE COMMITTEE
EIN
36-6624743
City
CHICAGO, IL
Phone
(312) 630-6000
Plan characteristics
Plan number
002
Plan year
2024
Plan year begin
2024-01-01
Tax period
2024-12-31
Filed
2025-06-26
Pension benefit codes
2E · Profit-sharing
2F · ERISA section 404(c)
2G · Total participant-directed accounts
2J · 401(k) feature
2K · 401(m) arrangement
2O · ESOP (non-leveraged)
2S · Automatic enrollment
2T · Default investment account (QDIA)
3H · Sponsor in controlled / affiliated group
Audit & trust (Schedule H)
Auditor
GJC CPA'S & ADVISORS
Trustee / custodian
—
Trustee phone
—
Service providers (Schedule C)
6 rowsOther
6| Name | EIN | Location | Relation | Direct comp | Indirect comp |
|---|---|---|---|---|---|
| EDELMAN FINANCIAL ENGINES | 77-0473565 | — | NONE | $780K | — |
| THE PRUDENTIAL TRUST COMPANY | 23-6994310 | — | NONE | $441K | — |
| INVESCO CAPITAL MANAGEMENT | 58-1707262 | — | NONE | $274K | — |
| FID INV INST OPS CO | 04-2647786 | — | NONE | $158K | — |
| THE NORTHERN TRUST COMPANY | 36-1561860 | — | PLAN SPONSOR | $101K | — |
| GEORGE JOHNSON & COMPANY | 27-0475249 | — | NONE | $30K | — |
Investments
11 direct securities · 30 pooled funds· $3.5B(100% of reported assets)
Rows tagged as a trust or pooled fund hold many underlying securities. Click one to drill into its own Schedule of Assets — where the individual funds, shares, and CUSIPs live.
Common Collective Trust
$3.0B
30 holdings
Uncategorized
$507.9M
11 holdings
| PI | Investment | Type | Shares / units | Cost | Current value | % of plan |
|---|---|---|---|---|---|---|
| NORTHERN TRUST S&P 500 INDEX FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 002 | Common Collective Trust | — | $448.0M | $960.7M | 28.8% | |
| TRP STRUCTURED RESEARCH COMM TR FD T. ROWE PRICE TRUST COMPANY · EIN 52-1309931 / PN 010 | Common Collective Trust | — | $130.4M | $256.1M | 7.7% | |
| Northern Trust Corporation* | — | — | $106.0M | $232.1M | 7.0% | |
| NORTHERN TRUST ACWI EX-US FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 223 | Common Collective Trust | — | $156.2M | $197.9M | 5.9% | |
| NORTHERN TRUST S&P 400 INDEX FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 105 | Common Collective Trust | — | $105.2M | $168.3M | 5.0% | |
| JENNISON US SMALL/MID CAP EQ FUND PRUDENTIAL TRUST CO. · EIN 23-6994310 / PN 046 | Common Collective Trust | — | $118.8M | $128.4M | 3.9% | |
| NORTHERN TRUST AGGREGATE BOND INDEX NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 088 | Common Collective Trust | — | $118.4M | $120.4M | 3.6% | |
| BLACKROCK LIFEPATH IDX 2045 FUND N BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 82-1546505 / PN 001 | Common Collective Trust | — | $90.9M | $106.5M | 3.2% | |
| NORTHERN TRUST RUSSELL 2000 INDEX NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 107 | Common Collective Trust | — | $77.0M | $105.3M | 3.2% | |
| BLACKROCK LIFEPATH IDX 2035 FUND N BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 82-1513534 / PN 001 | Common Collective Trust | — | $93.3M | $104.0M | 3.1% | |
| BLACKROCK LIFEPATH IDX 2030 FUND N BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 82-1498398 / PN 001 | Common Collective Trust | — | $86.4M | $93.3M | 2.8% | |
| BLACKROCK LIFEPATH IDX 2040 FUND N BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 82-1532549 / PN 001 | Common Collective Trust | — | $81.6M | $92.8M | 2.8% | |
