What public Form 5500 filings show about the RMB Securities USA Inc. 401(k) plan — and how to find and check your own account.
RMB Securities USA Inc. (EIN 86-3557404) reports RMB SECURITIES USA INC 401K PLAN on its most recent Form 5500, with $579K in plan assets across 6 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full RMB Securities USA Inc. filing — schedules, fees, and providers.
RMB Securities USA Inc.’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask RMB Securities USA Inc.HR for the recordkeeper’s name and login.
