Original filing (PDF)20250324122617NAL0019209808001

ENERGY SPECTRUM SECURITIES, CORP.

Name: ENERGY SPECTRUM SECURITIES, CORP. — ENERGY SPECTRUM SECURITIES CORPORATION 401(K) PLA, Form 5500 (2024)
Creator: ENERGY SPECTRUM SECURITIES, CORP.

Form 5500-SF

FILING_RECEIVED

ENERGY SPECTRUM SECURITIES CORPORATION 401(K) PLA

401(k) retirement plan

Active participants

Accounts w/ balance

Plan assets (EOY)

$13.9M

Net assets (EOY)

$13.9M

Plan health score (directional)

/ 100

Grade A

Top-tier plan health

Directional indicator computed from public Form 5500 data — compliance, concentration, cost, vendor stack and participation. Not a fiduciary tool.

Compliance & disclosures

100

Concentration risk

Total plan cost

Vendor stack

100

Participation health

Decision-maker contacts

CFO / Head of HR / Benefits Manager — verified email + LinkedIn for ENERGY SPECTRUM SECURITIES, CORP..

Plan sponsor

Name

ENERGY SPECTRUM SECURITIES, CORP.

EIN

75-2810665

Address

5956 SHERRY LANE, SUITE 1400 · DALLAS, TX · 75225

Phone

(214) 987-6100

Industry

Finance & Insurancesee all

Plan administrator

Same as plan sponsor.

Plan characteristics

Plan number

003

Plan year

2024

Plan year begin

2024-01-01

Tax period

2024-12-31

Filed

2025-03-24

Pension benefit codes

2E · Profit-sharing

2F · ERISA section 404(c)

2G · Total participant-directed accounts

2J · 401(k) feature

2K · 401(m) arrangement

2R · Participant-directed brokerage (SDBA)

2T · Default investment account (QDIA)

3D · Pre-approved plan (master / prototype / VS)

Service providers (Schedule C)

Small plans don't disclose service providers

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