What public Form 5500 filings show about the Energy Spectrum Securities, Corp. 401(k) plan — and how to find and check your own account.
Energy Spectrum Securities, Corp. (EIN 75-2810665) reports ENERGY SPECTRUM SECURITIES CORPORATION 401(K) PLA on its most recent Form 5500, with $18.8M in plan assets across 15 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Energy Spectrum Securities, Corp. filing — schedules, fees, and providers.
Energy Spectrum Securities, Corp.’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Energy Spectrum Securities, Corp.HR for the recordkeeper’s name and login.
