H.C. Wainwright & Co. LLC 401(k) Plan

The H.C. Wainwright & Co. LLC 401(k) on its latest Form 5500

H.C. Wainwright & Co. LLC (EIN 04-3104484) reports H.C. WAINWRIGHT & CO. LLC 401(K) PLAN on its most recent Form 5500, with $8.7M in plan assets across 93 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.

See the full H.C. Wainwright & Co. LLC filing — schedules, fees, and providers.

Who runs the H.C. Wainwright & Co. LLC 401(k)?

H.C. Wainwright & Co. LLC’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask H.C. Wainwright & Co. LLCHR for the recordkeeper’s name and login.

How to check your H.C. Wainwright & Co. LLC 401(k)

• Log in to the plan’s recordkeeper portal (the site on your statements).
• Ask H.C. Wainwright & Co. LLC HR or benefits for the recordkeeper name and enrollment link.
• Left the company? Your balance stays in the plan until you roll it over — see how to find a lost 401(k).