Northern Capital Securities 401(k) Plan
What public Form 5500 filings show about the Northern Capital Securities 401(k) plan — and how to find and check your own account.
The Northern Capital Securities 401(k) on its latest Form 5500
Northern Capital Securities (EIN 04-3304189) reports NORTHERN CAPITAL SECURITIES CORPORATION 401(K) PSP on its most recent Form 5500, with $1.8M in plan assets across 15 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Northern Capital Securities filing — schedules, fees, and providers.
Who runs the Northern Capital Securities 401(k)?
Northern Capital Securities’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Northern Capital SecuritiesHR for the recordkeeper’s name and login.
How to check your Northern Capital Securities 401(k)
- Log in to the plan’s recordkeeper portal (the site on your statements).
- Ask Northern Capital Securities HR or benefits for the recordkeeper name and enrollment link.
- Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).