What public Form 5500 filings show about the Empirical Finance, LLC 401(k) plan — and how to find and check your own account.
Empirical Finance, LLC (EIN 27-3001230) reports EMPIRICAL FINANCE, LLC 401 K PLAN on its most recent Form 5500, with $2.1M in plan assets across 36 active participants. Form 5500 is the annual report employers file with the U.S. Department of Labor for their retirement plans, and it’s public.
See the full Empirical Finance, LLC filing — schedules, fees, and providers.
Empirical Finance, LLC’s Form 5500 doesn’t separately disclose a recordkeeper we can confirm. The firms named on its Schedule C are service providers — which can include investment managers, trustees, and auditors, and are not necessarily the company that runs your account. To find who runs your 401(k), check your enrollment paperwork or a recent statement, or ask Empirical Finance, LLCHR for the recordkeeper’s name and login.
