What public Form 5500 filings show about the Swartley Bros. Engineers, Inc. 401(k) plan — and how to find and check your own account.
Swartley Bros. Engineers, Inc. (EIN 23-1296376) reports SWARTLEY BROS. ENGINEERS, INC. EMPLOYEE PROFIT SHARING PLAN on its most recent Form 5500, with $19.2M in plan assets across 245 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Swartley Bros. Engineers, Inc. filing — schedules, fees, and providers.
The plan’s recordkeeper — the firm that runs the website and statements where you check your balance, change contributions, and manage your account — is Principal, based on the plan’s Schedule C service-provider disclosure. That’s the login you use for your Swartley Bros. Engineers, Inc. 401(k).
Other service providers named on the filing (investment managers, trustees, auditors — not necessarily the recordkeeper): WELLS FARGO CLEARING SERVICES, BERNARDO WEALTH PLANNING.