| BLACKROCK LIFEPATH IDX 2050 FUND N BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 82-1562543 / PN 001 | Common Collective Trust | — | $76.1M | $90.8M | 2.7% | |
| BLACKROCK LIFEPATH IDX RET FUND BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 82-1458076 / PN 001 | Common Collective Trust | — | $87.4M | $87.8M | 2.6% | |
| MFS HERITAGE TR CO INTL EQUITY FUND MFS HERITAGE TRUST COMPANY · EIN 57-1187281 / PN 013 | Common Collective Trust | — | $71.9M | $81.9M | 2.5% | |
| IGT INVESCO SHRTTRM BOND INVESCO TRUST COMPANY · EIN 61-1246990 / PN 215 | Common Collective Trust | — | — | $71.9M | 2.2% | |
| WELLS FARGO CORE BOND II CIT WELLS FARGO BANK, N.A. · EIN 47-6419204 / PN 001 | Common Collective Trust | — | $61.8M | $61.7M | 1.9% | |
| BLACKROCK LIFEPATH IDX 2055 FUND N BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 82-1578259 / PN 001 | Common Collective Trust | — | $49.1M | $59.0M | 1.8% | |
| DFA Emerging Markets Core Equity 1,930,308 Portfolio | — | — | $41.6M | $44.9M | 1.3% | |
| Northern Trust Treasury-Inflation 342,812 Protected Securities Fund* | — | — | $39.4M | $40.8M | 1.2% | |
| NORTHERN TRUST TIPS INDEX FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 091 | Common Collective Trust | — | — | $40.8M | 1.2% | |
| BLACKROCK LIFEPATH IDX 2060 FUND N BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 82-1592041 / PN 001 | Common Collective Trust | — | $33.1M | $39.9M | 1.2% | |
| SHORT-TERM INVESTMENT FUND NORTHERN TRUST INVESTMENTS, INC. · EIN 45-6138589 / PN 084 | Common Collective Trust | — | $29.3M | $29.3M | 0.9% | |
| varying maturity dates up to April 2040) — | — | — | — | $26.7M | 0.8% | |
| RGA Reinsurance Company | — | — | $27.0M | $25.3M | 0.8% | |
| Nationwide Life Insurance Company | — | — | $27.0M | $25.3M | 0.8% | |
| Prudential Insurance Company | — | — | $26.9M | $25.2M | 0.8% | |
| Voya Retirement Insurance | — | — | $26.9M | $25.2M | 0.8% | |
| Metropolitan Tower Life Insurance | — | — | $26.6M | $24.9M | 0.7% | |
| PIMCO All Asset Fund | — | — | $25.4M | $23.7M | 0.7% | |
| IGT JENNISON INT INVESCO TRUST COMPANY · EIN 61-1246990 / PN 218 | Common Collective Trust | — | — | $15.8M | 0.5% | |
| IGT INVESCO INT INVESCO TRUST COMPANY · EIN 61-1246990 / PN 212 | Common Collective Trust | — | — | $15.8M | 0.5% | |
| PIMCO International Bond Fund | — | — | $14.4M | $13.9M | 0.4% | |
| BLACKROCK LIFEPATH IDX 2065 FUND N BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 84-1845096 / PN 001 | Common Collective Trust | — | $11.8M | $13.7M | 0.4% | |
| IGT LOOMIS SAYLES INT INVESCO TRUST COMPANY · EIN 61-1246990 / PN 217 | Common Collective Trust | — | — | $7.9M | 0.2% | |
| IGT PIMCO INT INVESCO TRUST COMPANY · EIN 61-1246990 / PN 207 | Common Collective Trust | — | — | $7.9M | 0.2% | |
| IGT LOOMIS SAYLES CORE INVESCO TRUST COMPANY · EIN 61-1246990 / PN 224 | Common Collective Trust | — | — | $7.9M | 0.2% | |
| IGT INVESCO CORE INVESCO TRUST COMPANY · EIN 61-1246990 / PN 225 | Common Collective Trust | — | — | $7.9M | 0.2% | |
| IGT PIMCO CORE INVESCO TRUST COMPANY · EIN 61-1246990 / PN 219 | Common Collective Trust | — | — | $7.9M | 0.2% | |
| IGT DODGE & COX CORE INVESCO TRUST COMPANY · EIN 61-1246990 / PN 244 | Common Collective Trust | — | — | $7.8M | 0.2% | |
| BLACKROCK LIFEPATH IDX 2025 FUND N BLACKROCK INSTITUTIONAL TRUST COMPANY, N.A. · EIN 82-1483157 / PN 001 | Common Collective Trust | — | — | $0 | <0.1% |